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Linkage Institutions
Connect people and government
News, elections, parties, media, interest groups
Impact what people know
People can use to influence politics
Political Engagement
Anytime a person tries to influence political action
Indirectly shapes policy (design of politics
Voting
Most common form of participation
Conventional + Direct
Difficult to determine turnout
VAP (percent who can vote that did vote)
Useful, but ineligible voters not included
Voter eligibility
Solved issues with VAP by adding all eligible voters
Difficult to calculate
Registered population
Counted all that were registered
Registered voters are more likely to vote, which skews the data
Those who vote are focused on by polling companies
Likely voters
Educated, more income, registered, older, black, female, married, urban
Concerns of non-voters usually not adressed
Most choose based on party ID
Conventional Participation
Ordinary, easy, legal political participation
Direct Participation
Political participation with a specific impact
Will or will not succeed
Money + Time (participation)
Conventional + Direct
Money goes to political candidates
Not as common
Many people contact officials directly
Civil Input (participation)
Conventional + Direct
Letters, town meetings, lobbying
Protest
Unconventional + indirect
Not always illegal
Applies pressure to political actors through media pressure and salience
Direct Action
Unconventional + indirect
Also known as civil disobedience
Illegal, but peaceful
Radicalism
Unconventional + indirect
Direct action but harmful
Informal political participation
Talking with friends about politics, political conversations, etc.
Elections
Run by states/localities
The right to vote is not guaranteed by Constitution
The government does not have the power to regulate voting
Congress can control how states run elections
15th, 19th, 24th, and 26th amendments (race, gender, income, age respectively)
Voting Rights Act
Comes from Congress’s powers (can prevent discrimination by 15th amendment, can stop states from denying rights like the right to vote, can regulate elections)
Prevents vote dilution
Enforcement
Person being discriminated against can bring civil action lawsuit
Government can sue states
Pre-clearance
List of troublesome states
Must get approval from senate before changing voting procedures
Section 2 and 5 prohibit race-based gerrymandering
These sections have an implied requirement that minorities at a certain percent of the popualtion must get one majority district
Vote dilution
Attempt to make someone’s vote not count
Ex. Putting more voting places in non-black neighborhoods
Other achievements of voting legislation
Mail-in voting, disability access, overseas voting, early access voting
NVRA 1992 (National Voting Registration Act)
People have frequent interactions with the government
This act required the government to let people register to vote whenever they interacted with the government (driver’s license, medicare, etc.)
HAVA 2002 (Help America Vote Act)
Bad voting machines were used in 2001, made the election uncountable
This act forced states to update their mechanisms
It was very expensive
Gerrymandering
Drawing voting districts to manipulate voting
Can occur as packing or cracking
It happens in all democracies
Recent changes in computing and data collection have made voters behavior more trackable and this more accurate
New districting policies are used by states to do this
Bipartisan committee, state courts, interest groups
Incumbent is generally favored using this
Packing
Occurs when one district is drawn for one demographic majority, and multiple are drawn for another
Cracking
Occurs when a demographic or party is split among many districts, getting no majorities
Baker v. Carr
Congressional seats are not always proportional to the amount of seats in Congress
States are not required to use an equal population
Some voters disadvantaged (urban populations higher with less representation)
Tennessee residents sued in the south on violations of the 14th amendment and Article 3 Section 2 of the Constitution
Supreme Court agreed with Tennesseeans
Forced states to redistrict
Shaw v. Reno
Gerrymandering lawsuits were common by this time
North Carolina drew its 12th district along a highway that snaked through the state that had numerous black voters on it
Black voters sued, thought they were being disadvantaged, sued for packing
Supreme Court sided with black voters, said districts couldn’t be drawn solely on the basis of race
14th, 15th amendments used, as well as VRA
Rucho v. Common Cause
Math modeling used with new technology
Shows the evolution of gerrymandering
Difficult to measure extent of gerrymandering
Negative incentives against voting
Opportunity Cost
Information Cost
Political efficacy
Voters overcome these barriers
Civic Duty
Moral/individual duty to vote
Used to surpass negative incentives
Belief that you should vote in order to uphold democracy
Incentivizes most, even low efficacy voters
Types of elections
Presidential has most turnout
Midterms are lower that presidential (higher information cost)
State level typically lower
Initiatives/referenda depend on situation
Primaries very low
Turnout in general is very low
Retrospective Voting
Voting based on how the previous administration handled their job
Pocketbook voting most common
Sometimes based around foreign policy
Policy Voting
Those who vote based on a candidate’s policy preferences
Single issue voters
