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Where and why did Machiavelli write The Prince?
He wrote it in exile at his country home in hopes that the Medicis would recognize his skill and ask him to return to his former political office; he wrote it in less than a year
Genre of The Prince
The mirror of princes
gives advice to rulers, it holds up a kind of “mirror” to them and shows them what a good ruler looks like, in the best case, prompting reflection and reform from the ruler
goes all the way back to Socrates’ student Xenophon
wrote The Education of Cyrus
the thinking was that rulers should possess the same virtues that any morally decent human being possessed but to an even greater degree
It’s also a critique of that genre
How Machiavelli breaks with tradition
the Machiavellian prince understands that the virtues that exist in private lives - the ones that reflect good souls, the ones that determine where individual souls will spend eternity- don’t translate into politics
a Machiavellian prince must be willing to exercise immorality and to get his hands dirty; and in extreme cases bloody
order and stability have to be made or created and they have to be actively maintained
you can’t do this by being Mr. Nice Guy
there’s a divide between personal and political morality
doesn’t show the prince how to truly be virtuous, rather how to appear virtuous
what tradition regards as virtue is actually harmful to a prince, but having the appearance of traditional virtue can be quite useful
What is never mentioned in The Prince?
conscience
doesn’t want politicians worrying about the eternal consequences for their souls
natural justice
natural law
anima (Italian for soul)
The two lenses through which we can read The Prince
fragmentation
both the context and motivation for The Prince
Italy had become quite decentralized - split into 5 major regions which often quarreled with and undermined one another
this enabled other countries, including France and Spain, to overrun Italy
Italy was slow to modernize
Machiavelli wants the Medicis to unify Italy
resilience
one of Machiavelli’s goals of writing this is to emphasize the need and show the way to the reunification of Italy under the leadership of a strong and powerful Machiavellian prince
3 overarching themes in The Prince
Machiavelli’s novel approach to politics
the moral or ethical standards that guide private life don’t apply or transfer into the political realm
raises the question of if Machiavelli is a “teacher of evil”
founders and redeemers
founders are necessary to bring states into being out of a condition of lawlessness that precedes them - often through violence
but over time, states stray from the vision of their founders and must be redeemed by a redeemer figure
Italy needs a redeemer - The Prince presents itself as a manual for this redeemer
Machiavelli hopes to hasten the arrival of the redeemer by writing this
the art of being a Machiavellian prince
includes the ability and willingness to use violence when the existence of the state is threatened, to manipulate appearances, to instill fear while avoiding hatred, and to knowledgeably and methodically acquire other states, among other qualities
Who is The Prince dedicated to?
Lorenzo de Medici
The Prince is Machiavelli’s peace offering to Lorenzo. He wants back into the game
he’s trying to impress Lorenzo with his knowledge of politics and he presents himself as a kind of tutor to Lorenzo
Politics as landscape
the prince is like a mountain up above
the people are like the plains down below
only the people know whether the prince’s policies are benefitting them
the prince needs someone “down below” to bring him updates about the effects of his policies - Machiavelli wants to be that guy
How Machiavelli sticks and breaks with tradition in chapter 1
like all political philosophers, he classifies different kinds of political rule
but, when he classifies different types of government, he says nothing at all about justice
replaces what ought to be with what is
hereditary principalities
a prince eventually takes the throne he inherits from his father, who inherited it from his father, and so on
as long as the prince doesn’t rock the boat by introducing too many innovations, the hereditary prince should be able to maintain power
prince should avoid being hated
newly conquered principalities
are hard to maintain
difficult to govern but especially when the languages and customs of the acquirer differ from those of the acquired
Machiavelli advises new princes ruling over recently annexed lands that have a somewhat different language but similar customs to eliminate the bloodline of the former, deposed prince (regardless of age); also says don’t alter their laws or taxes
people don’t really care who the prince is; they care about the effect the prince’s policies have on their daily lives
the real difficulties arise when a prince acquires a state with different languages, customs, and orders
he advises this prince to go live there, so he will see disorders when they are small and easily squashed
sending colonists is even better - take a portion of his newly conquered subjects’ houses and property and redistribute that to the colonizers
Machiavelli’s view of acquisition
acquisition isn’t right or wrong, rather the deciding factor for him is success
acquisition is natural for all humans
