S79 Quick Terms to Know

What is it? Form 3

Becoming a corporate insider over 10%

What is it? Form 4

Corporate insider changes holdings

What is it? Form 5

corporate insider changes holdings slowly

What is it? 13D

active investor greater than 5%

What is it? 13g

passive investor greater than 5%

What is it? 13E-3

Going private

What is it? 13F

quarterly filing by institutional over $100m

What is it? Schedule 14D-9

BOD response to TO

When is it? Form 3

within 10 days

When is it? Form 4

within 2 days

When is it? Form 5

45 calendar days after fiscal year end

When is it? 13D

5 business days after transaction, 2 business days for any material change

When is it? 13G

If 5% 45 calendar days after Q end. If 10% 5 business days after month end

When is it? 13E-3

Concurrent

When is it? 13F

45 calendar days after Q end