Not as significant today
Voters must have clear sense of policy positions
Voters must know where candidates stand on issues
Voters must see where candidates differ on issues
Voters must cast a vote for candidate they favor
Most know candidates but fail to vote
Sometimes complicated (multiple policies)
Candidates often make policy positions clear (more straightforward and clear)
Aspirational Voting
Those who vote for people that inspire them
Oppositional Voting
Those who vote against people they dislike
Thermostatic Voting
Those who vote to get the current party out of power
Candidate Evaluation Voting
Those who vote based on the character qualities of candidates
Cross-pressuring
Non party-ID voters can determine the outcome of an election
This occurs to these voters by both parties
Median Voter Theory
A spectrum of candidates and voters exists
Voters vote for the candidate closest to them on the spectrum
Valence Issue
Political issue on which everyone agrees
No unique positions can be taken on these issues by politicians
Non-salient issues
Political issues that are only important to a select few
Position Issue
Issue that politicians use to differentiate themselves from other candidates
Party
Nominates people for office
Tries to control policymaking
Defined by policy goals, not ideology
Only goal is to get candidate to win
Inevitable in democracy
They are used by political actors to push policy goals
Party in the electorate
Party uses “heurisitc cues” (voters know which policies candidates support based on the party they identify with, makes voting simpler, less information cost)
Party image (values/symbols)
Party platform (what the party wants to do)
Party coalition (groups/organizations similar to the party)
Try to get public support for the party
Spectrum of supporters (low/high intensity identifiers, party officials, elected officials)
Party as organization
Local organization raise money for the party
State organization organize state elections
The Republican and Democratic National Conventions are held to organize party
Recruit/nominate candidates (go out and find those who are interested)
Raise money and fund campaigns
Catalog information about voters
Party in government
Coordinates policymakers
Committees are manipulated by party officials in government
People are nominated to higher office
Strong members of the party coalition are empowered
Control of the party system
No formal requirements for parties
Senate and HOR determine how committees work, rest left to parties
Electoral college reinforces dominance of two party system
Responsible Party Model
Clear, unified agenda for each party
Differentiate themselves from other party
Must follow through on policy goals
Not always accurate (people don't always vote based on policy)
Duverger’s Law
In a winner takes all, 3rd parties detract from the side they are closest to by taking votes
3rd parties can expose divisions and catalyze realignment
They are not long-lasting
Changes in parties
Party and leadership changed to facilitate party goals
Change positions after major events
Realigning moments change parties
Campaign/media technology has improved and changed parties
Changes in nomination/voting law can change
Party system
Stable demographic set who votes for one of two dominant parties
Consistent policy/ideological stances are used to appeal to people
First Party System
Federalists vs. Democratic-Republicans
Cleavages in region
State powers, France + England, NA relations, slavery, expansion controversial
Newspapers used
Candidates didn’t do much
Caucus system
Electorate limited to white voters
Fractured by Jackson
Second Party System
Democrats vs. Whigs
Western farmers, immigrants, urban workers, enslavers are all new groups
Slavery, westward expansion, banking, and tarriffs were controversial
Electorate was expanded to all white men
Fractured by the Civil War
Third Party System
Democrats v. Republicans (from now on)
Industrial working class, free black men in the electorate (black men limited after reconstruction)
Social/technological change, organized labor, immigration, monopolizaiton, imperialism controversial
Telegraph, trains for campaigning
Fractures because of economic problems of farmers
Fourth Party System
Progressive and non-progressive wings in each party
Inconsistent ideoloically (tried to appeal to as many people as possible)
Low polarization
Economic intervention/immigration controversial
Women added to electorate
Yellow press, new tools for campaigning
Fractures because of Great Depression
Fifth Party System
White voter cleavages
WWII, CW, Red Scare
TV, Radio
Primaries cemented
Fractures because of Vietnam War
Sixth Party System
Urbanacity cleavages
Evangelism grows
Immigration, LGBT rights, welfare reform controversial
Conservative domination
Cable TV, parties more complicated
Campaigns more effective and expensive
Fractured by Social Media and Trump
Seventh Party System
Trump/Obama
LGBT issues very important
Swing states and polarization
Party Network
Funding groups, interest groups, community leaders
Empowers and enhances the party
Connects people to parties indirectly
Party Money
Campaign funding from party very important
Donations are recieved and funneled towards worthy candidates
Nomination/Selection process
Nearly impossible to seek office without assistance from party
Primaries mobilize voters early
Databases are used to help campaigns
Party in the legislative branch
Congress leadership is distributed by party leaders
Party leaders give out positions, pass bills, etc.
