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separation of powers
“The accumulation of all powers, legislative, executive, and judicial, in the same hands may justly be the definition of tyranny” (Federalist #47).
checks and balances
“In framing a government which is to be administered by men over men, the great difficulty lies in this: you must first enable the government to control the governed; and in the next place oblige it to control itself” (Federalist #51).
House of Representatives
435 Members / 2-year terms / based on a population of 760,000
must be 25+ years old and a citizen for 7+
Senate
100 members / 6-year terms / 2 senators per state
must be 30+ years old and a citizen for 9+
delegate role (representational view)
the idea that the main duty of a member of Congress is to carry out constituents’ wishes.
trustee role (attitudinal view)
the idea that members of Congress should act as trustees, making decisions based on their knowledge and judgment.
politico role
emphasizes that Congress is a politicized body, and its members must balance their choices with their interests of constituents and their political party
Congressional responsibilities
representation - may consider themselves a delegate or trustee in their district
lawmaking - they may be attentive to the public, but each congress person may be influenced by their own values, philosophies and perception of interest
consensus building - work with their party members develop party ideas.
overseeing the bureaucracy - serve on committees to make laws and represent constituents
investigating - gathering facts related to legislation, assessing efficiency of exec. agencies, exposing corruption, enhance image of members
checks and balances - war making
Congress declares war, Senate ratifies treaties
President is the commander in chief and negotiates treaties
checks and balances - judicial authority
Congress creates lower federal courts, sets # of judges
Senate gives “advice and consent” over nominees
Executive nominations (ambassadors, bureaucratic heads, cabinet secretaries)
checks and balances - impeachment
House of Representatives charges (simple majority)
Senate holds the trial and convicts (2/3)
earmark legislation
a specific provision inserted into a spending bill for specific projects, bypassing standard competitive allocation processes; very specific in how they can be used / amount granted
pork barrel spending
“bringing home the bacon”; legislators allot money using earmarks to benefit their districts (usually uses logrolling to pass)
logrolling
trading of votes on legislation by members of Congress to get their earmarks passed into legislation.
apportionment
the process of determining the number of representatives for each state using census data.
Article I, Section II of the Constitution (representatives are reapportioned every 10 years)
redistricting
states’ redrawing of boundaries of electoral districts following each census
the majority party in the state legislature will create districts that are favorable to them
sophomore surge
an increase in the votes which the congressional candidates usually gets the first time they run for re-election
franking privileges
a perk which grants an elected official the right to send mail through the postal system for free, often simply by signing their name where the postal stamp would normally be placed
the leader of the House of Representatives, chosen by an election of its members.
a member of Congress, chosen by their party members, whose job is to ensure party unity and discipline.
Senate majority leader
the person who has the most power in the Senate and is the head of the party with the most seats.
consists of all members of the House and meets in the House chamber but is governed by different rules, making it easier to consider complex and controversial legislation.
standing committees
permanent committees established under the rules of each house.
handles legislation and oversight in specific policy areas.
joint committees
members are drawn from both the House and the Senate; can be permanent or temporary
conducts studies or performs housekeeping tasks; does not deal with legislation
conference committees
formed when the Senate and the House pass different forms of a bill (temporary joint committee)
select (special) committees
usually committees created for a specific purpose or investigation; investigates issues not addressed by standing committees or handles unique matters (ex: Jan. 6th)
distributive policies
aimed at specific groups, selective in nature (narrowly concentrated)
redistributive policies
transfer wealth, resources, or power from one segment of society to another, typically to reduce inequality and promote a more equitable distribution
public policy
the action the government takes to solve a problem, deal with an issue, or meet the needs and wishes of its citizens.
political agenda
the issues that require political action
public policy process
Agenda setting: What is the policy? What is important to the voting population? Congress must listen to public opinion and address those issues.
Policy formulation: What is the way to attack the policy? Action must be proposed which may require research, long and short-term goals, affected parties, and cost-benefit analysis.
Policy Adoption: a policy is submitted for a bill and receives congressional approval or disapproval
Policy implementation: Government agencies (bureaucrats) will apply the new rules of the policy in order to meet the specific goals.
Policy evaluation: the public and members of government will react to the new policy and decide if anything needs to be amended.
Baker v. Carr (1962)
Tennessee counties each got one member for the state legislature, but some, like Shelby County, were significantly larger—leading to Baker’s concerns that his vote was devalued
redistricting issues present justiciable questions
federal courts have the authority to enforce the 14th amendment’s equal protection clause against state officials if the state legislative districts are disproportionate
Shaw v. Reno (1993)
North Carolina was redistricting to create a race-based majority-minority district (12th district)
the district violated the 14th amendment because it was so oddly drawn that it could only be a result of racial separation
Federalist 70 (Hamilton)
energy in the executive!
qualifications for president
natural-born citizen, 35+ years old, US resident for 14+ years
20th amendment (1933)
inauguration day set to Jan. 20th
22nd amendment (1951)
president can serve two terms (10 years maximum)
25th amendment (1967)
vacancy in presidency (temporary incapacitation, inability to fulfil duties, outside appearance of disability)
Presidential Succession Act of 1947
changed the order of presidential succession to what it is today; the cabinet members are ordered in the line of succession according to the date their offices were established
constitutional powers of the president
commander in chief, legislative / administrative / judicial powers
extension of presidential powers
emergency powers: to act quickly in times of crisis
executive orders: authority that has the force of the law
executive privilege: withholding information for the sake of national security (US v. Nixon, 1974)
budget and impoundment of funds: refusal to spend funds appropriated by Congress
signing statement
a brief declaration a bill is being signed and why that is happening.