humans will inevitably come into conflict with one another, showing why we need government to secure our lives and property from our fellow citizens who would seize them
states will inevitably fight wars to conquer others and dispossess them
servants
help the prince govern but are under the thumb of the prince and serve at the prince’s pleasure and whim (absolutism)
tough to conquer but easy to control if you can conquer it - if you can oust the prince, the people are used to being ruled by a single prince and following orders
barons
have their own mini-kingdoms filled with loyal subjects (feudalism)
it’s easy to dethrone the prince by allying with the jealous and ambitious barons but it’s hard to maintain power once you have it because the ambitious barons will start scheming to replace the new prince almost the minute he takes the crown
Machiavelli’s view of republics
acquiring a republic and maintaining one’s rule over it over time is much more difficult than acquiring a principality because republics are used to living by their own laws and being free, and even if a prince can conquer them, they will never forget that they were once free
one sure mode of securing a republic is to eliminate them; destroy it
could be seen as telling princes not to conquer republics - a good thing
4 founders mentioned by Machiavelli in chapter 6
Moses - the founder of the Jewish people
starts by saying Moses is different than the others
he could be suggesting that Moses is in fact no different from the other founders
if he is like all the others, did he invent his own backstory like Romulus, including the part about talking to God on Mt. Sinai, perhaps to give greater legitimacy to his rule
drains him of his religious significance
Cyrus - founded the Persian Empire
Romulus - founder of Rome
he is saying that the story of his birth (that he was raised by a she-wolf) is a good story, one that befits a founder - doesn’t say he thinks it’s true
Theseus - founder of Athens
they took the matter (the cards that they had been dealt in a material sense) and they shaped this matter, giving it a form
the mind and will of the founder can form or shape things
by matter, he means enslaved, discontented, or dispersed people - they’re willing to follow a leader who promises to improve their unhappy condition
had to use force and be willing to get their hands dirty
founding is the supreme political act
refoundings
there will come a point where people no longer believe in the founder’s vision. this happens when people drift over time away from the founder’s vision. the matter which the founder formed starts to lose its shape
Moses with the Israelites
also happens by force
chapter 7: Cesare Borgia and Remirro de Orco
Cesare Borgia (Duke Valentino)
Machiavelli knew him personally and admired him
his father was Pope Alexander VI (who was ruthless)
he was an illegitimate child
inherited a territory called Romagna
it was disordered and anarchic (gangs robbed people and beheaded them and criminals fled there, followed by the bounty hunters who were chasing them)
not a criminal to Machiavelli
Remirro de Orco
who Borgia employed to help bring order to the Romagna, by employing rough, violent, and bloody tactics without due process
you only get well ordered government after lots of violence
not only did Cesare make de Orco the face of the violent campaign to restore order, but he killed de Orco after de Orco had done the dirty work, so that he would appear as a hero and protector of the people
is it morally permissible to use evil as means to obtain a good end?
chapter 8: criminal princes
don’t have the art of entering into evil
A Machiavellian prince isn’t supposed to be evil all the time, only when necessary
acquired power but not glory
Agathocles
assembled the senators and had them killed
got his hands dirty without cause (only for his own power)
Syracuse was already a functional government
Liverotto
like Agathocles, he destroyed a republic so that he could be the tyrant and have all the power to himself
but he’s worse because he kills his own uncle - who adopted him and provided for his every need
committed this crime solely in order to obtain power; he saw being under someone else’s power as a sign of servility
cruelties well used
done all at once and done to promote the common good as much as possible
cruelties badly used
aren’t done all at once but are dragged out and even increase over time
seek to benefit the ruler, not the subjects, which harms the ruler’s authority
mercenaries
are almost worthless
fight for a paycheck, not for love of country, and thus they won’t fight courageously
if there should happen to be an effective mercenary captain, he becomes a threat to the prince
Italy at the time used mercenaries - the only sin they need to atone for is not knowing how to fight and relying on mercenaries - God had nothing to do with Charles VIII seizing Italy
auxiliaries
troops you borrow on loan, even worse than mercenaries
some can actually fight, but they’re loyal to their own country or captain, not to the prince
your own arms
best situation is for a prince to fight with his own arms
he also means strategies, especially ones like force and fraud
a prince should train his own people to fight
there are always exceptions to the rules
David did this (in Machiavelli’s opinion)
relying on God means relying on someone else’s arms, so Machiavelli drains David of his religious significance
prudence (Machiavelli)
