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Functional Analysis (FA)
Confirming the function of behavior through experimental manipulation
Pros and cons of FA
Pros: Precise; direct observation; manipulation of variables; high internal validity
Cons: Can evoke dangerous behavior, time consuming
Ways to mitigate FA risks
Dangerous Behavior: Latency, Precursor, Trial-based FA
Time consuming: Brief, pairwise, synthesized FA
Why FAs are used
To find the function of behavior
Indirect FA
Assessment with no direct observation; based on verbal report
ex) FAST, QABF
Descriptive FA
Direct observation without manipulating environmental conditions
Socially mediated reinforcement
Reinforcement delivered by another person
Negative reinforcement
Removal, reduction, or avoidance of a stimulus following behavior; AVERSIVE
Automatic reinforcement
Reinforcement produced by the behavior itself; no other person needed
Four common functions of behavior
1. Attention
2. Tangibles
3. Escape
4. Automatic
Iwata 4 original conditions
Condition - Antecedent / Consequence
1. Attention (EO) - deprivation / contingent on target behavior --> brief attention
2. Escape (EO) - continuous exposure / contingent on behavior --> brief escape
3. Automatic (EO) - barren environment / social extinction
4. Play/control (AO) - depends on test conditions / social extinction
Iwata et al (1982) Study components
IV(manipulated): The 4 conditions
DV (measured): How often SIB ocurred
Results: SIB is maintained by different reinforcement contingencies
How are EOs manipulated in test conditions
Attention: Withhold attention
Escape: Present demands
Tangible: Restrict item
Automatic: No stimulation
How are AOs manipulated in control conditions?
Attention: Continuous attention
Escape: No demands
Tangible: Free access to items
Play: All reinforcers available
Differentiated response pattern
Clear differences in responding across conditions
ex) In the attention condition: SIB happens in 60% of intervals; In escape, tangible, and play: SIB stays at 0-5%.
Automatic response pattern
High responding in alone or across all conditions
ex) Stimming
Undifferentiated response pattern
Flat data; no clear pattern
Multiply controlled behavior
One behavior maintained by more than one function
ex) The behavior is maintained by both attention and escape
Why reinforce only one topography per condition?
Prevents muddy results and ensures clear functional relations
How to reinforce multiple behaviors?
Graph each topography separately
Typical FA session length
5-15 mins
FA duration for low‑rate behavior
Extend session length to capture enough occurrences
Why FA must be safe
FAs can evoke problem behavior; safety must be ensured
Idiosyncratic variable
Unique antecedents or reinforcers specific to the individual
ex) A behavior being triggered only when the bus arrives, a sibling cries, or a certain routine changes
How to ensure safety
Medical oversight
Rules out medical variables before FA; ensures safety
ex) Doc rules out ear infection before ear‑slapping
Termination criteria
Rules for stopping a session to maintain safety
ex) stop after 3 SIB
Alternative formats
FA formats that differ from the standard Iwata analogue FA
1. Trial-based
2. Brief FA
3. Latency
Brief FA
Very short sessions; used when time/resources are limited
Pros
+ Outpatient triage
+ When there is limited time/resources
Cons
- Often no clear results
Latency FA; DRL
Measures time to first response; used for dangerous or low‑rate behavior
Pros
+ Reduces dangerous and high-intensity behaviors
+ Good for low-rate behavior
+ Good correspondence with full FA
Cons
- Short trials embedded in natural routines (classroom/home)
Trial‑based FA
Used in the classroom or at home
Pros
+Short easy to run trials
+Low disruption
+High correspondence
Cons
- Less control
- Short trials → may lead to needing multiple trials before seeing a clear pattern
Why do multielement designs cause undifferentiated results?
Client cannot discriminate conditions or conditions are not distinct enough
Extended alone session *
Long alone observation to test for automatic reinforcement
Pairwise design
Tests one test condition against one control at a time
Difference between pairwise and multielement
Pairwise has fewer conditions at once; clearer discrimination
How reversal designs clarify results
Show clear functional control through repeated condition changes
Three variables manipulated in FA
1. MO
2. SD
3. Consequences (Only evaluate 1 topography at a time!!!) --> Reinforcement schedules, quality, type, duration, etc; consequence delivered for only 1 response
Precursor FA
Uses a safer precursor behavior instead of the dangerous target behavior; not all clients have consistent precursors
ex) Instead of head banging--> Hand clenching
Synthesized FA
Combines multiple contingencies
ex) Attention + escape + tangibles
risks) false positive, over-treatment
Consecutive alone sessions
If behavior persists with no social consequences, likely automatic reinforcement
Why consecutive alone sessions reduce need for social tests
Strong automatic pattern may eliminate need for social conditions
Indirect assessment
Verbal report tools to identify hypothesized behavioral functions
ex) FAST, MAS, QABF
How indirect differs from descriptive or FA
Indirect = verbal report
Descriptive = direct observation
FA = experimental
What do indirect assessments provide?