veto
sends a bill back to Congress with the president’s reasons for rejecting it; can be overridden by a 2/3 vote in Congress
pocket veto
letting a bill die by not signing it within 10 days of receiving it; only works when Congress is adjourned (not meeting) and can’t override it
line item veto
the ability to veto parts of a bill
some governors have this power, but the president does not
bully pulpit
the president's use of visibility and influence to guide or mobilize public opinion
War Powers Act (1973)
the President must send a report to Congress within 48 hours
must have Congressional approval past 60 days (and a 30-day withdraw period); passed after the Vietnam War
National Security Act
allows the president to activate special powers during a crisis
Congress can undo a state of emergency declaration with either a joint resolution and the President's signature, or with a veto-proof majority vote
bureaucracy
a larger complex organization of appointed officials, usually set in a hierarchy of offices
government by proxy; the federal government pays state and local governments to staff and administer federal programs
ex: cabinet positions, armed services, academic institutions, hospitals, businesses
history behind bureaucracy
The Patronage System (1829): hiring and promotion based on knowing the right people.
The Pendleton Civil Service Act (1883): created the federal Civil Service. All civil service systems are based on the merit principle (using entrance exams and promotion ratings to reward qualified individuals) to create a nonpartisan government service.
The Hatch Act (1939): prohibits civil service employees from active participation in partisan politics while on duty.
The Office of Personnel Management: in charge of hiring for most agencies of the federal government
executive bureaucracies
The Cabinet Departments: A secretary chosen by the president and approved by the Senate heads each of the fourteen cabinet departments.
The Regulatory Agencies: Each independent regulatory agency has responsibility for some sector of the economy—making and enforcing rules designed to protect the public interest.
The Independent Executive Agencies: they exist outside the federal government, but need private funding to operate
job of the federal bureaucracy: implementation
develop procedures and rules for implementing policy goals and manage the routines of government.
creation of a new agency or assignment of responsibility to an old agency
translation of policy goals into operation rules of thumb
coordination of resources and personnel to achieve the goals
job of the federal bureaucracy: regulation
the use of governmental authority to control or change some practice in the private sector.
Grant of power and set of directions from Congress
Set of rules and guidelines by the regulated agency often developed in consultation with the people or industries being regulated
Enforcing compliancewith congressional goals and agency regulations.
checks on bureaucracies
Congress - Senate confirms appointments, passes legislation to create / end a department, appropriates funds, sets goals, conducts oversight (Government Accountability Office)
President - appoints and / or removes individuals at the top level, appoints agency heads, shapes priorities through budget, reorganizes agencies
Courts - may restrict / contain an agency (Michigan v. EPA, the EPA must consider costs when deciding to regulate)
iron triangles
establish a mutually supporting relationship between Congress, interest groups, and government agencies
President and Congress find it difficult to control bureaucracies because agencies have strong ties to interest groups and congressional committees and subcommittees.
seniority rule
a practice where length of service grants preferential treatment, such as in U.S. Congress for committee chairmanships and assignments
criminal law case
an individual is charged by the government with violating a specific law
civil law case
involves disputes between two parties and defines relationships between them
district courts
94 courts of original jurisdiction; the only federal courts in which trials are held
98% of criminal cases are heard in state and local courts; handles 100 million cases a year
appellate courts
12 courts with the authority to review the final decisions of the district courts; can also review / enforce orders of federal regulatory agencies
Supreme Court
original jurisdiction: ambassadors, US or a state is a party
appellate jurisdiction: the court of last resort (99% of cases)
still only decides roughly 2% of cases (usually chooses ones that involve major issues)
solicitor general
has important influences on the court - decides whether to appeal cases that the gov. has lost in lower court, reviews and modifies briefs presented in gov. appeals, represents gov. before the SC, submits a brief on a litigant in a case where the gov. is not directly involved
politics of judicial selection
only 13 of the 114 members of the SC have been nominated by presidents of a different party
the Senate Judiciary Committee questions the nominee
the Gang of Fourteen: a bipartisan group who may filibuster a nomination (Senate)
rule of four
four Supreme Court justices must agree to hear a case
writ of certiorari
a formal request to a higher court to review a lower court's decision; granted when the four SC justices agree to hear the case
amicus curiae brief
a type of brief reviewed by the Supreme Court before entering the courtroom; briefs are generally meant to raise new points and influence the Court’s decisions
means “friend of the court”, and is prepared by someone not directly involved in a case (e.g., solicitor general, interest groups)
majority opinion
written by the judges that agree with the decision of the case
dissenting opinions
written by justices opposed to all or part of the majority’s decision
concurring opinions
written not only to support a majority decision but also to stress a different constitutional / legal basis for the judgment
stare decisis
an earlier decision should hold for the case being considered (precedent)
judicial restraint
believe the courts should avoid constitutional questions when possible (adhere to precedent) and play a minimal role in policymaking
judicial activism
encourages the courts to actively use judicial review to interpret and enforce the Constitution
envisions the courts playing a role equal to those of the legislative and executive branches in determining the meaning of the Constitution.
Federalist 78
argues for the importance of the independent judiciary and the power of judicial review
the judiciary is the “least dangerous branch” because it lacks control over the “sword and the purse”
life tenure for judges = independence from political pressure