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10 formal powers of the PM
Appointing and dismissing all government ministers
Granting peerages, honours and chairs of many public bodies
Determining date of general election
Conducting relations with foreign powers
Commander in chief of the armed forces
Ultimate responsibility for national security
Leading relations with EU
Leader of governing party
Head of the civil service
Three examples of formal prime ministerial powers for 9 marker
Appointing or dismissing all government ministers, determining the date of general elections and leader of governing party
What are the 4 informal powers of the PM
Chief policymaker
control over the economy (shared with Chancellor)
Parliamentary leader
Chief spokesman for the government
What does primus inter pares mean
First amongst equals
What does the principle of primus inter pares refer to
The Prime Minister is legally equal to other ministers but has more influence because they lead the government.
7 restraints on PM power
Can be overruled by cabinet
Can be overruled by parliament
Vote of no confidence in parliament
Not completely free to choose cabinet
Can be restrained by international allies
Can be overruled by majority of their party
Fixed term parliaments act limited power of determining date of general election
When was the last time a vote of no confidence in parliament forced a PM to call a general election
1979, PM James Callaghan
5 short term factors that have a favourable affect on informal PM powers
Large majority in parliament
Healthy economy
Mandate
Dominant personality
Good media image
What majority did Blair get in 1997
A landslide majority of 179
What majority did Blair get in 2001
167
What majority did Blair get in 2005
66
Example of a PM with a dominant personality
Margaret Thatcher
Example of a PM with a healthy economy
Blair who oversaw an average of 2.8% growth from 1997-2007 which was better than other EU countries
Example of a PM with a good media image
David Cameron
Who is in the core executive (5 points)
PM, Cabinet, senior civil servants, cabinet committees and cabinet office
What makes up Parliament
the 650 MPs and around 800 Lords but numbers fluctuate
Who is the governing party
MPs from biggest single party
What makes up the government
Technically the approx 100 ministers but its mostly the 25 cabinet ministers and a few juniors
4 main roles of the core executive
making policy
financing
passing legislation
national first responder
What is the core executive role in making policy
core exec must set political priorities and come up with the policies to instigate them
Who has the job of implementing policy
the civil service
What is the core executive role in passing legislation
Although legislation must be passed through parliament, major bills are discussed and approved at cabinet level first
What is the core executive role in financing
Make decisions on taxation and government spending, usually manifested as spring budget and autumn statement or vice versa
What is the core executive role of being national first responder
Executive required to put emergency measures in place during national emergencies which requires cooperation across a lot of departments and ministers
Example of a core executive group involved in national emergencies
COBRA/ COBR who do high-level co-ordination and decision making in the event of major or catastrophic emergencies, including natural disasters, terrorist attacks and major industrial accidents or disruption
What are royal prerogative powers
Powers historically exercised by the monarch but are now in the hands of the PM and government ministers
Examples of the royal prerogative powers
appointment and dismissal of ministers
deployment of troops overseas
Making and ratifying treaties
What are the 4 most significant royal prerogative powers according to UCL
Declaring war and deploying forces
Public and judicial appointment
Granting honours and pardons
Conducting foreign policy and treaties
What are the royal prerogative powers that are still exercised by the king called
reserve powers or personal prerogatives
What are the reserve powers that the King still exercises on the advice of ministers
appointing and dismissing ministers including the PM
Summoning and proroguing parliament
Royal assent of legislation (although this technically happens automatically once a bill passes in both houses
Under what condition can the King ignore the advice of ministers and exercise a power himself
King has power to dismiss a Prime Minister who refuses to resign after losing the confidence of the House of Commons as he is guardian of the constitution
What case set the precedent for the monarch’s involvement in future prorogations of Parliament
The Supreme Court’s Miller/Cherry ruling of 2019
What did the Cherry v Miller ruling decide
A monarch could refuse a future request for prorogation if its effect would be to frustrate or prevent parliament from carrying out its constitutional functions.
