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research ethics
core principles, ethical boards, information age concerns
core principles
respect for persons, concern for welfare, and justice
respect for persons
respect peoples autonomy with informed consent
arguably most important
violates of respect for persons
failing to disclose risks
failing to make the study understandable
coercive incentives
which core principle is this a violation of?
People use a social media platform to share information with friends and family
The platform experimentally manipulates ratios of positive vs. negative posts that people can see
concern for welfare
the benefits of the study must outweigh the risks
violations of welfare principle
not doing everything to mitigate risks
conducting a bad study
which core principle is this a violation of?
does engaging in one political protest increase odds of engaging in subsequent protests?
protests were dangerous
justice
The study should be conducted justly, meaning:
Participants must be compensated fairly
Risks and benefits of the study must be distributed equitably across groups
Researchers must act with integrity
violations of the justice principle
Unreasonably low compensation
One group participates, another group benefits
Lying, to the participants or to the scientific community
mechanical turk
“Requesters” post online tasks, or HITs (e.g., surveys)
“Workers” complete the tasks in exchange for money
justice principle
Tuskegee Study
No informed consent
Failure to mitigate risks
Benefits of study did not outweigh risks
The study recruited poor Black men
all core principles violated
long term effects of Tuskegee study
wide distrust of medical research within Black communities
Researchers must uphold ethical standards to maintain participants’ trust in us
research ethics board
Every university has one
Goal: oversee all research with human subjects and ensure it is ethical
ethics review process
submit ethics application
they evaluate risk level (minimal risk or full review)
they approve it or request changes
components of ethics application
study rationale
informed consent
compensation
debriefing
deception
data handling
informed consent
Will your participants understand:
The study procedure?
That they can leave if they want?
Potential risks or discomfort?
What will happen to their data?
Who they can contact about their rights?
compensation
should be sufficiently large that your are not exploiting them, but shouldn't be too large so they feel they can't afford to pass up the opportunity
debriefing
Reveal the full purpose of the study
Minimize any harm that might have occurred - share comforting research findings, psychological resources
deception
Allowed under come circumstances
Study must be low-risk
Does your study HAVE to use deception?
How will you “un-deceive” your participants during the debriefing?
Participants must be able to withdraw their consent afterward
open data sharing
Uploading your data online so that others can verify your results
Making research more transparent so you can share with scientific community
benefits of open data sharing
Improves trustworthiness of the findings
Pedagogical value—demystifying the scientific process - teaching benefits
Maximizes use of scientific resources
costs of open data sharing
confidentiality breach
Potentially meaningful consequences for participants
Erosion of public trust in researchers
questions the researchers asked themselves
To what extent is anonymization possible?
What did the consent form say?
How great is the potential for harm?
what did the consent form say?
attempt to describe possibility of sharing data online - as it is a central part of research
how great is potential for harm?
somewhat sensitive topics or highly sensitive topics (abuse, thoughts of divorce etc)
is anonymization possible?
removal of open-ended responses (text boxes as they are easily identifiable), personal identifiers, couple ids
still available: year and location of speed dating events and many raw individual items
the solution they chose
safeguarded access option - researchers must register an account, provide affiliation and agree to end user license
scholarly integrity
Researchers must not fabricate data or plagiarize
Should not publish the same data a second time as though it were new
nuremberg code
a set of 10 principles written in 1947 in conjunction with the trials or Nazi physicians accused of shockingly cruel research on concentration camp prisoners during World War II
focused on importance of carefully weighing risks against benefits
need for informed consent
declaration of helsinki
created by World Medical Council in 1964
research on human participants should be based on a written protocol
description of research that is reviewed
belmont report
in US following tuskegee study in 1978
principle of seeking justice
conducting research that distributes risks and benefits fairly across different groups at societal level
influential for national ethical guidelines for both US and Canada