the intellectual capacity that enables a prince to know whether or not to apply a rule to a given situation
the kinds of books a prince should read
all histories, particularly histories that show how excellent men conducted themselves in war
should imitate the actions of those they read about, which is what previous conquerors and founders did
to help them get ready for their next war
there’s no theology or philosophy
doesn’t want the prince to be concerned with his soul and its supposed eternal destination
the effectual truth
princes who follow what the tradition regards as virtue will find their states ruined, whereas princes who follow what the tradition regards as vice can attain security and well-being, for themselves and their subjects. In certain situations, what is virtuous for Machiavelli will be things that the tradition regarded as immoral
focusing on the is, rather than the ought (like Plato)
the one and only time that the end justifies the means (for Machiavelli)
when the continued existence of the state is threatened
liberality
generosity
if a prince is too generous, he will have to raise taxes, which will make him hated (something that should be avoided)
a prince should share his loot with his soldiers
violence and dispossession becomes the foundation of generosity
he’s unconcerned with how the prince obtained his loot
only by first being unjust towards foreigners is a prince able to be generous with his own subjects
the foundation of virtue is vice
parsimony
stinginess
a prince must me stingy to avoid needing to tax his subjects too rigorously
is it better to be feared or loved
it’s safer for a a prince to be feared than loved
fear is more dependable because it is held by a dread of punishment that never forsakes the prince
must ensure that the people’s fear doesn’t turn into hatred
a prince must keep his hands off his subjects’ property
property is more important than family and blood to human beings
a prince can’t rely on his subjects’ professions of love
love is fleeting
Hannibal
For Machiavelli, the foundation of Hannibal’s admiral actions was his cruelty, without it he could never have maintained order in his army and kept his soldiers in line (his other virtues would have no effect)
man and beast
you have to be able to rule humanely (man)
have to be able to turn into a beast when necessary
he will have to switch between being a lion (power) and a fox (cunning)
princes have to be flexible
when circumstances allow a prince to be good, the prince should be good
when circumstances change, the prince must know how to enter into evil
doesn’t do this unless the existence of the state is threatened
manipulating appearances
the prince has to know how to manipulate appearances
sight can be exploited and manipulated
few people are able to touch who the prince actually is
the prince must be a bit of an actor, and above all, he must appear to be religious
turns fraud into virtue
fortune
the enemy of civil order
a primal source of violence directed against humanity
can’t be reasoned with
a Machiavellian prince must meet fortune’s violence against humanity with violence of his own
fortune is a river
fortune controls half of human actions but the other half is within human control
fortune may be resisted to some extent by a Machiavellian prince, provided he has prepared for fortune’s inevitable and violent arrival
fortune is a woman
reminding us that the foundation of all political order is violence
the feminine is a source of fear that requires a forceful response
chapter 26 of The Prince (last chapter)
a call to arms
calls on Lorenzo to unite Italy and expel the French and Spanish invaders who had pillaged Italy for decades
do so by combining his power with Pope Leo X
Italy needs a redeemer
doesn’t turn out to be Lorenzo
Italy didn’t unify until 1861
Thomas More
Lord Chancellor of England
religious and political martyr beheaded for opposing Henry VIII’s decision to divorce Queen Catherine and marry Anne Boleyn and refusing to take the Oath of Supremacy (Henry VIII as head of the Church of England - Reformation)
devout Catholic
wrote Utopia during ambassadorial trip to the Netherlands
where he met Peter Gilles
written in Latin
called “a man for all seasons” by his contemporary Robert Whittington
serious and funny
invented the word Utopia
intellectual and historical milieu of Utopia
Plato’s Republic
communalistic reimagining of society
monastic communities
forbade private property and required everyone to work
emerging market societies
emphasis on education and social mobility over hereditary privilege
Amerigo Vespucci’s voyages to the new lands
Utopia as a travel narrative
mixture of fiction and reality, blends imagination and fact
Utopia as a dramatic, even comic, dialogue
building on the techniques of Plato’s Republic
Dramatis personae: More (Morus), Peter Giles, and Raphael Hythlodaeus
Utopia (meaning)
no place
Raphael
arch-angel Raphael (guide and healer)
protagonist, so More can avoid making some of the more radical arguments
like a sailor but in fact a scholar
companion of Amerigo Vespucci (adds credibility)
embodies quite a bit of Thomas More
Hythlodaeus
distributor of nonsense; in our translation Nonsenso
Morus
foolish, stupid
Morus (persona) vs. Morę (author)
negotium
labor
otium
leisure
vita activa
active life
vita contemplative
contemplative life
counsel’s benefits vs. costs (should a philosopher enter the court to counsel a king?)
