It was no ordinary Sunday morning when presidential candidate
Barack Obama stepped to the podium at the Apostolic Church of
God in Chicago. It was Father’s Day. Hundreds of enthusiastic con-
gregants packed the pews at the overwhelmingly black church eager
to hear what the first black Democratic nominee for president of the
United States had to say.
The message was a familiar one: black men should be better fathers.
Too many are absent from their homes. For those in the audience,
Obama’s speech was an old tune sung by an exciting new perform-
er. His message of personal responsibility, particularly as it relates to
fatherhood, was anything but new; it had been delivered countless
times by black ministers in churches across America. The message had
also been delivered on a national stage by celebrities such as Bill Cosby
and Sidney Poitier. And the message had been delivered with great pas-
sion by Louis Farrakhan, who more than a decade earlier summoned
one million black men to Washington, DC, for a day of “atonement”
and recommitment to their families and communities.
The mainstream media, however, treated the event as big news, and
many pundits seemed surprised that the black congregants actually
applauded the message. For them, it was remarkable that black people
nodded in approval when Obama said: “If we are honest with our-
selves, we’ll admit that too many fathers are missing—missing from
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222 T HE N E W J IM C ROW
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too many lives and too many homes. Too many fathers are MIA. Too
many fathers are AWOL. They have abandoned their responsibilities.
They’re acting like boys instead of men. And the foundations of our
families are weaker because of it. You and I know this is true every-
where, but nowhere is this more true than in the African American
community.”
The media did not ask—and Obama did not tell—where the missing
fathers might be found.
The following day, social critic and sociologist Michael Eric Dyson
published a critique of Obama’s speech in Time magazine. He pointed
out that the stereotype of black men being poor fathers may well be
false. Research by Boston College social psychologist Rebekah Levine
Coley found that black fathers not living at home are more likely to
keep in contact with their children than fathers of any other ethnic
or racial group. Dyson chided Obama for evoking a black stereotype
for political gain, pointing out that “Obama’s words may have been
spoken to black folk, but they were aimed at those whites still on the
fence about whom to send to the White House.”1 Dyson’s critique was
a fair one, but like other media commentators, he remained silent
about where all the absent black fathers could be found. He identi-
fied numerous social problems plaguing black families, such as high
levels of unemployment, discriminatory mortgage practices, and the
gutting of early-childhood learning programs. Not a word was said
about prisons.
The public discourse regarding “missing black fathers” closely par-
allels the debate about the lack of eligible black men for marriage. The
majority of black women are unmarried today, including 70 percent of
professional black women.2 “Where have all the black men gone?” is a
common refrain heard among black women frustrated in their efforts
to find life partners.
The sense that black men have disappeared is rooted in reality. The
U.S. Census Bureau reported in 2002 that there are nearly 3 million
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T HE N E W J IM C ROW 223
more black adult women than men in black communities across the
United States, a gender gap of 26 percent.3 In many urban areas, the
gap is far worse, rising to more than 37 percent in places like New
York City. The comparable disparity for whites in the United States is
8 percent.4 Although a million black men can be found in prisons and
jails, public acknowledgment of the role of the criminal justice system
in “disappearing” black men is surprisingly rare. Even in the black
media—which is generally more willing to raise and tackle issues
related to criminal justice—an eerie silence can often be found.5
Ebony magazine, for example, ran an article in December 2006 enti-
tled “Where Have the Black Men Gone?” The author posed the popular
question but never answered it.6 He suggested we will find our black
men when we rediscover God, family, and self-respect. A more cynical
approach was taken by Tyra Banks, the popular talk show host, who
devoted a show in May 2008 to the recurring question, “Where Have
All the Good Black Men Gone?” She wondered aloud whether black
women are unable to find “good black men” because too many of them
are gay or dating white women. No mention was made of the War on
Drugs or mass incarceration.
The fact that Barack Obama can give a speech on Father’s Day dedi-
cated to the subject of fathers who are “AWOL” without ever acknowl-
edging that the majority of young black men in many large urban areas
are currently under the control of the criminal justice system is dis-
turbing, to say the least. What is more problematic, though, is that
hardly anyone in the mainstream media noticed the oversight. One
might not expect serious analysis from Tyra Banks, but shouldn’t we
expect a bit more from The New York Times and CNN? Hundreds of
thousands of black men are unable to be good fathers for their chil-
dren, not because of a lack of commitment or desire but because they
are warehoused in prisons, locked in cages. They did not walk out on
their families voluntarily; they were taken away in handcuffs, often
due to a massive federal program known as the War on Drugs.
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22 4 T HE N E W J IM C ROW
More African American adults are under correctional control
today—in prison or jail, on probation or parole—than were enslaved
in 1850, a decade before the Civil War began.7 The mass incarceration
of people of color is a big part of the reason that a black child born
today is less likely to be raised by both parents than a black child
born during slavery.8 The absence of black fathers from families across
America is not simply a function of laziness, immaturity, or too much
time watching Sports Center. Thousands of black men have disap-
peared into prisons and jails, locked away for drug crimes that are
largely ignored when committed by whites.
The clock has been turned back on racial progress in America,
though scarcely anyone seems to notice. All eyes are fixed on people
like Barack Obama and Oprah Winfrey, who have defied the odds and
risen to power, fame, and fortune. For those left behind, especially
those within prison walls, the celebration of racial triumph in America
must seem a tad premature. More black men are imprisoned today
than at any other moment in our nation’s history. More are disenfran-
chised today than in 1870, the year the Fifteenth Amendment was rati-
fied prohibiting laws that explicitly deny the right to vote on the basis
of race.9 Young black men today may be just as likely to suffer dis-
crimination in employment, housing, public benefits, and jury service
as a black man in the Jim Crow era—discrimination that is perfectly
legal, because it is based on one’s criminal record.
This is the new normal, the new racial equilibrium.
The launching of the War on Drugs and the initial construction
of the new system required the expenditure of tremendous political
initiative and resources. Media campaigns were waged; politicians
blasted “soft” judges and enacted harsh sentencing laws; poor people
of color were vilified. The system now, however, requires very little
maintenance or justification. In fact, if you are white and middle class,
you might not even realize the drug war is still going on. Most high
school and college students today have no recollection of the political
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T HE N E W J IM C ROW 225
and media frenzy surrounding the drug war in the early years. They
were young children when the war was declared, or not even born yet.
Crack is out; terrorism is in.
Today, the political fanfare and the vehement, racialized rhetoric
regarding crime and drugs are no longer necessary. Mass incarceration
has been normalized, and all of the racial stereotypes and assumptions
that gave rise to the system are now embraced (or at least internalized)
by people of all colors, from all walks of life, and in every major politi-
cal party. We may wonder aloud, “where have the black men gone?”
but deep down we already know. It is simply taken for granted that,
in cities like Baltimore and Chicago, the vast majority of young black
men are currently under the control of the criminal justice system or
branded criminals for life. This extraordinary circumstance— unheard
of in the rest of the world—is treated here in America as a basic fact of
life, as normal as separate water fountains were just a half century ago.
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States of Denial
The claim that we really know where all the black men have gone may
inspire considerable doubt. If we know, why do we feign ignorance?
Could it be that most people really don’t know? Is it possible that
the roundup, lockdown, and exclusion of black men en masse from
the body politic has occurred largely unnoticed? The answer is yes
and no.
Much has been written about the ways in which people manage to
deny, even to themselves, that extraordinary atrocities, racial oppres-
sion, and other forms of human suffering have occurred or are occur-
ring. Criminologist Stanley Cohen wrote perhaps the most important
book on the subject, States of Denial. The book examines how individ-
uals and institutions—victims, perpetrators, and bystanders—know
about yet deny the occurrence of oppressive acts. They see only what
they want to see and wear blinders to avoid seeing the rest. This has
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226 T HE N E W J IM C ROW
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been true about slavery, genocide, torture, and every form of systemic
oppression.
Cohen emphasizes that denial, though deplorable, is complicated. It
is not simply a matter of refusing to acknowledge an obvious, though
uncomfortable, truth. Many people “know” and “not-know” the truth
about human suffering at the same time. In his words, “Denial may be
neither a matter of telling the truth nor intentionally telling a lie. There
seem to be states of mind, or even whole cultures, in which we know
and don’t know at the same time.”10
Today, most Americans know and don’t know the truth about mass
incarceration. For more than three decades, images of black men in
handcuffs have been a regular staple of the evening news. We know
that large numbers of black men have been locked in cages. In fact, it
is precisely because we know that black and brown people are far more
likely to be imprisoned that we, as a nation, have not cared too much
about it. We tell ourselves they “deserve” their fate, even though we
know—and don’t know—that whites are just as likely to commit many
crimes, especially drug crimes. We know that people released from
prison face a lifetime of discrimination, scorn, and exclusion, and yet
we claim not to know that an undercaste exists. We know and we don’t
know at the same time.
