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WHAT IS COMPARATIVE POLITICS
Study of politics within countries, domestic politics
Study of politics of foreign countries
Goal is to understand why things happen
What country is an ideal democracy
Denmark (Free, democratic, equal, peaceful)
POSITIVE ARGUMENTS
Actual state of the world
Shows the way things are
Explains why/how the world is
Examples:
Oil wealth makes it less likely that a country democracy
Poverty does not increase the likelihood of civil war
A first-past-the-post election system leads to a two party system
NORMATIVE ARGUMENTS
Ethical or moral argument, focused on values
What “should” be happening
Examples
Violence is never justified
It is wrong that some people do not have enough food
Describe the Summit for democracy (who invited)
Gathering of leaders from 100+ countries and NGOs
Invitees (only democracy)
Pakistan, Iraq and DRC are invited
Hungary and EU member is not invited
3% not free, 28% partly Free, 69% Free
Substantive definitions of democracy
Source of authority
Represents will of the people (Rousseau)
Hard to put a finger on ; fluctuating, uniformed, contradictory
Purposes of rule
Realizes the common good
Who decides what the common good is and whether it is being achieved
Procedural definitions of Democracy
A set of certain institutions for governing & collective decisions
Typically elections are means of choosing leaders
A system where leaders lose elections
Pro/Con for PROCEDURAL DEFINITION of democracy
Pros
Easier to measure and study objectively
Practical : tells you what to do
Elections matter?
Cons
Does it capture weather people are really ruling
Does it capture whether government actions benefits all or just some
Is it inspiring?
DAHL'S CONTRIBUTION to the democracy conversation
Two dimensions of democracy
He calls it polyarchy
Contestation: choice between alternatives
Inclusive non-democracies : communist regimes
Inclusiveness : everyone gets to choose
Limited democracy : South Africa under apartheid, US under Jim Crow
How to measure democracy
Conceptualization
Minimalist or maximalist
Objective or subjective measures
Dichotomous or continuous
Validity : measures correspond to concepts
Is this actually democracy
Reliability : consistently produces same score for a given case
FREEDOM HOUSE MEASURE
FREEDOM HOUSE MEASURE
Political rights
Free vote for head of state
No pervasive corruption
Govt. open and accountable
Right to organize
Socioeconomic equality
Civil Liberties
Free media
Free religious orgs
Independent judiciary
Equal treatment under law
Right to own property
Maximalist
Subjective
Continuous : 7 point scale, 2 dimensional
what is wring with the FREEDOM HOUSE MEASURE
Reliability : Hard to replicate bc many aspects, often subjective, scores of elements not record
Validity : is democracy everything good
Is politically biased : US allies score better
A MINIMALIST OBJECTIVE MEASURE of democracy
Dichotomous - need all four elements to be democratic
Chief executive elected
Legislature elected
More than one party competing in elections
An alteration in power under identical electoral rules
Why is Turkey a hard case for democracy
Multiple parties, leaders have lost elections
Past : deep state
Military and educated elite limit power of religious groups, enforce secularism
Today : Islamist government in power
Limit power of opposition, falsified case against military, journalists
Under both regimes taboos: speaking about Armenian genocide
LIBERAL RIGHTS
basic rights and freedoms (speech, press, association)
Usually they go together (liberal democracy = US)
But some don’t (Turkey or hungary = illiberal democracy, spain in 1975 liberal dictatorship)
Paradox : people can vote to restrict rights
Varieties of democracy
Electoral
Liberal
Egalitarian
Participation
Deliberative
NORMATIVE ARGUMENTS FOR DEMOCRACY
Deontological - and action is right because it conforms with moral law
ex: democracy is a fundamental right
Consequential - action is right because it has good consequences
Prevents tyranny
ARGUMENTS AGAINST DEMOCRACY
Anarchism : max freedom democracy limits that
Guardianship : politics require expertise, most people incompetent to rule
Toughness (fascism) ; world is dangerous need strong leaders, democracy is not unified enough
Working definition of democracy
System is democratic to the extent that its most powerful collective decision makers are selected through fair, honest, and periodic elections in which candidates freely compete for votes and in which virtually all the adult population is eligible to vote
Early democracy
Athenian democracy
Citizens rule directly - vote on policy
Some positions elected by lot
Not all people are considered citizens
Roman republic
Representative institutions
Zakaria on long view
Europe developed distinctive institutions that allow democracy
Countervailing powers to rulers
Churches feudal lords, weak bureaucracies
Space for civil society, private enterprise and the rule of law
But centuries-long development not present elsewhere
Waves of democracy
Positive ( First wave )
Long gradual expansion
Reversals (first reverse )
Communism & fascism
Positive (Second wave )
Losers of World war 2 and formal colonies
Second reverse
Many new democracies fall in developing world
Positive ( Third Wave )
Fall of military dictatorship and communism
Third reverse
Are we in the middle of one
Recent downgrades on democracy
Hungry turkey
India
Indonesia
Potential for democratic improvement
Poland
Ukraine
Democratic backsliding Old style
open ended coups
Self coups
Election day fraud
Democratic backsliding new style
Promissory coups – temporary, in name of democracy
Executive aggrandizement
Strategic election manipulation: media, funding, rules
• In short, more gradual, ambiguous
MODERNIZATION THEORY
Socioeconomic modernization connected with industrialization produces democracy
More middle class/ more democracy
How does Wealth reduce class and religious conflict
More inequality, the elites oppress more
Modernization reduces inequality
People are focusing on other things
WEIRD
Western, Educated, Industrialized, Rich, and Democratic.