- Possible functions; hypothesis (not confirmation)
- Contexts where the behavior is likely
- Antecedents
- Consequences
- Caregiver perception
Pros and cons of indirect assessment
Pros
+ Fast & easy
+ No risk
+ Good starting point
Cons
- Based on memory; low reliability and validity
- Can be biased
- Too inaccurate to be used alone; insufficient
Functional Analysis Screening Tool (FAST) / indirect
A brief questionnaire used to identify possible behavioral functions
1. 16 items
2. assesses (+/-) automatic & social reinforcement
3. Yes / No / N/A ; scoring summary
Motivation Assessment Scale (MAS) / indirect
A rating scale that asks caregivers how often certain situations are associated with the behavior; low reiliability and validity
1. 16 items
2. Assesses automatic, positive, & negative reinforcement;
3. 7pt Likert scale // 0 (never) - 6 (almost always)
Questions About Behavioral Function (QABF)
Indirect assessment that rates how often specific events are associated with a behavior
1. 25 items
2. Assesses automatic, positive, & negative reinforcement
3. 0-3 (Never --> Often)
* measures 4 conditons + physical pain/discomfort
When to use indirect assessments
As a starting point; when observation unavailable; to gather caregiver insight
Why use multiple informants
Reduces bias; increases accuracy; reveals consistent patterns
How to interpret conflicting indirect data
Conflicting data means you need better data, not better guessing
Descriptive assessment
Direct observation in natural environment without manipulation
ex) Interviews, ABC recording methods, Continuous recording
Difference between descriptive assessment and descriptive FA
1. Descriptive FA --> organizes observations
2. Descriptive assessment --> only records naturally occurring events
Pros and cons of descriptive assessments
Pros
+Direct observation
+Helps identify patterns
+Guides FA selection
Cons
- Not experimental; Correlational
- Cant confirm function
- Observer Bias
"Correlation, not causation"
Descriptive data shows patterns but cannot prove function
Data typically collected in descriptive assessment
1. Antecedents / Behaviors / Consequences
4. Time‑of‑day
5. Contexts
6. Setting events
Scatterplot recording
Shows when behavior occurs across times of day; behaviors tied to routines/ time of day
ex) Sleeping/toileting patterns
Pros and Cons of sleep recording
Pros
+ Helps identofyu time-of-day patterns
+ guides when to observe an FA
Cons
- Shows when, not why;
- No ABC info
ABC Narrative Recording
Open‑ended written descriptions of A‑B‑C events
Pros: Detailed, captures unexpected variables
Cons: Time-consuming, Hard to summarize, High observer bias
ABC checklist
Pre‑made list of common antecedents and consequences
Pros: Fast, Easy to summarize, More consistent across observers
Cons: Limited options, May miss idiosyncratic variables
Continuous recording
Record every instance of behavior and relevant events
Pros:
+ Detailed
+ Good for high rate behaviors
Cons:
- Labor-intensive
- Requires trained observers
Conditional probabilities
Likelihood an antecedent or consequence occurs given the behavior
How conditional probabilities help
Identify events likely to precede or follow behavior
Why conditional probabilities can mislead
Common events (attention) may appear falsely related; correlation ≠ causation
Unconditional probabilities
How often an event occurs overall regardless of behavior
How unconditional probabilities help
Show whether an event is common or truly associated with behavior
Higher conditional probability means:
The event is more likely to occur when the behavior happens; suggests a possible functional relation
Why not use descriptive assessment alone
Correlational; cannot confirm function; may lead to incorrect or unsafe interventions
Risks of using descriptive data to design FA
May test wrong function; miss real function; create unsafe conditions
How descriptive data informs FA
Helps select FA conditions; identify idiosyncratic variables; refine procedures
Why include only supported FA conditions
Prevents unnecessary or unsafe test conditions
Follow‑up for inconclusive FA
Modify conditions:
1. Pairwise
2. Extended alone
3. Precursor FA
4. Latency FA
5. Synthesized FA
How indirect and descriptive assessments inform FA
1. Identify likely functions
2. Select conditions
3. Identify relevant antecedents and consequences
Risks of relying only on indirect or descriptive data
Leads to incorrect hypotheses and unsafe or ineffective interventions