Upon reflection, it is relatively easy to understand how Americans
come to deny the evils of mass incarceration. Denial is facilitated by
persistent racial segregation in housing and schools, by political dema-
goguery, by racialized media imagery, and by the ease of changing one’s
perception of reality simply by changing television channels. There is
little reason to doubt the prevailing “common sense” that black and
brown men have been locked up en masse merely in response to crime
rates when one’s sources of information are mainstream media outlets.
In many respects, the reality of mass incarceration is easier to avoid
knowing than the injustices and sufferings associated with slavery or
Jim Crow. Those confined to prisons are out of sight and out of mind;
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T HE N E W J IM C ROW 227
once released, they are typically confined to ghettos. Most Americans
only come to “know” about the people cycling in and out of prisons
through fictional police dramas, music videos, gangsta rap, and “true”
accounts of ghetto experience on the evening news. These racialized
narratives tend to confirm and reinforce the prevailing public con-
sensus that we need not care about “those people”; they deserve what
they get.
Of all the reasons that we fail to know the truth about mass incar-
ceration, though, one stands out: a profound misunderstanding
regarding how racial oppression actually works. If someone were to
visit the United States from another country (or another planet) and
ask, “is the U.S. criminal justice system some kind of tool of racial
control?” most Americans would swiftly deny it. Numerous reasons
would leap to mind why that could not possibly be the case. The visi-
tor would be told that crime rates, black culture, or bad schools were
to blame. “The system is not run by a bunch of racists,” the apologist
would explain. “It’s run by people who are trying to fight crime.” That
response is predictable because most people assume that racism, and
racial systems generally, are fundamentally a function of attitudes.
Because mass incarceration is officially colorblind, it seems inconceiv-
able that the system could function much like a racial caste system.
The widespread and mistaken belief that racial animus is necessary
for the creation and maintenance of racialized systems of social con-
trol is the most important reason that we, as a nation, have remained
in deep denial.
The misunderstanding is not surprising. As a society, our collec-
tive understanding of racism has been powerfully influenced by the
shocking images of the Jim Crow era and the struggle for civil rights.
When we think of racism we think of Governor Wallace of Alabama
blocking the schoolhouse door; we think of water hoses, lynchings,
racial epithets, and “whites only” signs. These images make it easy
to forget that many wonderful, good-hearted white people who were
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228 T HE N E W J IM C ROW
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generous to others, respectful of their neighbors, and even kind to
their black maids, gardeners, or shoe shiners—and wished them
well—nevertheless went to the polls and voted for racial segrega-
tion. Many whites who supported Jim Crow justified it on paternalist
grounds, actually believing they were doing blacks a favor or believ-
ing the time was not yet “right” for equality. The disturbing images
from the Jim Crow era also make it easy to forget that many African
Americans were complicit in the Jim Crow system, profiting from it
directly or indirectly or keeping their objections quiet out of fear of
the repercussions. Our understanding of racism is therefore shaped
by the most extreme expressions of individual bigotry, not by the way
in which it functions naturally, almost invisibly (and sometimes with
genuinely benign intent), when it is embedded in the structure of a
social system.
The unfortunate reality we must face is that racism manifests itself
not only in individual attitudes and stereotypes, but also in the basic
structure of society. Academics have developed complicated theories
and obscure jargon in an effort to describe what is now referred to as
structural racism, yet the concept is fairly straightforward. One the-
orist, Iris Marion Young, relying on a famous “birdcage” metaphor,
explains it this way: if one thinks about racism by examining only one
wire of the cage, or one form of disadvantage, it is difficult to under-
stand how and why the bird is trapped. Only a large number of wires
arranged in a specific way, and connected to one another, serve to
enclose the bird and to ensure that it cannot escape.11
What is particularly important to keep in mind is that any given
wire of the cage may or may not be specifically developed for the pur-
pose of trapping the bird, yet it still operates (together with the other
wires) to restrict its freedom. By the same token, not every aspect of
a racial caste system needs to be developed for the specific purpose
of controlling black people in order for it to operate (together with
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T HE N E W J IM C ROW 229
other laws, institutions, and practices) to trap them at the bottom of
a racial hierarchy. In the system of mass incarceration, a wide variety
of laws, institutions, and practices— ranging from racial profiling to
biased sentencing policies, political disenfranchisement, and legal-
ized employment discrimination—trap African Americans in a virtual
(and literal) cage.
Fortunately, as Marilyn Frye has noted, every birdcage has a door,
and every birdcage can be broken and can corrode.12 What is most con-
cerning about the new racial caste system, however, is that it may prove
to be more durable than its predecessors. Because this new system is
not explicitly based on race, it is easier to defend on seemingly neutral
grounds. And while all previous methods of control have blamed the
victim in one way or another, the current system invites observers to
imagine that those who are trapped in the system were free to avoid
second-class status or permanent banishment from society simply by
choosing not to commit crimes. It is far more convenient to imagine
that a majority of young African American men in urban areas freely
chose a life of crime than to accept the real possibility that their lives
were structured in a way that virtually guaranteed their early admis-
sion into a system from which they can never escape. Most people are
willing to acknowledge the existence of the cage but insist that a door
has been left open.
One way of understanding our current system of mass incarcera-
tion is to think of it as a birdcage with a locked door. It is a set of
structural arrangements that locks a racially distinct group into a
subordinate political, social, and economic position, effectively creat-
ing a second-class citizenship. Those trapped within the system are
not merely disadvantaged in the sense that they are competing on an
unequal playing field or face additional hurdles to political or eco-
nomic success; rather, the system itself is structured to lock them into
a subordinate position.
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230 T HE N E W J IM C ROW
How It Works
Copyright © 2010. New Press, The. All rights reserved.
Precisely how the system of mass incarceration works to trap African
Americans in a virtual (and literal) cage can best be understood by
viewing the system as a whole. In earlier chapters, we considered vari-
ous wires of the cage in isolation; here, we put the pieces together, step
back, and view the cage in its entirety. Only when we view the cage
from a distance can we disengage from the maze of rationalizations
that are offered for each wire and see how the entire apparatus oper-
ates to keep African Americans perpetually trapped.
This, in brief, is how the system works: the War on Drugs is a vehicle
through which extraordinary numbers of black men are forced into the
cage. The entrapment occurs in three distinct phases, each of which
has been explored earlier, but a brief review is useful here. The first
stage is the roundup. Vast numbers of people are swept into the crimi-
nal justice system by the police, who conduct drug operations primar-
ily in poor communities of color. They are rewarded in cash—through
drug forfeiture laws and federal grant programs—for rounding up as
many people as possible, and they operate unconstrained by constitu-
tional rules of procedure that once were considered inviolate. Police
can stop, interrogate, and search anyone they choose for drug investi-
gations, provided they get “consent.” Because there is no meaningful
check on the exercise of police discretion, racial biases are granted free
rein. In fact, police are allowed to rely on race as a factor in selecting
whom to stop and search (even though people of color are no more
likely to be guilty of drug crimes than whites)—effectively guarantee-
ing that those who are swept into the system are primarily black and
brown.
The conviction marks the beginning of the second phase: the peri-
od of formal control. Once arrested, defendants are generally denied
meaningful legal representation and pressured to plead guilty whether
they are or not. Prosecutors are free to “load up” defendants with extra
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T HE N E W J IM C ROW 231
charges, and their decisions cannot be challenged for racial bias. Once
convicted, due to the drug war’s harsh sentencing laws, people con-
victed of drug offenses in the United States spend more time under the
criminal justice system’s formal control—in jail or prison, on probation
or parole—than people anywhere else in the world. While under formal
control, virtually every aspect of one’s life is regulated and monitored
by the system, and any form of resistance or disobedience is subject
to swift sanction. This period of control may last a lifetime, even for
those convicted of extremely minor, nonviolent offenses, but the vast
majority of those swept into the system are eventually released. They
are transferred from their prison cells to a much larger, invisible cage.
The final stage has been dubbed by some advocates as the “period
of invisible punishment.”13 This term, first coined by Jeremy Travis,
is meant to describe the unique set of criminal sanctions that are
imposed on individuals after they step outside the prison gates, a form
of punishment that operates largely outside of public view and takes
effect outside the traditional sentencing framework. These sanctions
are imposed by operation of law rather than decisions of a sentencing
judge, yet they often have a greater impact on one’s life course than the
months or years one actually spends behind bars. These laws oper-
ate collectively to ensure that the vast majority of people convicted of
crimes will never integrate into mainstream, white society. They will
be discriminated against, legally, for the rest of their lives—denied
employment, housing, education, and public benefits. Unable to sur-
mount these obstacles, most will eventually return to prison and then
be released again, caught in a closed circuit of perpetual marginality.