Endogeneity
where the effect of an independent variable on a dependent variable cannot be casually interpreted because it includes omitted causes
State (or modern state)
centralized organization with monopoly on legitimate use of violence within a territory
Stateness
degree of government
Illiberal democracies
Some components of a democracy (periodic elections ) none for the civil rights of citizens, freedom of speech/press is suppressed examples
Poland
Hungry
Russia
Extractive Economic Institutions
design to extract wealth from one party of the society, leads to inequality, stunted economic growth, rich exploiting the poor
Inclusive Economic Institution
free market, open to trade, ability to choose your occupation, everyone can participate, low barriers to entry
Collective action problem
Free Rider: people who don't participate in the strike, union, etc but get the benefits
Solutions: Selective incentives: Limit access to common resources, Sanctions: monitored and penalized for those not following the rules, Privatization: converting from a collective good to private good, Basic idea of both: align personal gain with collective good
Nation
A psychological bond that groups people together based on shared descent, language, culture (within a state there can be a/multiple nation, nation is more fluffy state is more steel)
Empirical argument
Actual state of the world, shows the way things are, explains why/how the world is, Examples:
Oil wealth makes it less likely that a country democracy
Malthusian trap
when population grown exponentially, the production of agriculture and things do not grow as fast to catch up, so therefore we are screwed, but because of the industrial revolution we are now caught up
How do states use violence
how to extract goods under the threat or act of violence (taxes, seizing property, execution/prison)
Consequentialist argument for democracy
its an argument based on outcomes, it prevents long term tyranny collective wisdom, protects personal rights, prevent wars because democracy does tend to fight with each other
Why didn;t nationalism emerge before the 1900’s
bc there was a lack of national language and culture, society was divided into small villages , the change was due to the industrial revolution and urbanization as migration happened so a cosmopolitan affect, more people gathering in cities
Why doesn’t tilly’s argument apply to africa (herbs argument)
trade routes and physical barriers, borders were drawn by European
Eurape there was many wars (war making dynamic) low population density, the the war making activity was less and borders were created by europeans exciting, no strong infrastructure to collect taxes
Why is the existence of strong centralized states more important than democracy for many developing countries?
Anarchy is the worst possible thing
Democracy needs to be implemented slowly
Strong taxing ability
deliver public goods, security, enforce laws
All of this is so important in having a strong state
Weak three
PREFERENCE FALSIFICATION & REVOLUTION
To overthrow a dictator need a lot of people
Large anonymous group
Everyone receives benefit if dictator overthrown
Thus better if I let other make the sacrifice
Predicts that revolutionary action uncommon
Dictators makes the cost very high (death) so that people don’t want to risk being the few paying the cost and still get the benefit from the movement
The paradox for communism
Communist regimes are very stable and show no sign of falling
Seem to have public support and provide goods to citizens
Few experts on the region predict any change
The suddenly the entire bloc falls
All of this anti-movement has to move in silence bc it is communism and so it must happen suddenly and hard
Preference of falsification
People often don’t say what they think
Coat and benefits of critzing regimes
Internal : being true to yourself
External : punishments and rewards
These depends on what other people are doing
Hard to know who else opposes
Hard to coordinate on action at the same time
Revolutionary Threshold
% of people who must oppose the regime before you join and oppose it
That guy in Russia who was poisoned for running against Putin then went back to Russia bc he still wanted to run
That guy got a low percent
Eastern European regimes look more like everyone is at 20%
Some very unpopular but no one is sure what others are thinking
what does huntington the main difference in between countries
not type of gov but degree of gov
What does tilly sau abt modern states
war made modern states and states made war in europe
public goods non rivalrous (can be used by many people) and nonexcludable (open to all)
ex: national defense, roads, laws, public order
Hobbs say abt anarchy
better to have absolute dictator than citizens killing each other
Pinker says violence declining because:
power of state, leviathan
commerce, mutual benefit
feminization, more respect for women
cosmopolitanism, literacy, media, empathy goes up whatever
reason, futility of violence
what do coercion intensive states depend on
slaves
capital intensive state
shares power with capitalists
these powerful states are kind of a new phenomenon
modern states are better at war
Why are states weak in africa
no monopoly on violence, few public goods, difficulty with taxes
because difficult terrain, low pop. density–difficult and costly for leaders to project power
nation versus state
nation has no organization or resources, is more cultural (nation should have a state, state should have a nation)
cosmopolitanism
allegiance to the human race
why no democracy in middle east
oil→ rentier effect: gov has all this money, doesn’t really need to tax, no representation and no accountability
repression effect: rich gov deploys military against citizens
modernization effect: wealth is direct to gov and not through industry, which skips the social changes (education, middle class) that are needed for democracy
fish theory: female subordination
ross’s findings: all these things do hinder democracy, oil hurts poor countries more than rich countries