Party priorities control legislators
Parties at the state/local level
Very important to candidates at local level
Expand party network, create organizations
Suffrage
Right to vote
Almost everyone over 18 has it
Exceptions: non-citizens (banned at state level) and convicted criminals (differs based on state)
Political Efficacy
Belief that ordinary people can influence government
Convinces people to go to polls
Those with a low amount of this are less likely to vote
Voter Registration Laws
Laws that require individuals to place their name on an electoral roll before voting
Harder to vote more than once, but has discouraged many from voting
Different laws in different states
Used to be strict in the South (court ceremony during business hours)
Polemical Issue
Motor Voter Act
1993 act
Made voter registration a lot easier (states had to include registration on driver’s license application)
Not very successful at increasing voter turnout
Rational-Choice Theory
Explains political processes and outcomes
Political actors have goals and pursue them sensibly and efficiently
Voters want to maximize odds that policies they want get passed
Parties want to win office
Party must select policies that are widely favored, and if they do they should be more successful
Must stick to moderate policy in order to gain appeal
Parties must develop individual identities to appeal to adherents
Party Identification
Preference for one party or another
Has decreased recently (more independents)
Younger people more likely to be independent
Ticket Splitting
Voting with one party for one office and the other for another office
Voting for some Republicans and some Democrats
Leads to more uncertainty for how a region will vote
Even if a party has a big edge in a state, it may lose some seats because of this
National Convention
Meeting of party every 4 years
Writes party platform, nominates candidates for president and vice president
National Committee
Leaders of the parties that come from states
Lead the party between conventions
National Chairperson
Director of each party
Organize party
Spend lots of money
New Deal Coalition
Group of voters strongly in favor of Democratic ideals and New Deal policies
Mostly urban dwellers, labor unions, catholics, Jews, the poor, and African Americans
Mostly make up Democratic coalition today
Party Dealignment
Recent trend
Disengagement from politics (less party identification)
Third Party
Linkage institutions that fall outside of the normal parties
Rarely win elections, but can set foundations for future parties (ex. free-soilers)
Some promote certain causes or extreme ideologies
Some are offshoots of the major parties
Some are extensions of a popular individual
Blue Dog Democrats
Democrats that voted against Obama’s economically liberal plans
Fiscally conservative, socially liberal
Demonstrates how people in power use their own discretion
Campaign
Organized attempt at winning an election
Some ground rules
All offices have different rules and strategies
Campaign Technology
Campaigns driven by technology
Social media, online fundraising, direct mail, polling
Need money and experts (candidates too busy)
Direct Mail
Mail sent to voters
Technology gives campaigns voter information
Mail can targeted at certain groups
Campaign Cycle
Idea that campaigning never ends
When one race ends, the next starts
Invisible primary (always trying to ensure renomination)
Must constantly outperform others
Officials must split time between their duties and campaigning
Nationalization of politics
Officials must appeal to national issues, even at the local level
National issues more polaized
Congressional races affected especially
Campaign Staff
All campaigns need a professional staff
Campaign managers, finance managers, organizers
Used for digital marketing, direct mail, polling, and policy research
Media Battle
Fight for positive media attention
Free Media: Attention, not paid
Paid Media: Payments for ads, AKA air war, very important to win elections
Field Battle
Fight for recognition
Canvassing, rallies, speeches
Digital Battle
Must deliver a message
Make sure candidates and the policies they support are known
Strike down negatives