In recent years, advocates and politicians have called for greater
resources devoted to the problem of “prisoner re-entry,” in view of
the unprecedented numbers of people who are released from prison
and returned to their communities every year. While the terminology
is well intentioned, it utterly fails to convey the gravity of the situa-
tion facing people upon their release from prison. People who have
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232 T HE N E W J IM C ROW
been convicted of felonies almost never truly re-enter the society they
inhabited prior to their conviction. Instead, they enter a separate soci-
ety, a world hidden from public view, governed by a set of oppressive
and discriminatory rules and laws that do not apply to everyone else.
They become members of an undercaste—an enormous population of
predominately black and brown people who, because of the drug war,
are denied basic rights and privileges of American citizenship and are
permanently relegated to an inferior status. This is the final phase, and
there is no going back.
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Nothing New?
Some might argue that as disturbing as this system appears to be, there
is nothing particularly new about mass incarceration; it is merely a
continuation of past drug wars and biased law enforcement practices.
Racial bias in our criminal justice system is simply an old problem that
has gotten worse, and the social excommunication of “criminals” has
a long history; it is not a recent invention. There is some merit to this
argument.
Race has always influenced the administration of justice in the Unit-
ed States. Since the day the first prison opened, people of color have
been disproportionately represented behind bars. In fact, the very first
person admitted to a U.S. penitentiary was a “light skinned Negro in
excellent health,” described by an observer as “one who was born of a
degraded and depressed race, and had never experienced anything but
indifference and harshness.”14 Biased police practices are also nothing
new, a recurring theme of African American experience since blacks
were targeted by the police as suspected runaway slaves. And every
drug war that has ever been waged in the United States—including
alcohol prohibition—has been tainted or driven by racial bias.15 Even
postconviction penalties have a long history. The American colonies
passed laws barring people convicted of crimes from a wide variety of
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T HE N E W J IM C ROW 233
jobs and benefits, automatically dissolving their marriages and deny-
ing them the right to enter contracts. These legislatures were follow-
ing a long tradition, dating back to ancient Greece, of treating those
convicted of crimes as less than full citizens. Although many collateral
sanctions were repealed by the late 1970s, arguably the drug war sim-
ply revived and expanded a tradition that has ancient roots, a tradition
independent of the legacy of American slavery.
In view of this history and considering the lack of originality in
many of the tactics and practices employed in the era of mass incar-
ceration, there is good reason to believe that the latest drug war is just
another drug war corrupted by racial and ethnic bias. But this view is
correct only to a point.
In the past, the criminal justice system, as punitive as it may have
been during various wars on crime and drugs, affected only a rela-
tively small percentage of the population. Because civil penalties and
sanctions imposed on people with criminal records applied only to a
few, they never operated as a comprehensive system of control over
any racially or ethnically defined population. Racial minorities were
always overrepresented in the criminal justice system, but as sociol-
ogists have noted, until the mid- 1980s, the system was marginal to
communities of color. While young minority men with little school-
ing have always had relatively high rates of incarceration, “before the
1980s the penal system was not a dominant presence in the disadvan-
taged neighborhoods.”16
Today, the War on Drugs has given birth to a system of mass incar-
ceration that governs not just a small fraction of a racial or ethnic
minority but entire communities of color. In ghetto communities, near-
ly everyone is either directly or indirectly subject to the new caste sys-
tem. The system serves to redefine the terms of the relationship of poor
people of color and their communities to mainstream, white society,
ensuring their subordinate and marginal status. The criminal and civil
sanctions that were once reserved for a tiny minority are now used to
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234 T HE N E W J IM C ROW
control and oppress a racially defined majority in many communities,
and the systematic manner in which the control is achieved reflects
not just a difference in scale. The nature of the criminal justice system
has changed. It is no longer concerned primarily with the prevention
and punishment of crime, but rather with the management and control
of the dispossessed. Prior drug wars were ancillary to the prevailing
caste system. This time the drug war is the system of control.
If you doubt that this is the case, consider the effect of the war on
the ground, in specific locales. Take Chicago, Illinois, for example.
Chicago is widely considered to be one of America’s most diverse and
vibrant cities. It has boasted black mayors, black police chiefs, black
legislators, and is home to the nation’s first black president. It has a
thriving economy, a growing Latino community, and a substantial
black middle class. Yet as the Chicago Urban League reported in 2002,
there is another story to be told.17
If Martin Luther King Jr. were to return miraculously to Chicago,
some forty years after bringing his Freedom Movement to the city, he
would be saddened to discover that the same issues on which he origi-
nally focused still produce stark patterns of racial inequality, segrega-
tion, and poverty. He would also be struck by the dramatically elevated
significance of one particular institutional force in the perpetuation
and deepening of those patterns: the criminal justice system. In the
few short decades since King’s death, a new regime of racially disparate
mass incarceration has emerged in Chicago and become the primary
mechanism for racial oppression and the denial of equal opportunity.
In Chicago, like the rest of the country, the War on Drugs is an
engine of mass incarceration, as well as a major cause of gross racial
disparities throughout the system. About 90 percent of those sentenced
to prison for a drug offense in Illinois are African American.18 White
drug users and dealers are rarely arrested, and when they are, they are
treated more favorably at every stage of the criminal justice process,
including plea bargaining and sentencing.19 Whites are consistently
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T HE N E W J IM C ROW 235
more likely to avoid prison and felony charges, even when they are
repeatedly caught with drugs.20 Black people, by contrast, are routine-
ly labeled felons and released into a permanent racial undercaste.
The total population of black males in Chicago with a felony record
(inside and outside prisons) is equivalent to 55 percent of the black
adult male population and an astonishing 80 percent of the adult
black male workforce in the Chicago area.21 This stunning develop-
ment reflects the dramatic increase in the number and race of those
sent to prison for drug crimes. From the Chicago region alone, the
number of those annually sent to prison for drug crimes increased
almost 2,000 percent, from 469 in 1985 to 8,755 in 2005.22 That figure,
of course, does not include the thousands who avoid prison but are
arrested, convicted, and sentenced to jail or probation. They, too, have
criminal records that will follow them for life. More than 70 percent
of all criminal cases in the Chicago area involve a class D felony drug
possession charge, the lowest-level felony charge.23 Those who do go
to prison find little freedom upon release.
When people are released from Illinois prisons, they are given as
little as $10 in “gate money” and a bus ticket to anywhere in the United
States. Most return to impoverished neighborhoods in the Chicago
area, bringing few resources and bearing the stigma of their prison
record.24 In Chicago, as in most cities across the country, people with
criminal records are banned or severely restricted from employment in
a large number of professions, job categories, and fields by professional
licensing statutes, rules, and practices that discriminate against poten-
tial employees with felony records. According to a study conducted by
the DePaul University College of Law in 2000, of the then–ninety-eight
occupations requiring licenses in Illinois, fifty-seven placed stipula-
tions and/or restrictions on applicants with a criminal record.25 Even
when not barred by law from holding specific jobs, formerly incarcer-
ated and convicted people in Chicago find it extraordinarily difficult
to find employers who will hire them, regardless of the nature of their
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236 T HE N E W J IM C ROW
conviction. They are also routinely denied public housing and wel-
fare benefits, and they find it increasingly difficult to obtain education,
especially now that funding for public education has been hard-hit,
due to exploding prison budgets.
The impact of the new caste system is most tragically felt among the
young. In Chicago (as in other cities across the United States), young
black men are more likely to go to prison than to college.26 As of June
2001, there were nearly twenty thousand more black men in the Illi-
nois state prison system than enrolled in the state’s public universi-
ties.27 In fact, there were more black men in the state’s correctional
facilities that year just on drug charges than the total number of black
men enrolled in undergraduate degree programs in state universities.28
To put the crisis in even sharper focus, consider this: just 992 black
men received a bachelor’s degree from Illinois state universities in
1999, while roughly 7,000 black men were released from the state pris-
on system the following year just for drug offenses.29 The young men
who go to prison rather than college face a lifetime of closed doors,
discrimination, and ostracism. Their plight is not what we hear about
on the evening news, however. Sadly, like the racial caste systems that
preceded it, the system of mass incarceration now seems normal and
natural to most, a regrettable necessity.
Copyright © 2010. New Press, The. All rights reserved.
Mapping the Parallels
Those cycling in and out of Illinois prisons today are members of
America’s new racial undercaste. The United States has almost always
had a racial undercaste—a group defined wholly or largely by race
that is permanently locked out of mainstream, white society by law,
custom, and practice. The reasons and justifications change over time,
as each new caste system reflects and adapts to changes in the social,
political, and economic context. What is most striking about the
design of the current caste system, though, is how closely it resembles
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T HE N E W J IM C ROW 237
its predecessor. There are important differences between mass incar-
ceration and Jim Crow, to be sure—many of which will be discussed
later—but when we step back and view the system as a whole, there
is a profound sense of déjà vu. There is a familiar stigma and shame.
