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Song Dynasty
(960s-1270s)
Dawn of ‘Modern’ China
Tang dynasty collapses after entering a period of decline
Song State and Society
Civilian control of military (elevated civilians to top of military)
Exam system improvement/ expansion (stopped cheating/ true social mobility)
“Good” emperors (committed to confucian leadership, listen to advisors)
The confucian ideal? - reach ideal/highest form of confucian gov
Local scholar-gentry class - need success in exam to have power
also strong centralized state (more developed than any other dynasty thus far)
meritocratic bureaucracy
social mobility
Naito Konan
Japanese historian of the early 20th century
Song modernity thesis
Naito konan
becoming a modern society means lineage no longer deciding power
heredity means nothing, merit is what matters
pyramid of social power shifts
start: emp at top, then aristocracy, bureaucracy (scholar officials), then commoners
end: emp has more power, then bureaucracy(NEED EXAM SCORES), then local scholar gentry, commoners (pop growing)
absolutism and populism (social mobility)
Song economy/ demography
geog - center in yellow river valley, but spreading south
~100 million people
foundations of modern China being laid
Song agriculture/industry
new tech makes agriculture more efficient
new strains of rice
amount of food being produced grows along with population
Iron, steel production grows, industrial capacity grows
Song publishing
manuals about new tools that can be printed and distributed across the country
facilitates spread of economic development
Song Demography
numbers of ppl living in urbanized places rises
population growing because more food being grown
Song urbanization
lots of large large cities
Song commerce/ money
people begin producing things specifically to be sold instead of for personal sustenance
paper money - easier and more convenient than coins
governmental guarantee that paper does have value
shows how the people have faith in gov and trust them
Song Fall
Lost Chinese world to outsiders
Khitan - Liao dynasty (940s -1120s)
Khitan - horse riding semi-nomadic people north of China
Most powerful of many different groups and governed over area in very loose way
interacted with Song dynasty
from the very beginning of Song dynasty there was a very powerful people on the northern frontier
Jurchen - Jin dynasty (1120s - 1230s)
close to what is now Korea
came together on border of Chinese world
most like the chinese bc proximity and had a lot of info ab how China operates
Song tried to ally with Jurchens to help drive out Khitan
Jurchens agree but end up taking power over northern China and seize control
Establish Jin dynasty over northern China
Mongol - Yuan dynasty (1260s - 1360s)
organize themselves in central asia
conquer other nomadic tribes
Song dynasty try to make deal with Mongols to kick out Jurchen
Mongols do this but take over all of China and Song dynasty
both centers of Chinese world under control of outside force
What accounts for Song “loss” of China
Inept diplomatic strategy
tried twice to make deals w/ outside forces which fails
strength of invaders
unprecedented strength of outsides
Civilian rule strong, but vulnerable
strength left them vulnerable in face of outside forces
too much wen(civilization, culture), not enough we (power, military strength)
Natural evolution of “China”- inner asia relations
logical next step in interaction between China and civilizations on their frontiers
The Mongol Conquest of Eurasia
13th century
Ghengis Khan
(1167-1227)
founder of Mongol empire
Located in Mongolia, Mongols come about as one unified group under him
1206 unification of Mongol Tribes
Ghengis khan wanted to avenge dad and did so by conquering tribe that killed him, then kept going and crushed all other tribes
used lots of violence
broke bonds of loyalty between tribes by splitting soldiers up and put them in cohorts that were in control of commanders loyal directly to Ghengis Khan
Ghengis Khan
1214-1215 attacks on Jin
1219-1225 Central Asia
Ogodei (1229-1241)
son of Ghengis Khan
Conquest of Jin 1234
jurchen area now completely under control of Mongol
Southern Song still there, but north under Mongol control
1236-1242 Eastern Europe
could have taken over the whole of Europe, but Ogodei died before then
Karakorum
capital city of Mongol empire
built by Ogodei
Yelu Chucai
Chinese advisor to Mongols and leaders
helped them see utility of Chinese ideas
helped Mongols tax and get revenue from civilians
Under Ogodei
The pope and the Khan
pope uses god as defense - the only reason the Khan got this far was to see if he would repent (“Stop taking over world cuz god”)
Khan response was about him having command of god (“look at map bro, the pope should serve me”)
Khubilai Khan (1215-1294)
Yuan dynasty at Peking 1271
claims they are new Chinese dynasty led by mongols
Southern Song conquered 1279
Song resisted for ~40 years against mongol onslaught
First time China was taken over by a non-chinese group
Korea, Japan, Vietnam, Java
Two attempts by mongols to invade Japan
both failed, Japan was never under Mongol control
no experience of naval warfare
Vietnam was also never overtaken
Peking
city of Mongols under Khubilai Khan
Character of Mongol Rule
Small numbers, small population
Cultural gap between Mongols and conquered Chinese
Reliance on conquered
Hierarchy
Mongols at top
Non-Chinese outsiders - 2nd tier of Yuan officials
Northern Chinese people - history of engagement with ppl
Southern Chinese - at bottom of hierarchy, least in the regime
Did “Chinese” society merely survive… or thrive?