Ministers are accountable for their use of what
the prerogative powers and statutory powers
What are statutory powers
powers conferred on ministers through Acts of Parliament
What can happen if there is concern that ministers have exercised prerogative powers wrongly
They can be held liable for their actions through judicial review like the Cherry v Miller case of 2019
Examples of some prerogative powers coming under more control by parliament
Constitutional Reform and Governance Act 2010
Convention on commons vote on military action
what is Constitutional Reform and Governance Act 2010
Placed civil service regulation on a statutory basis and put in law that parliament must see treaties before government ratifies them
What did the 2011 fixed term parliaments act do
removed monarch’s power to dissolve parliament on the advice of ministers and set in legislation a default fixed election date for general elections
Example of the war prerogative being affected by convention
Commons vote became expected after Iraq in 2003 but was not followed by Theresa May in 2018 when she authorised air strikes on Syria without vote in Parliament
What does Covid show about the nature and extent of prerogative powers
COVID showed that emergency action is now mainly taken using statutory powers, not prerogative ones. Ministers used Acts like the Coronavirus Act 2020 to make government guidelines actually enforceable
What is the ministerial code
A set of rules and guidelines issued at the start of a new government by the PM about the conduct of their government
Where is the definition of individual ministerial responsibility found
In the ministerial code
three points from the latest version of the ministerial code
Have to uphold high standards in accordance with seven principles of public life
Give accurate and truthful information to parliament
Must publish details on gifts, external meetings and travel
Example of a definition of individual ministerial responsibility
Ministers have a duty to parliament to account and be held to account for the policies, decisions and actions of their departments and agencies
Non government specific definition of individual ministerial responsibility
It is the constitutional convention that ministers are responsible for the actions of their department and that they should resign if their department makes serious mistakes
When are ministers expected to resign
If they knowingly mislead parliament, it is rare for them to resign because of mistakes made in their role as head of a department
Example of a minister resigning because of mistakes made by their department
Sir Thomas Dugdale, minister of Agriculture in Churchill’s peace time government over Critchell Down in 1954
What happened in the Critchell Down case
Minister Thomas Dugdale took responsibility for mistakes made by his civil servants over the compulsory purchase of land in Dorset and resigned
Why is it unlikely that someone would resign like Dugdale these days
It is widely accepted that the business of a gov department is so large that ministers cannot be expected to know it all
What is the Howard Principle
Ministers are responsible for policy, not implementation
Who was Charles Clarke and what scandal was he involved in
Home secretary under Tony Blair who was challenged in 2006 about the release of over 100 foreign prisoners who hadn’t been considered for deportation
What was Clarke’s public response to the scandal
He admitted the department had taken their eye off of the ball but that he had a duty to stay in p
What eventually happened to Clarke
He was sacked 10 days later as part of a wider cabinet reshuffle after poor local election results
What does the Charles Clarke case show about individual ministerial responsibility
The principle is flexible and often depends on political circumstances and public pressure rather than rigid rules
What three things do the fate of an individual minister depend on
How serious the issue is perceived to be
Attitude of PM
level of criticism from parliament and media
What has eroded the concept of individual ministerial responsibility since the 1980s
many government functions have been delegated to government agencies
Why is it now harder to hold ministers to account for operational responsibility (3 points)
Lines of accountability have been blurred due to increasing delegations to agencies
Government departments are much bigger
Howard Principle
Example of Howard Principle in action
in 1995, Michael Howard controversially sacked the director general of the prison service after a series of high profile prison escapes, rather than resigning himself
How has civil service anonymity been eroded
Blurring of the lines of accountability which has meant in some cases civil servants rather than ministers have been held responsible for departmental errors
Example of civil servants being held responsible for departmental errors
3 civil servants suspended in 2012 under secretary Patrick McLoughlin after mistakes made in awarding of railway franchises
Circumstance under which most ministerial resignations occur
Personal misconduct or the illusion of it
What is collective ministerial responsibility
Ministers must support all of the decisions of the government in public or resign from the executive
Are cabinet discussions public
No, they should remain confidential
Example of the resignation of a minister who couldn’t accept a collective decision
2003 resignation of Robin Cook in opposition to war in Iraq as he felt there was no international agreement or domestic support
What do most dissatisfied ministers do rather than resign
grumble from within or leak
When and why did Iain Duncan Smith resign from the Cameron government
in 2016 stating that he couldn’t accept cuts to disability benefit when at the same time Osbourne had made changes in the budget to benefit higher earners
What were all of the reasons for IDS resignation in 2016
personality differences over Brexit and Osbourne thinking he wasn’t very clever as well as the disability benefit ones
4 issues exempt it was agree LD ministers would be exempt from collective responsibility in the coalition government during negotiations
tax allowances for married couples
construction of new nuclear power stations
higher education funding
an alternative to trident
When has it proven necessary to suspend collective responsibility since 1945
Two referendums on EU membership
How many of Cameron’s cabinet ministers campaigned against him and remain
5 along with london mayor boris johnson
Modern example of a minister having to resign because of an error of their department
Amber Rudd in 2018
How did the Windrush scandal show individual ministerial responsibility?