There is an elaborate system of control, complete with political disen-
franchisement and legalized discrimination in every major realm of
economic and social life. And there is the production of racial meaning
and racial boundaries.
Many of these parallels have been discussed at some length in ear-
lier chapters; others have yet to be explored. Listed below are several
of the most obvious similarities between Jim Crow and mass incar-
ceration, followed by a discussion of a few parallels that have not been
discussed so far. Let’s begin with the historical parallels.
Historical parallels. Jim Crow and mass incarceration have similar
political origins. As described in chapter 1, both caste systems were
born, in part, due to a desire among white elites to exploit the resent-
ments, vulnerabilities, and racial biases of poor and working- class
whites for political or economic gain. Segregation laws were proposed
as part of a deliberate and strategic effort to deflect anger and hos-
tility that had been brewing against the white elite away from them
and toward African Americans. The birth of mass incarceration can
be traced to a similar political dynamic. Conservatives in the 1970s
and 1980s sought to appeal to the racial biases and economic vul-
nerabilities of poor and working- class whites through racially coded
rhetoric on crime and welfare. In both cases, the racial opportunists
offered few, if any, economic reforms to address the legitimate eco-
nomic anxieties of poor and working- class whites, proposing instead
a crackdown on the racially defined “others.” In the early years of Jim
Crow, conservative white elites competed with each other by passing
ever more stringent and oppressive Jim Crow legislation. A century
later, politicians in the early years of the drug war competed with each
other to prove who could be tougher on crime by passing ever harsher
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238 T HE N E W J IM C ROW
drug laws—a thinly veiled effort to appeal to poor and working-class
whites who, once again, proved they were willing to forego economic
and structural reform in exchange for an apparent effort to put blacks
back “in their place.”30
Legalized discrimination. The most obvious parallel between Jim
Crow and mass incarceration is legalized discrimination. During Black
History Month, Americans congratulate themselves for having put
an end to discrimination against African Americans in employment,
housing, public benefits, and public accommodations. Schoolchildren
wonder out loud how discrimination could ever have been legal in this
great land of ours. Rarely are they told that it is still legal. Many of
the forms of discrimination that relegated African Americans to an
inferior caste during Jim Crow continue to apply to huge segments of
the black population today—provided they are first labeled felons. If
they are branded felons by the time they reach the age of twenty-one
(as many of them are), they are subject to legalized discrimination for
their entire adult lives. The forms of discrimination that apply to peo-
ple labeled criminals, described in some detail in chapter 4, mean that,
once people are released from jail or prison, they enter a parallel social
universe—much like Jim Crow—in which discrimination in nearly
every aspect of social, political, and economic life is perfectly legal.
Large majorities of black men in cities across the United States are
once again subject to legalized discrimination effectively barring them
from full integration into mainstream, white society. Mass incarcera-
tion has nullified many of the gains of the Civil Rights Movement, put-
ting millions of black men back in a position reminiscent of Jim Crow.
Political disenfranchisement. During the Jim Crow era, African
Americans were denied the right to vote through poll taxes, literacy
tests, grandfather clauses, and felon disenfranchisement laws, even
though the Fifteenth Amendment to the U.S. Constitution specifi-
cally provides that “the right of citizens of the United States to vote
shall not be denied . . . on account of race, color, or previous con-
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T HE N E W J IM C ROW 239
dition of servitude.” Formally race- neutral devices were adopted
to achieve the goal of an all- white electorate without violating the
terms of the Fifteenth Amendment. The devices worked quite well.
Because African Americans were poor, they frequently could not pay
poll taxes. And because they had been denied access to education,
they could not pass literacy tests. Grandfather clauses allowed whites
to vote even if they couldn’t meet the requirements, as long as their
ancestors had been able to vote. Finally, because blacks were dispro-
portionately charged with felonies—in fact, some crimes were spe-
cifically defined as felonies with the goal of eliminating blacks from
the electorate— felon disenfranchisement laws effectively suppressed
the black vote as well.31
Following the collapse of Jim Crow, all of the race-neutral devic-
es for excluding blacks from the electorate were eliminated through
litigation or legislation, except felon disenfranchisement laws. Some
courts have found that these laws have “lost their discriminatory
taint” because they have been amended since the collapse of Jim Crow;
other courts have allowed the laws to stand because overt racial bias is
absent from the legislative record.32 The failure of our legal system to
eradicate all of the tactics adopted during the Jim Crow era to suppress
the black vote has major implications today. Felon disenfranchisement
laws have been more effective in eliminating black voters in the age
of mass incarceration than they were during Jim Crow. Less than two
decades after the War on Drugs began, one in seven black men nation-
ally had lost the right to vote, and as many as one in four in those
states with the highest African American disenfranchisement rate.33
These figures may understate the impact of felon disenfranchisement,
because they do not take into account the millions of people who can-
not vote in states that require people with felony convictions to pay
fines or fees before their voting rights can be restored—the new poll
tax. As legal scholar Pamela Karlan has observed, “felony disenfran-
chisement has decimated the potential black electorate.”34
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2 40 T HE N E W J IM C ROW
It is worthy of note, however, that the exclusion of black voters from
polling booths is not the only way in which black political power has
been suppressed. Another dimension of disenfranchisement echoes
not so much Jim Crow as slavery. Under the usual-residence rule,
the Census Bureau counts imprisoned individuals as residents of the
jurisdiction in which they are incarcerated. Because most new prison
construction occurs in predominately white, rural areas, these com-
munities benefit from inflated population totals at the expense of the
urban, overwhelmingly minority communities from which people in
prison frequently come.35 This has enormous consequences for the
redistricting process. White rural communities that house prisons
wind up with more people in state legislatures representing them, while
poor communities of color lose representatives because it appears their
population has declined. This policy is disturbingly reminiscent of the
three-fifths clause in the original Constitution, which enhanced the
political clout of slaveholding states by including 60 percent of slaves
in the population base for calculating Congressional seats and elec-
toral votes, even though they could not vote.
Exclusion from juries. Another clear parallel between mass incar-
ceration and Jim Crow is the systematic exclusion of blacks from
juries. One hallmark of the Jim Crow era was all-white juries trying
black defendants in the South. Although the exclusion of jurors on
the basis of race has been illegal since 1880, as a practical matter, the
removal of prospective black jurors through race-based peremptory
strikes was sanctioned by the Supreme Court until 1985, when the
Court ruled in Batson v. Kentucky that racially biased strikes violate
the equal protection clause of the Fourteenth Amendment.36 Today
defendants face a situation highly similar to the one they faced a cen-
tury ago. As described in chapter 3, a formal prohibition against race-
based peremptory strikes does exist; as a practical matter, however, the
Court has tolerated the systematic exclusion of blacks from juries by
allowing lower courts to accept “silly” and even “superstitious” reasons
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T HE N E W J IM C ROW 2 41
for striking black jurors.37 To make matters worse, a large percentage
of black men (about 30 percent) are automatically excluded from jury
service because they have been labeled felons.38 The combined effect of
race-based peremptory strikes and the automatic exclusion of people
with felonies from juries has put black defendants in a familiar place—
in a courtroom in shackles, facing an all-white jury.
Closing the courthouse doors. The parallels between mass incar-
ceration and Jim Crow extend all the way to the U.S. Supreme Court.
Over the years, the Supreme Court has followed a fairly consistent pat-
tern in responding to racial caste systems, first protecting them and
then, after dramatic shifts in the political and social climate, disman-
tling these systems of control and some of their vestiges. In Dred Scott
v. Sanford, the Supreme Court immunized the institution of slavery
from legal challenge on the grounds that African Americans were not
citizens, and in Plessy v. Ferguson, the Court established the doctrine
of “separate but equal”—a legal fiction that protected the Jim Crow
system from judicial scrutiny for racial bias.
Currently, McCleskey v. Kemp and its progeny serve much the same
function as Dred Scott and Plessy. In McCleskey, the Supreme Court
demonstrated that it is once again in protection mode—firmly com-
mitted to the prevailing system of control. As chapter 3 demonstrat-
ed, the Court has closed the courthouse doors to claims of racial bias
at every stage of the criminal justice process, from stops and searches
to plea bargaining and sentencing. Mass incarceration is now off-
limits to challenges on the grounds of racial bias, much as its pre-
decessors were in their time. The new racial caste system operates
unimpeded by the Fourteenth Amendment and federal civil rights
legislation—laws designed to topple earlier systems of control. The
Supreme Court’s famous proclamation in 1857—“[the black man] has
no rights which the white man is bound to respect”—remains true to
a significant degree today, so long as the black man has been labeled
a felon.39
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2 42 T HE N E W J IM C ROW
Racial segregation. Although the parallels listed above should be
enough to give anyone pause, there are a number of other, less obvi-
ous, similarities between mass incarceration and Jim Crow that have
not been explored in earlier chapters. The creation and maintenance of
racial segregation is one example. As we know, Jim Crow laws mandat-
ed residential segregation, and blacks were relegated to the worst parts
of town. Roads literally stopped at the border of many black neigh-
borhoods, shifting from pavement to dirt. Water, sewer systems, and
other public services that supported the white areas of town frequently
did not extend to the black areas. The extreme poverty that plagued
blacks due to their legally sanctioned inferior status was largely invis-
ible to whites—so long as whites remained in their own neighbor-
hoods, which they were inclined to do. Racial segregation rendered
black experience largely invisible to whites, making it easier for whites
to maintain racial stereotypes about black values and culture. It also
made it easier to deny or ignore their suffering.