Morus:
one benefits whole population by counseling a king
the necessity to adapt one’s philosophy to circumstances
decorum: what is proper to the circumstances or requirements of the case
accept human imperfection
Raphael:
slight communal good is less than A LOT OF personal work
kings only interested in war
royal counselors either too wise or too prejudiced
counselors will always flatter
there is no room at court for philosophy
obligation to speak the truth vs. the need to pander to others’ immoral actions in politics
parresia
truth-telling
Foucault on parresia
an ethical obligation to tell the truth to others because we can’t know what is hidden from our own eyes
we can only properly care for ourselves if others tell the truth about ourselves to us
parresia vs. flattery/rhetoric
parresia: says what the other needs to know, risks endangering yourself/your relationship
flattery/rhetoric: only says what the other already knows
the mirror of princes is an example
the counselor tells the prince what he needs to know
government of self → government of others
Raphael’s answer about who gets to tell the truth
the society doesn’t allow everyone to tell the truth
his proposal: abolish private property
Morus disagrees: nobody would want to work
from Aristotle’s critique of Plato’s Republic
Raphael responds: you just have to see for yourself
Capital city of Utopia
Aircastle in our translation
“city of clouds”
River Anydrus
“without water”
Nowater in our translation
Utopos
conqueror of Utopia
narrative of colonization
Geography of Utopia
54 towns
with same language, laws, customs, and institutions; look exactly the same
probably mirrors the number of shires in England and Wales (plus London) in More’s time
Utopian channel - English channel
Aircastles’ positioning is reminiscent of London
officials and politics of Utopia
government: representative democracy
governor elected for life unless he’s suspected of wanting to establish a dictatorship
in Latin a princeps - an elected prince
how do you control their ambition
capital crime to discuss public affairs outside the Council
no resolution debated on the day it is proposed
private interest vs. communal good
occupations in Utopia
everyone works in farming (part of school curriculum
each person taught a trade of one’s own
both women and men
children do the same work as their parents; if they want to do something else, they get adopted into another family
no tailors or dressmakers
equality vs. lack of choice
six hour work day, two hour lunch break, eight hours of sleep
free time spent on education/intellectual pursuits
public and voluntary education - except those picked out for academic training
available to men and women
no priests, landowners, or beggars
in utramque partem
arguing both sides
have to do this to see the whole picture
see how an element can be desirable and undesirable at the same time
the clothing in Utopia
identical to everyone else’s
patronizing but not social stratification or chase of fashion
can focus on the pursuit of knowledge
social relations in Utopia
fixed number of households and adults in each household
supernumerary adults are moved to smaller households
a full town: population transferred to an empty town
if that doesn’t work - colonization!