Home Secretary Amber Rudd resigned in 2018 after it was revealed she had misled Parliament about deportation targets for illegal immigrants, which wrongly affected legal Windrush migrants.
Which recent period in UK politics was exceptional in the number of ministerial and PMinisterial resignations
UK’s departure of the EU
What are resignations a sign of
the PM has lost the confidence of their party
Is it more usual for ministers to resign over personal or political scandals
usually personal
Example of a minister resigning due to personal scandal
Minister for the cabinet office for justice Damian Green who had accessed adult websites on his parliamentary computer during working hours
When was the one time the power to appoint the cabinet was not wholly for the PM
2010 coalition when david cameron had to allow the liberal democrats 5 of the 22 cabinet posts which was a formal restraint on PMs power to appoint
Does the PM have total freedom to appoint who they want
no there are some constraints like limited pool of talent, rewarding key allies and loyalty, maintaining factions and diversity
Who are natural backbenchers
MPs who don’t have the aptitude for high office or whose views are too far out of the mainstream to make them acceptable ministers
Who has to be included in cabinets
defeated rivals if a PM was elected by a leadership contest and other senior grandees
Example of defeated leadership rivals appointments
John Major retained Douglas Hurd in 1990 as foreign sec and gave Michael Heseltine a choice of senior posts
Example of a PM using cabinet positions to establish their authority
Theresa May’s public firing of George Osbourne in 2016
Example of a PM who was able to tie up a potentially troublesome MP in a senior post
Blair’s continued appointment of Brown as chancellor and May choosing Johnson as foreign sec
How did Theresa May balance faction within her cabinet
had key pro leave figures like Johnson as foreign sec and Philip Hammond as chancellor and Amber Rudd as home sec who were remain
which PM had no women in his first cabinet
John Major
Who was first female MP to serve in one of the big 3 jobs
Margaret Beckett as foreign sec in 2006
What is a presidential government
An executive dominated by one individual
what factors affect the relationship between the PM and cabinet
management skills of PM
PM’s ability to set the agenda
Use of cabinet committees and informal groups in decision making
Development of PM’s office/Cabinet office
Impact of wider political situation
How would a good PM use appointments to assert control over the cabinet
Using the power to appoint and dismiss ministers to remove poor performers, bring in new blood and marginalise opponents
How did Thatcher use cabinet appointments to establish herself
She promoted key supporters like Nigel Lawson and Norman Tebbit to build a cabinet in her own image
Who were the Quad
The 4 key decision makers in the coalition government
What is bilateralism
when PM works with just one other minister rather than consulting whole cabinet
Cabinet secretary
Head of the civil service who works with the PM to draw up cabinet agendas and minutes
Cabinet committees
groups of junior and cabinet ministers who make decisions on specific issues
Cabinet office
administrative support for the cabinet, PM’s office in all but name
Special advisors
privately employed experts who advise ministers and PM
PM policy unit
a group of special advisors who work for the PM
How did Thatcher’s dominant style affect cabinet decision-making
Key decisions often made in small groups or bilaterally which sidelined cabinet discussion
What policy illustrates Thatcher's dominance despite Cabinet opposition?
The Community Charge (Poll Tax) was introduced in 1990, despite warnings from within Cabinet