Mass incarceration functions similarly. It achieves racial segregation
by segregating people in prison—the majority of whom are black and
brown—from mainstream society. They are kept behind bars, typical-
ly more than a hundred miles from home.40 Even prisons—the actu-
al buildings—are a rare sight for many Americans, as they are often
located far from population centers. Although rural counties contain
only 20 percent of the U.S. population, 60 percent of new prison con-
struction occurs there.41 Incarcerated people are thus hidden from
public view—out of sight, out of mind. In a sense, imprisonment is
a far more extreme form of physical and residential segregation than
Jim Crow segregation. Rather than merely shunting black people to
the other side of town or corralling them in ghettos, mass incarcera-
tion locks them in cages. Bars and walls keep hundreds of thousands
of black and brown people away from mainstream society—a form of
apartheid unlike any the world has ever seen.
Prisons, however, are not the only vehicle for racial segregation. Seg-
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T HE N E W J IM C ROW 2 43
regation is also created and perpetuated by the flood of people who
return to ghetto communities from prisons each year. Because the drug
war has been waged almost exclusively in poor communities of color,
when people convicted of drug crimes are released, they are gener-
ally returned to racially segregated ghetto communities—the places
they call home. In many cities, the re- entry phenomenon is highly
concentrated in a small number of neighborhoods. According to one
study, during a twelve-year period, the number of people returning
from prison back home to “core counties”—those counties that con-
tain the inner city of a metropolitan area— tripled.42 The effects are
felt throughout the United States. In interviews with one hundred
residents of two Tallahassee, Florida, communities, researchers found
that nearly every one of them had experienced or expected to experi-
ence the return of a family member from prison.43 Similarly, a survey of
families living in the Robert Taylor Homes in Chicago found that the
majority of residents either had a family member in prison or expected
one to return from prison within the next two years.44 Fully 70 percent
of men between the ages of eighteen and forty-five in the impoverished
and overwhelmingly black North Lawndale neighborhood on Chica-
go’s West Side are saddled for life with a criminal record.45 The majority
(60 percent) were incarcerated for drug offenses.46 These neighbor-
hoods are a minefield for people on parole, for a standard condition
of parole is a promise not to associate with anyone who has a felony
conviction. As Paula Wolff, a senior executive at Chicago Metropolis
2020 observes, in these ghetto neighborhoods, “It is hard for a parolee
to walk to the corner store to get a carton of milk without being subject
to a parole violation.” 47
By contrast, whites—even poor whites—are far less likely to be
imprisoned for drug offenses. And when they are released from prison,
they rarely find themselves in the ghetto. The white poor have a vastly
different experience in America than do poor people of color, as they
are rarely relegated to racially segregated urban areas characterized by
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2 4 4 T HE N E W J IM C ROW
intense poverty. In New York City, one study found that 70 percent of
the city’s poor black and Latino residents live in high-poverty neigh-
borhoods, whereas 70 percent of the city’s poor whites live in nonpov-
erty neighborhoods—communities that have significant resources,
including jobs, schools, banks, and grocery stores.48 Nationwide,
nearly seven out of eight people living in high-poverty urban areas are
members of a minority group.49
Mass incarceration thus perpetuates and deepens pre-existing pat-
terns of racial segregation and isolation, not just by removing people of
color from society and putting them in prisons, but by dumping them
back into ghettos upon their release. Youth of color who might have
escaped their ghetto communities—or helped to transform them—if
they had been given a fair shot in life and not been labeled felons—
instead find themselves trapped in a closed circuit of perpetual mar-
ginality, circulating between ghetto and prison.50
The racially segregated, poverty-stricken ghettos that exist in inner-
city communities across America would not exist today but for racially
biased government policies for which there has never been meaningful
redress.51 Yet every year, hundreds of thousands of poor people of col-
or who have been targeted by the War on Drugs are forced to return to
these racially segregated communities—neighborhoods still crippled
by the legacy of an earlier system of control. As a practical matter, they
have no other choice. In this way, mass incarceration, like its predeces-
sor Jim Crow, creates and maintains racial segregation.
Symbolic production of race. Arguably the most important parallel
between mass incarceration and Jim Crow is that both have served to
define the meaning and significance of race in America. Indeed, a prima-
ry function of any racial caste system is to define the meaning of race in
its time. Slavery defined what it meant to be black (a slave), and Jim Crow
defined what it meant to be black (a second-class citizen). Today mass
incarceration defines the meaning of blackness in America: black people,
especially black men, are criminals. That is what it means to be black.
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T HE N E W J IM C ROW 2 45
The temptation is to insist that black men “choose” to be criminals;
the system does not make them criminals, at least not in the way that
slavery made blacks slaves or Jim Crow made them second- class citi-
zens. The myth of choice here is seductive, but it should be resisted.
African Americans are not significantly more likely to use or sell pro-
hibited drugs than whites, but they are made criminals at drastically
higher rates for precisely the same conduct. In fact, studies suggest that
white professionals may be the most likely of any group to have engaged
in illegal drug activity in their lifetime, yet they are the least likely to
be made criminals.52 The prevalence of illegal drug activity among all
racial and ethnic groups creates a situation in which, due to limited law
enforcement resources and political constraints, some people are made
criminals while others are not. Black people have been made criminals
by the War on Drugs to a degree that dwarfs its effect on other racial
and ethnic groups, especially whites. And the process of making them
criminals has produced racial stigma.
Every racial caste system in the United States has produced racial
stigma. Mass incarceration is no exception. Racial stigma is produced
by defining negatively what it means to be black. The stigma of race
was once the shame of the slave; then it was the shame of the second-
class citizen; today the stigma of race is the shame of the criminal.
As described in chapter 4, many people labeled criminals describe
an existential angst associated with their pariah status, an angst that
casts a shadow over every aspect of their identity and social experi-
ence. The shame and stigma are not limited to the individual; they
extend to family members and friends—even whole communities are
stigmatized by the presence of those caught and thus tainted by the
system. Those stigmatized by convictions often adopt coping strategies
African Americans once employed during the Jim Crow era, including
lying about their own criminal history or the status of their family
members in an attempt to “pass” as someone who will be welcomed by
mainstream society.
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2 46 T HE N E W J IM C ROW
The critical point here is that, for black men, the stigma of being a
“criminal” in the era of mass incarceration is fundamentally a racial
stigma. This is not to say stigma is absent for white people convicted of
crimes; it is present and powerful. Rather, the point is that the stigma
of criminality for whites is different—it is a nonracial stigma.
An experiment may help to illustrate how and why this is the case.
Say the following to nearly anyone and watch the reaction: “We really
need to do something about the problem of white crime.” Laughter is a
likely response. The term white crime is nonsensical in the era of mass
incarceration, unless one is really referring to white-collar crime, in
which case the term is understood to mean the types of crimes that
seemingly respectable white people commit in the comfort of fancy
offices. Because the term white crime lacks social meaning, the term
white criminal is also perplexing. In that formulation, white seems to
qualify the term criminal—as if to say, “he’s a criminal but not that
kind of criminal.” Or, he’s not a real criminal—i.e., not what we mean
by criminal today.
In the era of mass incarceration, what it means to be a criminal in
our collective consciousness has become conflated with what it means
to be black, so the term white criminal is confounding, while the term
black criminal is nearly redundant. Recall the study discussed in chap-
ter 3 that revealed that when survey respondents were asked to picture
a drug criminal, nearly everyone pictured someone who was black.
This phenomenon helps to explain why studies indicate that white
people with a criminal record may actually have an easier time gaining
employment than African Americans without a criminal record.53 To
be a black man is to be thought of as a criminal, and to be a black crim-
inal is to be despicable—a social pariah. To be a white criminal is not
easy, by any means, but as a white criminal you are not a racial outcast,
though you may face many forms of social and economic exclusion.
Whiteness mitigates crime, whereas blackness defines the criminal.
