Independent Federal Agencies and Bureau

Federal Deposit Insurance Corp (FDIC)

A federal agency created during the Great Depression that provides insurance for up to $250,000 deposits at member banks.

National Credit Union Administration (NCUA)

Regulates and supervises federal and state credit unions.

Securities and Exchange Commission (SEC)

Oversees securities markets and participants like stock exchanges, brokers, and mutual funds.

Prospectus

A document providing details about an investment offering for sale to the public, such as stocks and mutual funds.

10K

An annual report that provides a comprehensive overview of a company’s operations and financial condition.

10Q

A quarterly report providing updates on a company’s financial performance.

8K

An announcement of material events to shareholders, such as management changes.

Proxy Statement

Documents provided to shareholders regarding matters at annual or special meetings.

Commodity Futures Trading Commission (CFTC)

Regulates commodity futures and options markets.

Consumer Financial Protection Bureau (CFPB)

A federal agency that protects consumers by regulating financial products and services.