Pax Mongolica:
The First “Global” Civilization
Yuan Dynasty - China under the Mongols
Souther Chinese confucian officials - local scholar gentry class no longer working in gov
type of political oppression of elite class
thousands of highly capable scholarly men - opportunities for scholars to work in arts and sciences
Yuan Dynasty Arts and Sciences
painting and theater
song scholars can delve into arts b/c no longer governing
artistic pursuits
medicine, astronomy, engineering
Scholars investigating other things
learning ab more things
new knowledge coming into Chinese worldview
support of artisans
Mongols really liked Chinese fine goods and respected artisan class
Confucian leaders do not value arts as much as the mongols
Asia under Pax Mongolica
period of peak mongol power where there was relative peace
Yuan (mongol) Economy
safe transcontinental travel
Support of merchants
lowers risk for merchant caravans - multiple merchants go in on a caravan so that if something happens, risk is lower
promote merchant activity
opportunity under mongol rule
access to markets
asian access to European goods and vice versa
volume of network of trade massive and unprecedented
inspiration for European explorers
ppl sail out from Europe to Asia in order to cut out middleman
Yuan (mongol) Cross-Cultural Exchange
religious tolerance
culture of religious tolerance
mongols do not demand that everyone they’ve conquered have to practice their religion
technology transfer
knowledge being shared between scholars
a truly Eurasian civilization?
Europe and Asia connected in unprecedented way
Marco Polo
Italian traveller/merchant who went through most of Mongol empire
advertising capital, w/ self benefiting description
wrote about it in a fantastical way
Ibn Battuta
North African traveller a bit later than Marco Polo who travelled along similar routes
described Hangzhou as biggest city he has ever seen, noting impressive diversity (cosmopolitan city)
Hangzhou
capital city of mongols/ yuan empire
Politics of Memory
Alexander the Great (W → E)
Storm from the East (E → W)
Mongol empire described poorly in textbooks
Ming Dynasty
Chinese Imperial Resurgence (1360s - 1640s)
native Chinese regime
Mongol Fall
fractured political leadership under the mongols and by the early 1300s there was a lot of infighting
ppl under mongol control see weakness and rebel
Ming Taizu
founder of ming dynasty
very controlling
used a lot of force and violence to enforce power
ppl had bad views of them
Ming Autocracy
strongest single Chinese emperors thus far
LOTS OF POWER
Ming violence
ideal confucian notion of statecraft has no room for violence
ming emperors deeply influenced by confucianism, but there was a lot of violence
ming taizu would beat officials and have corporeal punishments in order to show power and exert influence publicly
Mongol Legacy
mongols own use of violence could have been picked up by MIng emperors
ming emperors could have been fearful that China would become so weak that they would be again conquered by outside forces
restoration not innovation
number one concern of Ming emps was to restore Chinese systems from Han, Tang periods
restore those forms of statecraft
Ming Foreign Relations
revival of tributary system
mongols
yi dynasty
Ashikaga Shogunate
Vietnam - Ming occupation 1407 - 1426
Restoration rather than innovation
Yi dynasty
native korean dynasty during Ming
very close relationship with Ming
“junior” position/ political subservience
Ming and Ashikaga Shogunate
Japan during Ming
engage in diplomacy and trade with Ming
mining lots of silver - commercial connections
Ming occupation 1407 - 1426
Ming dynasty invades Vietnam
direct military control of Ming over Vietnam
Vietnam likes Chinese culture but are bitter (fairly) b/c of occupation
Revival of Tributary system
Ming foreign relations
System of diplomacy
junior/less powerful states recognize China as most powerful state
Ming wants to restore forms of statecraft of Han/Tang dynasties
Voyages of Zheng He
hundreds of ships voyaging around Asian world
remarkable level of seafaring tech
Zheng He
Admiral of Chinese Naval force during Ming
Ming expeditions
purpose was not for exploration
diplomatic missions as massive public relations exercise
Halting of Ming Expeditions
Possibilities:
Confucian conservatism
Mongol threats
Grand Canal - network of waterways that connect Yangtze and yellow river
lack of necessity
Economy and Society under Ming Dynasty
Pro farmer, anti merchant (confucian way of thinking)
not actively promoting merchants, but not stopping them either
foreign trade/ silver
China being pulled into commerce (silver is lifeblood of global economy)
regional specialization
nature of economy bring wealth to ppl
New crops from America
new world veggies and potatoes
potatoes v easy to grow
Population boom
feed more ppl with new foods
urban society growing
Urban popular culture reflects merchant class
Why no Chinese industrial revolution and overseas expansion?