As we have seen in earlier chapters, the conflation of blackness with
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T HE N E W J IM C ROW 2 47
crime did not happen organically; rather, it was constructed by politi-
cal and media elites as part of the broad project known as the War
on Drugs. This conflation served to provide a legitimate outlet to the
expression of antiblack resentment and animus—a convenient release
valve now that explicit forms of racial bias are strictly condemned. In
the era of colorblindness, it is no longer permissible to hate blacks, but
we can hate criminals. Indeed, we are encouraged to do so. As writer
John Edgar Wideman points out, “It’s respectable to tar and feather
criminals, to advocate locking them up and throwing away the key.
It’s not racist to be against crime, even though the archetypal criminal
in the media and the public imagination almost always wears Willie
Horton’s face.”54
It is precisely because our criminal justice system provides a
vehicle for the expression of conscious and unconscious antiblack
sentiment that the prison label is experienced as a racial stigma.
The stigma exists whether or not one has been formally branded a
criminal, yet another parallel to Jim Crow. Just as African Ameri-
cans in the North were stigmatized by the Jim Crow system even if
they were not subject to its formal control, black men today are stig-
matized by mass incarceration—and the social construction of the
“criminalblackman”—whether they have ever been to prison or not.
For those who have been branded, the branding serves to intensify and
deepen the racial stigma, as they are constantly reminded in virtually
every contact they have with public agencies, as well as with private
employers and landlords, that they are the new “untouchables.”
In this way, the stigma of race has become the stigma of criminal-
ity. Throughout the criminal justice system, as well as in our schools
and public spaces, young + black + male is equated with reasonable
suspicion, justifying the arrest, interrogation, search, and detention of
thousands of African Americans every year, as well as their exclusion
from employment and housing and the denial of educational oppor-
tunity. Because black youth are viewed as criminals, they face severe
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2 48 T HE N E W J IM C ROW
employment discrimination and are also “pushed out” of schools
through racially biased school discipline policies.55
For black youth, the experience of being “made black” often begins
with the first police stop, interrogation, search, or arrest. The experi-
ence carries social meaning—this is what it means to be black. The story
of one’s “first time” may be repeated to family or friends, but for ghetto
youth, almost no one imagines that the first time will be the last. The
experience is understood to define the terms of one’s relationship not
only to the state but to society at large. This reality can be frustrating
for those who strive to help ghetto youth “turn their lives around.”
James Forman Jr., the cofounder of the See Forever charter school for
juveniles arrested or convicted in Washington, DC, made this point
when describing how random and degrading stops and searches of
ghetto youth “tell kids that they are pariahs, that no matter how hard
they study, they will remain potential suspects.” One student com-
plained to him, “We can be perfect, perfect, doing everything right and
still they treat us like dogs. No, worse than dogs, because criminals
are treated worse than dogs.” Another student asked him pointedly,
“How can you tell us we can be anything when they treat us like we’re
nothing?”56
The process of marking black youth as black criminals is essen-
tial to the functioning of mass incarceration as a racial caste system.
For the system to succeed—that is, for it to achieve the political goals
described in chapter 1—black people must be labeled criminals before
they are formally subject to control. The criminal label is essential, for
forms of explicit racial exclusion are not only prohibited but widely
condemned. Thus black youth must be made—labeled—criminals.
This process of being made a criminal is, to a large extent, the process
of “becoming” black. As Wideman explains, when “to be a man of
color of a certain economic class and milieu is equivalent in the public
eye to being a criminal,” being processed by the criminal justice sys-
tem is tantamount to being made black, and “doing time” behind bars
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T HE N E W J IM C ROW 2 49
is at the same time “marking race.”57 At its core, then, mass incarcera-
tion, like Jim Crow, is a “race-making institution.” It serves to define
the meaning and significance of race in America.
Copyright © 2010. New Press, The. All rights reserved.
The Limits of the Analogy
Saying that mass incarceration is the New Jim Crow can leave a misim-
pression. The parallels between the two systems of control are striking,
to say the least—in both, we find racial opportunism by politicians,
legalized discrimination, political disenfranchisement, exclusion of
blacks from juries, stigmatization, the closing of courthouse doors,
racial segregation, and the symbolic production of race—yet there are
important differences. Just as Jim Crow, as a system of racial control,
was dramatically different from slavery, mass incarceration is different
from its predecessor. In fact, if one were to draft a list of the differences
between slavery and Jim Crow, the list might well be longer than the
list of similarities. The same goes for Jim Crow and mass incarceration.
Each system of control has been unique—well adapted to the circum-
stances of its time. If we fail to appreciate the differences, we will be
hindered in our ability to meet the challenges created by the current
moment. At the same time, though, we must be careful not to assume
that differences exist when they do not, or to exaggerate the ones that
do. Some differences may appear on the surface to be major, but on
close analysis they prove less significant.
An example of a difference that is less significant than it may initial-
ly appear is the “fact” that Jim Crow was explicitly race-based, whereas
mass incarceration is not. This statement initially appears self-evident,
but it is partially mistaken. Although it is common to think of Jim
Crow as an explicitly race-based system, in fact a number of the key
policies were officially colorblind. As previously noted, poll taxes, lit-
eracy tests, and felon disenfranchisement laws were all formally race-
neutral practices that were employed in order to avoid the prohibition
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250 T HE N E W J IM C ROW
on race discrimination in voting contained in the Fifteenth Amend-
ment. These laws operated to create an all-white electorate because
they excluded African Americans from the franchise but were not gen-
erally applied to whites. Poll workers had the discretion to charge a
poll tax or administer a literacy test, or not, and they exercised their
discretion in a racially discriminatory manner. Laws that said noth-
ing about race operated to discriminate because those charged with
enforcement were granted tremendous discretion, and they exercised
that discretion in a highly discriminatory manner.
The same is true in the drug war. Laws prohibiting the use and sale
of drugs are facially race neutral, but they are enforced in a highly
discriminatory fashion. The decision to wage the drug war primarily
in black and brown communities rather than white ones and to target
African Americans but not whites on freeways and train stations has
had precisely the same effect as the literacy and poll taxes of an ear-
lier era. A facially race-neutral system of laws has operated to create a
racial caste system.
Other differences between Jim Crow and mass incarceration are
actually more significant than they may initially appear. An example
relates to the role of racial stigma in our society. As discussed in chap-
ter 4, during Jim Crow, racial stigma contributed to racial solidarity
in the black community. Racial stigma today, however—that is, the
stigma of black criminality—has turned the black community against
itself, destroyed networks of mutual support, and created a silence
about the new caste system among many of the people most affected
by it.58 The implications of this difference are profound. Racial stigma
today makes collective action extremely difficult—sometimes impos-
sible—whereas racial stigma during Jim Crow contained the seeds of
revolt.
Described below are a number of the other important differences
between Jim Crow and mass incarceration. Listing all of the differ-
ences here is impractical, so instead we will focus on a few of the major
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T HE N E W J IM C ROW 251
differences that are most frequently cited in defense of mass incar-
ceration, including the absence of overt racial hostility, the inclusion
of whites in the system of control, and African American support for
some “get tough” policies and drug war tactics.
Absence of racial hostility. First, let’s consider the absence of overt
racial hostility among politicians who support harsh drug laws and the
law enforcement officials charged with enforcing them. The absence
of overt racial hostility is a significant difference from Jim Crow, but
it can be exaggerated. Mass incarceration, like Jim Crow, was born
of racial opportunism—an effort by white elites to exploit the racial
hostilities, resentments, and insecurities of poor and working- class
whites. Moreover, racial hostility and racial violence have not alto-
gether disappeared, given that complaints of racial slurs and brutality
by the police and prison guards are fairly common. Some scholars and
commentators have pointed out that the racial violence once associat-
ed with brutal slave masters or the Ku Klux Klan has been replaced, to
some extent, by violence perpetrated by the state. Racial violence has
been rationalized, legitimated, and channeled through our criminal
justice system; it is expressed as police brutality, solitary confinement,
and the discriminatory and arbitrary imposition of the death penalty.59
But even granting that some African Americans may fear the police
today as much as their grandparents feared the Klan (as a wallet can
be mistaken for a gun) and that the penal system may be as brutal in
many respects as Jim Crow (or slavery), the absence of racial hostility
in the public discourse and the steep decline in vigilante racial vio-
lence are no small matter. It is also significant that the “whites only”
signs are gone and that children of all colors can drink from the same
water fountains, swim in the same pools, and play on the same play-
grounds. Black children today can even dream of being president of
the United States.
Those who claim that mass incarceration is “just like” Jim Crow
make a serious mistake. Things have changed. The fact that a clear
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252 T HE N E W J IM C ROW
majority of Americans were telling pollsters in the early 1980s—when
the drug war was kicking off—that they opposed race discrimination
in nearly all its forms should not be dismissed lightly.60 Arguably some
respondents may have been telling pollsters what they thought was
appropriate rather than what they actually believed, but there is no
reason to believe that most of them were lying. It is more likely that
most Americans by the early 1980s had come to reject segregationist
thinking and values, and not only did not want to be thought of as rac-
ist but did not want to be racist.
