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Bottom-Up Transition
revolution from below, mass protests from citizens
Why can’t we predict revolutions?
preference falsification
Collective Action Theory
individuals organizing for public good face difficulties (free-rider problem)
public good
nonexcludable and nonrivalrous (including revolutions)
free-rider problem
If no one has a strong incentive because our unique participation makes no difference - no one will participate (olson)
2 key factors determine success of public good provision
Difference between K and N
size of N
If K=N
all participate because everyone is essential to success, so success
If K<N
incentive to free ride because each individual is not necessary for success, only K individuals are, so failure
If K = N-1
everyone still believes their participation is needed, so success
Large N If large K
you dont really matter bc so many participants
Large N If small K
fails anyway bc no incentive to participate which means failure anyway
Small N
All N members are able to identify + punish free riders, so success (V transparent, high incentive to participate)
Crucial role of information for protesters (social media)
information more available; people reveal private preferences & to know the relative size of anti regime vs regime support
crucial role of information for regimes (social media)
helps governments gather information on people and protests
The 3 Fs
Fear, Friction (harder for opps to share info), Flooding (social media with false information and propaganda)
Private preference
true attitude toward a regime
Public preference
attitude you reveal to world
Preference falsification (Kuran 1991)
You never know what another person's threshold is
revolutionary threshold
protest size at which individuals are willing to publicly reveal their true preferences and participate in protest
revolutionary threshold depends on:
how much they have to lose, stability of the regime, how much they’ve been hurt
Timur Kuran (1991) Argument
many revolutions were unexpected bc of preference falsification
for him public dissent + revolution brought down eastern EU autocracies, not economic crises/longstanding dissatisfaction
Kuran crucial variable
distinction between private and public preferences misleads everyone and themselves by making sentiments private…everyone doesnt know if revolution would be successful
Top-Down Transition
revolution from above, elite starts liberalizing; Depends on how much people have to lose, perceived stability in regime
Strategic Theory of Top-Down Transitions: Initial stage
\split between soft-liners and hard-liners
(Often due to structural factors such as economic stagnation)
why do soft liners implement liberalization policies
to include opposition into regime institutions to stabilize regime
goal of top-down transitions
Goal is not to est democracy, goal is to incorporate various opposition groups into other private institutions
Basic problem in top-down
may trigger pro-democracy forces to use new freedoms to further push for change + Soft-liners have no way of knowing initially if they're gonna end up in a stabilized autocracy or a democracy they didn't want
2 options for authoritarian forces in top-down transition
Use force to repress: reverse changes with risk of further protests OR Accept demands: sometimes democratization, sometimes stabilized autocracy
Huntington's Third Wave - Democratization in the Late Twentieth Century (1991) Argument
Democratization is non linear, it comes in waves (periods of democratic expansion that are often followed by democratic backsliding)
Huntington's Three factors
Economic crises, International environment, Development of civil society
Huntington's 1 +2 waves
1st: 18th + 19th cen (US+EU), 2nd: post-WWII (esp post-colonial)
Huntington's 3rd wave
characterized by a significant number of transitions from autocracies to democracies: in latin americaand eastern europe (after collapse of soviet union)
Huntington + Economic crises
tend to affect the legitimacy of regimes, pressures both domestically and internationally
Huntington + Role of international environment
dramatically changed over the three waves
Huntington + Development of a civil society
weakened autocratic structures - spreading democratic ideas