China lacked the “spirit” of industrial capitalism (weber)
Unrivaled development in early modern world
top of food chain
not drivedn to pursue the things Europeans were
Evaluating the Ming
Ended in disgrace
Domestically, emperors becoming corrupt, and imperial system messy
domestic unrest
foreign invasion
Asiatic despotism
“China” lost again to outside world
prosperous development in provincial society
improvement of basic quality of life for a lot of ppl
Asiatic despotism
Exercise of oppressive power over Asia during ming
Weber
Heian period
Japan’s aristocratic age
(9th - 12th cent)
Capital at Heian
the capital moved from nara to Heian
ppl thought nara was too close to buddhist temples (separate religion and state)
Heian Strong early emperors
9th cent during Heian era
japanese emperors remained strong rulers as modeled by China
Fujiwara clan domination
Japan during Heian period
9th - 11th cent
marriage ties between clans ensured domination of Fujiwara clan
Rivalry and conflict in Heian
late 11th-12th c
fighting and open war at the end of Heian age
Fujiwara no Michinaga
of the fujiwara clan during Heian
Heian political power
Lineage- based power remained
NO exams
Heian Era Economy
equal field system starts to break down
shoen estates
Local management was done by local warrior clans
privatization of land/wealth/power - owned by aristocrats
Collapse of Tang ideals
China no longer seen as model for Japanese politics
Rise of provincial samurai
social group
Shoen estates
private land estates
Heian life
time of very stratified population
Courtly Refinement in Heian
people liked living close to the court
highest levels of aristocratic society
Ideals of beauty
beauty in nature
beauty among one another
inner AND outer beauty
ex/ calligraphy skills important and judged on delicacy
abstract ideals
Elite marriage
marriage politics are very important
people have relationships outside their relationships
affairs quite common
not marrying for love
Murasaki Shikibu
Woman in Heian who wrote
“The Tale of Genji”
(literature in Heian comes mostly from women)
The Tale of Genji
written by Murasaki Shikibu
about a prince during Heian
mono no aware
“sensitivity to things”
deep sensitivity to even the smallest details of normal life valued during heian
Sei Shonagon
aristocratic woman in Heian era who wrote
“The Pillow Book”
The pillow book
written by Sei Shonagon
her daily writings about the day
about her own experiences
Native script (Kana)
Japanese as it is understood today comes out of this period (Heian)
Chinese characters simplified only for their sound
Onnade
Hand of the women
writing in Heian was very gender specific but the woman’s way was really good/smart
Kamakura Period
Warrior rule in Japan
1190s - 1330s
Kamakura is a location
Kakamura
Capital city in Japan during Kakamura period
established by samurai minimoto clan
city just north of what is now tokyo
The Late Heian Warrior
Samurai are a provencial class, with compounds in countryside
Samurai have high status in countryside, low status in capital
Taira vs Minamoto
samurai clans
most influential of early samurai families battling for control
during kakamura state
Shin Heike Monogatari
movie of samurai during kakamura period
new tales of Taira clan
Directed by mizoguchi Kenji 1955
Taira no Kiyamori
1160-1180
very powerful samurai who established himself as a strong political force of late 12th cent
strong enough to assert himself
Kamakura period
Genpei War, 1180-85
Taira no Kiyamori was challenged and a battle between the Taira and Minamoto ensues
Miniamoto clan emerges victorious
Minamoto no Yoritomo seii taishogun 1192
Minamoto no yoritomo recieved title of seii taishogun from empere
officially recognized by emperor
seii taishogun title of high honor
samurai politics
hold on power very strong in east
in western Japan, samurais have much less power
court aristocrats
aristocrats in western Japan help control the government along with samurai in east
dual polity
two part political structure in kamakura Japan
samurai have military power
aristocrats have governmental control
Kamakura literature
elite literature just for richies by richies
War tales
literature during kamakura
stories of battles
skill on battlefield and courage
loyalty and honor (loyalty a little weak, the samurais wanted to be PAID)
Bun and Bu
Bun - culture sophistication, civilized things
Bu - power, force, brutality
Heike Monogatari - Tale of the Heike
Kamakura book about brutal, violent elements of world while envoking beauty of world
Kamakura religion
social context - ppl looking for out from uncertainty and fear
religion/ literature results of changing world
popular buddhism
everyday buddhism
buddhism that does not require elaborate involvement
Pure land sect
buddhism in kamakura sect
attractive to regular people, fairly easy to do
if you just believe you can go to ‘heaven’
Amida
pure land sect buddha
so filled with compassion for humanity that if you just believe with own faith, you can be delivered to promised land
Zen (Ch’an)
Buddhism of Samurai
School from Chinese world
Zen buddhism is about focus, discipline, concentration and meditation to achieve higher level of existence
meditation
simplicity of practice/devotion
Fall of the Kamakura Shogunate
Hojo regency
Mongol Invasions
Kenmu Restoration (1333-36)
Ashikaga Takauji
Go-Daigo
Japanese emperor trying to govern in a direct way
Hojo Regency
Hojo was a very powerful aristocratic family
Hojo ruled as regent for shogun when Go-Daigo died
powerful elites of Hojo clan were the real political authority