This difference in public attitudes has important implications for
reform efforts. Claims that mass incarceration is analogous to Jim
Crow will fall on deaf ears and alienate potential allies if advocates
fail to make clear that the claim is not meant to suggest or imply that
supporters of the current system are racist in the way Americans have
come to understand that term. Race plays a major role—indeed, a defin-
ing role—in the current system, but not because of what is commonly
understood as old-fashioned, hostile bigotry. This system of control
depends far more on racial indifference (defined as a lack of compassion
and caring about race and people belonging to certain racial groups)
than racial hostility—a feature it actually shares with its predecessors.
All racial caste systems, not just mass incarceration, have been sup-
ported by racial indifference. As noted earlier, many whites during the
Jim Crow era sincerely believed that African Americans were inferior,
and that segregation was a sensible system for managing a society com-
prised of fundamentally different and unequal people. The sincerity of
many people’s bigoted racial beliefs is what led Martin Luther King Jr.
to declare, “Nothing in all the world is more dangerous than sincere
ignorance and conscientious stupidity.”
The notion that all racial caste systems are necessarily predicated
on a desire to harm other racial groups, and that racial hostility is the
essence of racism, is fundamentally misguided. Even slavery does not
conform to this limited understanding of racism and racial caste. Not
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T HE N E W J IM C ROW 253
all plantation owners supported the institution of slavery because of a
sadistic desire to harm blacks; most wanted to get rich, and black slav-
ery was the most efficient means to that end. Every plantation own-
er, however, was willing to use brutality and violence to force black
people into servitude, and every American— whether they lived in the
North or South—knew that slavery could not be maintained without
terror and the deliberate infliction of pain and suffering. The institu-
tion of slavery did not require plantation owners or countless bystand-
ers to be filled with racial hostility; so long as plantation owners and a
critical mass of white Americans remained indifferent to the suffering
inflicted on black slaves, the racial caste system could endure. Indeed,
it lasted for centuries. Preoccupation with the role of racial hostility
in earlier caste systems can blind us to the ways in which every caste
system, including mass incarceration, has been supported by racial
indifference—a lack of care and compassion for people of other races.
Racial animus is a predictable and recurring feature of racial caste sys-
tems, but it is not necessary for the system to function if there is wide-
spread racial indifference.
White victims of racial caste. We now turn to another important
difference between mass incarceration and Jim Crow: the direct harm
to whites caused by the current caste system. Whites never had to sit
at the back of the bus during Jim Crow, but today a white man may
find himself in prison for a drug offense, sharing a cell with a black
man. The direct harm caused to whites caused by mass incarceration
seems to distinguish it from Jim Crow; yet, like many of the other
differences, this one requires some qualification. Some whites were
directly harmed by Jim Crow. For example, a white woman who fell
in love with a black man and hoped to spend the rest of her life with
him was directly harmed by anti- miscegenation laws. The laws were
intended for her benefit—to protect her from the corrupting influence
of the black man and the “tragedy” of mulatto children—but she was
directly harmed nonetheless.
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25 4 T HE N E W J IM C ROW
Still, it seems obvious that mass incarceration directly harms far
more whites than Jim Crow ever did. For some, this fact alone may
be reason enough to reject the analogy. An “interracial racial caste
system” may seem like an oxymoron. What kind of racial caste system
includes white people within its control? The answer: a racial caste
system in the age of colorblindness.
If 100 percent of the people arrested and convicted for drug offenses
were African American, the situation would provoke outrage among
the majority of Americans who consider themselves nonracist and who
know very well that Latinos, Asian Americans, and whites also commit
drug crimes. We, as a nation, seem comfortable with 90 percent of the
people arrested and convicted of drug offenses in some states being
African American, but if the figure were 100 percent, the veil of color-
blindness would be lost. We could no longer tell ourselves stories about
why 90 percent might be a reasonable figure; nor could we continue
to assume that good reasons exist for extreme racial disparities in the
drug war, even if we are unable to think of such reasons ourselves. In
short, the inclusion of some whites in the system of control is essen-
tial to preserving the image of a colorblind criminal justice system and
maintaining our self-image as fair and unbiased people. Because most
Americans, including those within law enforcement, want to believe
they are nonracist, the suffering in the drug war crosses the color line.
Of course, the fact that white people are harmed by the drug war
does not mean they are the real targets, the designated enemy. The
harm white people suffer in the drug war is much like the harm Iraqi
civilians suffer in U.S. military actions targeting presumed terrorists
or insurgents. In any war, a tremendous amount of collateral damage
is inevitable. Black and brown people are the principal targets in this
war; white people are collateral damage.
Saying that white people are collateral damage may sound callous,
but it reflects a particular reality. Mass incarceration as we know it
would not exist today but for the racialization of crime in the media
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T HE N E W J IM C ROW 255
and political discourse. The War on Drugs was declared as part of a
political ploy to capitalize on white racial resentment against Afri-
can Americans, and the Reagan administration used the emergence
of crack and its related violence as an opportunity to build a racial-
ized public consensus in support of an all-out war—a consensus that
almost certainly would not have been formed if the primary users and
dealers of crack had been white.
Economist Glenn Loury made this observation in his book The
Anatomy of Racial Inequality. He noted that it is nearly impossible to
imagine anything remotely similar to mass incarceration happening
to young white men. Can we envision a system that would enforce
drug laws almost exclusively among young white men and largely
ignore drug crime among young black men? Can we imagine large
majorities of young white men being rounded up for minor drug offens-
es, placed under the control of the criminal justice system, labeled
felons, and then subjected to a lifetime of discrimination, scorn, and
exclusion? Can we imagine this happening while most black men
landed decent jobs or trotted off to college? No, we cannot. If such a
thing occurred, “it would occasion a most profound reflection about
what had gone wrong, not only with THEM, but with US.” 61 It would
never be dismissed with the thought that white men were simply reap-
ing what they have sown. The criminalization of white men would
disturb us to the core. So the critical questions are: “What disturbs
us? What is dissonant? What seems anomalous? What is contrary to
expectation?” 62 Or more to the point: Whom do we care about?
An answer to the last question may be found by considering the dras-
tically different manner in which we, as a nation, responded to drunk
driving in the mid-1980s, as compared to crack cocaine. During the
1980s, at the same time crack was making headlines, a broad-based,
grassroots movement was under way to address the widespread and
sometimes fatal problem of drunk driving. Unlike the drug war, which
was initiated by political elites long before ordinary people identified it
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256 T HE N E W J IM C ROW
as an issue of extraordinary concern, the movement to crack down on
drunk drivers was a bottom-up movement, led most notably by moth-
ers whose families were shattered by deaths caused by drunk driving.
Media coverage of the movement peaked in 1988, when a drunk
driver traveling the wrong way on Interstate 71 in Kentucky caused
a head-on collision with a school bus. Twenty-seven people died and
dozens more were injured in the ensuing fire. The tragic accident,
known as the Carrollton bus disaster, was one of the worst in U.S. his-
tory. In the aftermath, several parents of the victims became actively
involved in Mothers Against Drunk Driving (MADD), and one became
its national president. Throughout the 1980s, drunk driving was a
regular topic in the media, and the term designated driver became part
of the American lexicon.
At the close of the decade, drunk drivers were responsible for
approximately 22,000 deaths annually, while overall alcohol-related
deaths were close to 100,000 a year. By contrast, during the same time
period, there were no prevalence statistics at all on crack, much less
crack-related deaths. In fact, the number of deaths related to all illegal
drugs combined was tiny compared to the number of deaths caused by
drunk drivers. The total of all drug-related deaths due to AIDS, drug
overdose, or the violence associated with the illegal drug trade was
estimated at 21,000 annually—less than the number of deaths directly
caused by drunk drivers, and a small fraction of the number of alcohol-
related deaths that occur every year.63
In response to growing concern—fueled by advocacy groups such
as MADD and by the media coverage of drunk-driving fatalities—
most states adopted tougher laws to punish drunk driving. Numer-
ous states now have some type of mandatory sentencing for this
offense—typically two days in jail for a first offense and two to ten days
for a second offense.64 Possession of a tiny amount of crack cocaine, on
the other hand, carries a mandatory minimum sentence of five years
in federal prison.
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T HE N E W J IM C ROW 257
The vastly different sentences afforded drunk drivers and people
convicted of drug offenses speaks volumes regarding who is viewed
as disposable—someone to be purged from the body politic—and who
is not. Drunk drivers are predominantly white and male. White men
comprised 78 percent of the arrests for this offense in 1990 when new
mandatory minimums governing drunk driving were being adopted.65
They are generally charged with misdemeanors and typically receive
sentences involving fines, license suspension, and community service.