Strike down opponents
Incentivize your voters, decentivize other voters
Campaign War
Four pronged battle for media, field, finance, and digital recognition
Strength in all battles is needed for success
Fundraising
Extremely important, finance fuels campaigns
Small donors: small periodic donations, contacted through email
Large donors: lump sums
Call Time
Calling voters directly
Very important for getting small donors
Congressional Campaigning
Most Congressional seats are safe (seats reps/dems will always win)
Incumbents have a huge advantage (known, have fundraising, have party connections, have lines gerrymandered)
Wave year
Years where one party wins a bunch of seats in Congress
Lowers incumbent advantages
Usually midterms (people have an idea of how successful current party is)
Congressional Midterms
Mostly thermostatic voting
Lower turnout
High political efficacy are overrepresented
Ballot shared with local elections
Party may intervene for close races
Campaign Finance
Individuals can donate directly
Donations can come from parties/PACs, which come from individual donations
Modern campaigns extremely expensive
Federal Election Campaign Act (FECA)
Defined political entities (PACs, campaigns, parties)
Placed limits on individual contributions
Campaigns can accept a limit on donations
If they do, they get a federal bonus
Expenditure limits on campaigns
Federal Election Commission (FEC)
Established by FECA
Committee of 6 (3 reps, 3 dems)
Monitor donations/expenditures by campaigners
Mandates campaign reports
Investigates infractions of finance law
Buckley v. Valeo
Challenge of FECA
Argues that spending money is an act of free speech
FECA is unconstitutional
Split decision
Big donations might be seen as corruption and can be limited
Limits on self-donations removed (impossible for there to be corruption)
Expenditure limits struck down
Post-FECA changes
Theory arises that money always finds its way into campaigns
Hard money: money people can spend directly on campaigns
Soft money: money given to parties/PACs that is then passed on to campaigns
People turn to soft money after FECA
Independent supporters can accept unlimited contributions
Party committees can bring in money
BCRA
Passed in retaliation to soft money rise
Modernized FECA
Regulated individuals, PACs, parties, and campaign expenditures
Ads had to claim ownership (powerful regulations)
Citizen’s United v. FEC
Citizen’s United created documentary defaming Clinton family leading up to 2008 primary
Stopped and sued by FEC (corporations regulated by FECA/BCRA
Ruled that spending from corporations is also free speech and can’t be limited
Uncapped donations are only corrupt if money goes directly to the campaign
Led to development of SuperPACs
SuperPACs
PACs not legally allowed to affiliate with campaigns
Can accept unlimited contributions
End up interacting with campaigns anyway (rules are vague)
Importance of donations
Biggest spender doesn’t always win, but usually does
Large donors give huge advantage
527 Groups
Can take unlimited donations
Must be about a specific issue
Can coordinate with candidates, but can’t make supportive ads
Presidential Campaigns
Permanent campaign (invisible primary)
Incumbent not usually challenged for renomination
Fundraising must be built early
Presidential Nomination
Official endorsement of a candidate for office by a party
Requires money, media, and momentum
Each state sends delegates to national convention
Delegates vote for nominee
Whoever wins gets nomination
Primaries are main way delegates are chosen (popular vote)
Caucuses: mini-debates, informal voting
Candidates must win support of delegates in each state (delegate chase)
Early states are very important
Super Tuesday (lots of states hold primaries at same time)
Delegates typically bound to vote how they say they will
Republicans have fewer delegates
Republicans choose delegates based on winner-take-all system, Democrats choose based on proportianate voting
Delegates typically vote how they say they will
Frontloading Problem
States start primaries really early for media attention
Candidates who win early get attention
States get fundraising
Some worry it rushes voters and campaigners