the Utopian ideal hinges upon who is included in and excluded from it
food in Utopia
need anything from the market: just go ask for it
food first goes to the hospital, then the dining halls
then you can take the food home, but no one really wants to because it’s bad form and too much trouble when the meal is already waiting for you
forms of surveillance in Utopia
at the dining table: young and old members mixed together so the young people will watch their mouths and behaviors
no unauthorized travels
only travel in groups
if caught without a passport: first time - disgrace and punishment; second - slavery
free to go anywhere in your own town, but no food unless you work
panopticon
architectural form for a prison
circular in shape with cells facing the center-guard
guard’s ability to keep all inmates under constant surveillance
inmates are unable to know when or whether they are being watched, leading to self-regulation and self-surveillance
eventually don’t need guards
money, gold, and silver in Utopia
utopians don’t use money, but keep them for emergency
gold and silver are less than iron
used for domestic equipment and punishment
sign of slavery
diamonds and pearls: toys for toddlers
what Utopians study
music, logic, arithmetic, geometry, astronomy
NO astrology
eudamonia
pleasure
true pleasure = freedom from pain in the body and from trouble in the mind
static pleasure (stable) is greater than kinetic pleasure (active, temporary)
some immediate pleasures may lead to long-term pain or harm
food → diet; drink → hangover; games → miss out on schoolwork
ataraxia
real pleasure in Utopia
any state or activity, physical or mental, which is naturally enjoyable. the operative word is naturally
criteria: doesn’t hurt other people, interfere with greater pleasures, or cause unpleasant after-effects
physical: bodily pleasure (kinetic) and calm functioning of the body (static)
mental: good behavior and clear conscience
slavery in Utopia
not non-combatant prisoners of war, slaves by birth, or purchases from foreign slave markets
not based on race or hereditary
are Utopian convicts or condemned criminals from other countries “acquired in large numbers, sometimes for a small payment, but usually for nothing; or working-class foreigners who volunteer for slavery in Utopia
their responsibility for becoming a slave: voluntary or misbehavior
marriage in Utopia
just about legitimate sex?
bride and groom are shown naked to each other
marriage and purchase; female body and buying a horse
a society where nothing is private, not even your own body
strict monogamy; adultery heavily punished
divorce by mutual consent allowed on grounds of incompatibility
fools in Utopia
have the ability to tell the truth in the pretense of being a fool, speaking outside common morality
who is the fool in Raphael and More’s conversation
Utopians and war
don’t go to war unless it’s in self-defense or to liberate a dictatorship
they are quite tolerant of injuries done to themselves
to avoid bloody victories, they try to outwit their enemies by:
assassination
fostering internal discord
hiring mercenaries
using death squads
religion in Utopia
different religions but all worshiping “The Parent” - Mythras
Persian God
religious toleration doesn’t extend to atheism
for More, religion is the foundation for ethics in the society
individual judgment is less than collective judgment; individual interest is less than public welfare
why does More choose to put Utopia forward and have Raphael claim this is the “ideal society”
to reveal to us that the reality we assume in our daily existence is also a construction
to fundamentally question what we consider societal norms:
private interests as opposed to public interests
societal inequality: rights to education, work, healthcare, etc.
to force readers into the necessity of choice between snow-white communism and black-sheep ownership
while thinking readers know that there exists a third alternative which is being neglected or ignored, which takes into account both man’s weakness and man’s strength
premises of psychoanalysis (the talking cure)
desires and behaviors are caused by both conscious and unconscious elements - we will always be mysterious to ourselves
early “primal” psychical elements (ex. sexual and aggressive drives) remain active in our newer highly-developed adult psyches
we can never fully escape our childhoods
dynamic mutual relationship between internal (both conscious and unconscious) and external worlds
nature and nurture can’t be separated
methods of psychoanalysis
method of interpretation aims to dig under the surface of things to deeper causes
clinical psychoanalysis: therapeutic working-through a patient’s (analysand’s) problems via dialogue with an analyst. Patient free associates and analyst helps the patient identify patters (ex. slips of the tongue, defensiveness, avoidance) and uncover repressed material
sociological psychoanalysis: analyzes social phenomena with conceptual tools of psychoanalysis
presupposes that “external” social problems are caused by human beings acting according to “internal” psychological impulses
goal of psychoanalysis
alleviation of symptoms (improvement in psychological fortitude; decreased depression, anxiety). Together, they arrive at insights that help the patient heal
Unbehagen
malaise, uneasiness, dissatisfaction, vague “discontent”
Kultur
broader concept than “civilization”, includes science, technology, art, society, etc.
the oceanic feeling
an ever-present sensation of eternity, limitless, unbounded, a purely subjective fact but confirmed by many others, feeling of in-dissolvable bond of being one with the external world as a whole, source of the religious energy seized upon by churches and religious systems, one may rightly call oneself religious on the ground of this oceanic feeling alone
Freud’s response:
I can’t find this feeling in myself at all
seems more like an idea than a feeling
a remnant of undifferentiated ego from the development process from babyhood to childhood
the id
source of unconscious “inherited” drives (ex. sex drive, hunger, fight or flight: the primal within ourselves)
the ego
portion of the id that has undergone development. Main interface with the outside world; the source of our personas/selves (ex. my identity, my traits, unique practical proclivities)
avoids overwhelming stimuli
sublimates drives via reality testing and the reality principle
represses drives and traumatic memories/thoughts into the unconscious
conscious
the superego
a remnant of the parental influence; the force of social pressure weighing down upon the ego - ensures the ego is controlling the id to not always act on desires spontaneously as they spring up (ex. sense of responsibility to other people’s needs and desires, why we study when we don’t want to)
unconscious and conscious
the ego - absorbed and distinct
his/her majesty the baby
babies have a phase before the ego develops where they’re just full of desires (pleasure ego)
baby recognizes their dependence on others and dis-identifies with painful things; in so doing, they recognize the limits of themselves and develop fledgling egos as distinct from the rest of reality
originally the ego includes everything but later breaks itself off. our adult ego feeling is only a shrunken residue of a more inclusive and intimate bond between ourselves and the world outside of us
eternal city of Rome
illustrates the development of the complex human psyche on top of “elementary” parts
illustrates the persistence of the past in the present represented visually and spatially
powerful deflections
maintain a close contact to reality
scientific activity, tending a garden
substitutive satisfactions
art, fantasy
intoxicating substances
treat the symptoms, not the cause
booze, drugs, sugar, caffeine
program of the pleasure principle
presence of pleasure, absence of unpleasure
we pursue it with gusto from the unconscious life drive (Eros, encompasses sexual drive and a lust for life)
everyone’s eros is different
the world is organized in a way that this is hard to pursue
the more you engage in a pleasure-begetting activity, the less pleasurable it will be
3 sources of unhappiness/suffering
our bodies (illness, fatigue, etc.)
external world (Covid, climate change, rain, etc.)
relationships (parents, bullies, breakups, strangers, etc.); most intense
due to these, we adjust our pleasure principle to allow happiness be more achievable
we must re-route eros into activities that are possible and appropriate
reality principle
recognition that fulfilling certain desires and impulses will have negative consequences (stealing all my groceries, touching a hot stove), so we bring the pleasure principle in conformity with the conditions of everyday reality
sublimation
the processes through which we channel the energy of a desire into something acceptable in reality
a good thing, but won’t beget as much pleasure as the sating of crude and primary instinctual impulses
sublimatory mechanisms
master our drives (yoga, meditation, extreme self-discipline
displacements; shifting instinctual aims (a scientist’s joy in solving problems or discovering truths)
illusions; the imagination (enjoyment of works of art, writing a poem) - one of the best
turn your back on the world; isolation (living in the wilderness, immersing oneself in gaming)
work; internal mental processes (sudoku, learning a language, acing your assignments) - one of the best
loving and being loved (romantic and platonic partnerships, helping other people)
enjoyment of beauty (looking out at Lake Michigan, listening to music)
reality testing
the means through which the reality principle comes about
infants figuring out the constraints of the world
imagination is unaffected by this
difference between phantasy and fantasy
phantasy is unconscious; fantasy is conscious
civilization
the whole sum of achievements and the regulations which distinguish our lives from those of our animal ancestors, and which serve two purposes - namely to protect men against nature and to adjust their mutual relations
subjugation of the forces of nature hasn’t made people happier
repression
the suppression of an instinct, the prohibition of the attainment of satisfaction for that drive
the cause of the hostility against which all civilizations have to struggle
worse than sublimation
how does society channel libidinal energy away from the private sphere and into society in general
identification: appreciation/cultivation of common quality amongst a group (July 4th)
aim-inhibited libido: sustained active participation that begets just enough satisfaction to continue (ex. professionals sports and sports bars)
why Freud is skeptical of love thy neighbor as thyself
real love isn’t general - it’s something valuable and specific; a sign of preference. You don’t just love anybody and everybody
not only does the injunction fail to account for the nature of love as aimed at particulars, but it also seems like my neighbor is hostile to me, and I am hostile to them
thanatos
the death drive; originating in the unconscious id; the opposing force to eros.
characterized by self-destructiveness (compulsion to repeat and inertia) and destructiveness towards others (aggression)