Although drunk driving carries a far greater risk of violent death than
the use or sale of illegal drugs, the societal response to drunk drivers
has generally emphasized keeping the person functional and in society,
while attempting to respond to the dangerous behavior through treat-
ment and counseling.66 People charged with drug offenses, though,
are disproportionately poor people of color. They are typically charged
with felonies and sentenced to prison.
Another clue that mass incarceration, as we know it, would not exist
but for the race of the imagined enemy can be found in the history
of drug-law enforcement in the United States. Yale historian David
Musto and other scholars have documented a disturbing, though
unsurprising, pattern: punishment becomes more severe when drug
use is associated with people of color but softens when it is associated
with whites.67 The history of marijuana policy is a good example. In
the early 1900s, marijuana was perceived—rightly or wrongly—as a
drug used by blacks and Mexican Americans, leading to the Boggs
Act of the 1950s, penalizing first-time possession of marijuana with a
sentence of two to five years in prison.68 In the 1960s, though, when
marijuana became associated with the white middle class and college
kids, commissions were promptly created to study whether marijuana
was really as harmful as once thought. By 1970, the Comprehensive
Drug Abuse Prevention and Control Act differentiated marijuana from
other narcotics and lowered federal penalties.69 The same drug that
had been considered fearsome twenty years earlier, when associated
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258 T HE N E W J IM C ROW
with African Americans and Latinos, was refashioned as a relatively
harmless drug when associated with whites.
In view of the nation’s treatment of predominately white drunk driv-
ers and drug users and dealers, it is extremely difficult to imagine that
our nation would have declared all-out war on drugs if the enemy had
been defined in the public imagination as white. It was the confla-
tion of blackness and crime in the media and political discourse that
made the drug war and the sudden, massive expansion of our prison
system possible. White drug “criminals” are collateral damage in the
War on Drugs because they have been harmed by a war declared with
blacks in mind. While this circumstance is horribly unfortunate for
them, it does create important opportunities for a multiracial, bottom-
up resistance movement, one in which people of all races can claim a
clear stake. For the first time in our nation’s history, it may become
readily apparent to whites how they, too, can be harmed by antiblack
racism—a fact that, until now, has been difficult for many to grasp.
Black support for “get tough” policies. Yet another notable differ-
ence between Jim Crow and mass incarceration is that many African
Americans seem to support the current system of control, while most
believe the same could not be said of Jim Crow. It is frequently argued
in defense of mass incarceration that African Americans want more
police and more prisons because crime is so bad in some ghetto com-
munities. It is wrong, these defenders claim, for the tactics of mass
incarceration—such as the concentration of law enforcement in poor
communities of color, the stop-and-frisk programs that have prolif-
erated nationwide, evictions of people and their families from pub-
lic housing, and the drug sweeps of ghetto neighborhoods—to be
characterized as racially discriminatory, because those programs and
policies have been adopted for the benefit of African American com-
munities and are supported by many ghetto residents.70 Ignoring ram-
pant crime in ghetto communities would be racially discriminatory,
they say; responding forcefully to it is not.
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T HE N E W J IM C ROW 259
This argument, on the surface, seems relatively straightforward, but
there are actually many layers to it, some of which are quite problem-
atic. To begin with, the argument implies that most African Americans
prefer harsh criminal justice policies to other forms of governmen-
tal intervention, such as job creation, economic development, educa-
tional reform, and restorative justice programs, as long-term solutions
to problems associated with crime. There is little evidence to support
that claim. In fact, surveys consistently show that African Americans
are generally less supportive of harsh criminal justice policies than
whites, even though blacks are far more likely to be victims of crime.71
This pattern is particularly striking given that less educated people
tend to be more punitive and blacks on average are less educated than
whites.72
The notion that African Americans support “get tough” approaches
to crime is further complicated by the fact that “crime” is not a generic
category. There are many different types of crime, and violent crime
tends to provoke the most visceral and punitive response. Yet as we
have seen in chapter 2, the drug war has not been aimed at rooting
out the most violent drug traffickers, or so-called kingpins. The vast
majority of those arrested for drug crimes are not charged with seri-
ous offenses, and most of the people in state prison on drug charges
have no history of violence or significant selling activity. Those who
are “kingpins” are often able to buy their freedom by forfeiting their
assets, snitching on other dealers, or becoming paid government infor-
mants. Thus, to the extent that some African Americans support harsh
policies aimed at people who commit violent crimes, they cannot be
said to support the War on Drugs, which has been waged primarily
against people who have allegedly committed nonviolent, low-level
drug crimes in communities of color.
The one thing that is clear from the survey data and ethnographic
research is that African Americans in ghetto communities experience
an intense “dual frustration” regarding crime and law enforcement. As
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260 T HE N E W J IM C ROW
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Glenn Loury explained more than a decade ago, when violent crime
rates were making headlines, “The young black men wreaking havoc
in the ghetto are still ‘our youngsters’ in the eyes of many of the decent
poor and working-class black people who sometimes are their vic-
tims.”73 Throughout the black community, there is widespread aware-
ness that black ghetto youth have few, if any, realistic options, and
therefore dealing drugs can be an irresistible temptation. Suburban
white youth may deal drugs to their friends and acquaintances as a
form of recreation and extra cash, but for impoverished black youth,
drug sales—though rarely lucrative—are often a means of survival,
a means of helping to feed and clothe themselves and their families.
The fact that this “career” path leads almost inevitably to jail is often
understood as an unfortunate fact of life, part of what it means to be
poor and black in America.
Women, in particular, express complicated, conflicted views about
crime, because they love their sons, husbands, and partners and under-
stand their plight as current and future members of the racial under-
caste. At the same time, though, they abhor gangs and the violence
associated with inner-city life. One commentator explained, “African
American women in poor neighborhoods are torn. They worry about
their young sons getting involved in gang activity. They worry about
their sons possibly selling or using drugs. They worry about their chil-
dren getting caught in the crossfire of warring gangs. . . . These moth-
ers want better crime and law enforcement. Yet, they understand that
increased levels of law enforcement potentially saddle their children
with a felony conviction—a mark that can ensure economic and social
marginalization.”74
Given the dilemma facing poor black communities, it is inaccurate to
say that black people “support” mass incarceration or “get tough” poli-
cies. The fact that some black people endorse harsh responses to crime
is best understood as a form of complicity with mass incarceration—
not support for it. This complicity is perfectly understandable, for
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T HE N E W J IM C ROW 261
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the threat posed by crime— particularly violent crime—is real, not
imagined. Although African Americans do not engage in drug crime
at significantly higher rates than whites, black men do have much
higher rates of violent crime, and violent crime is concentrated in
ghetto communities. Studies have shown that joblessness—not race or
black culture— explains the high rates of violent crime in poor black
communities. When researchers have controlled for joblessness, dif-
ferences in violent crime rates between young black and white men
disappear.75 Regardless, the reality for poor blacks trapped in ghettos
remains the same: they must live in a state of perpetual insecurity and
fear. It is perfectly understandable, then, that some African Americans
would be complicit with the system of mass incarceration, even if they
oppose, as a matter of social policy, the creation of racially isolated
ghettos and the subsequent transfer of black youth from underfunded,
crumbling schools to brand-new, high-tech prisons. In the era of mass
incarceration, poor African Americans are not given the option of
great schools, community investment, and job training. Instead, they
are offered police and prisons. If the only choice that is offered blacks
is rampant crime or more prisons, the predictable (and understand-
able) answer will be “more prisons.”
The predicament African Americans find themselves in today is not
altogether different from the situation they faced during Jim Crow. Jim
Crow, as oppressive as it was, offered a measure of security for blacks
who were willing to play by its rules. Those who flouted the rules
or resisted them risked the terror of the Klan. Cooperation with the
Jim Crow system often seemed far more likely to increase or maintain
one’s security than any alternative. That reality helps to explain why
African American leaders such as Booker T. Washington urged blacks
to focus on improving themselves rather than on challenging racial
discrimination. It is also why the Civil Rights Movement initially met
significant resistance among some African Americans in the South.
Civil rights advocates strenuously argued that it was the mentality
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262 T HE N E W J IM C ROW
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and ideology that gave rise to Jim Crow that was the real source of
the danger experienced by blacks. Of course they were right. But it is
understandable why some blacks believed their immediate safety and
security could best be protected by cooperation with the prevailing
caste system. The fact that black people during Jim Crow were often
complicit with the system of control did not mean they supported
racial oppression.
Disagreements within the African American community about
how best to respond to systems of control—and even disagreements
about what is, and is not, discriminatory—have a long history. The
notion that black people have always been united in opposition to
American caste systems is sheer myth. Following slavery, for exam-
ple, there were some African Americans who supported disenfran-
chisement because they believed that black people were not yet
“ready” for the vote. Former slaves, it was argued, were too illiterate
to exercise the vote responsibly, and were ill-prepared for the duties
of public office. This sentiment could even be found among black
politicians such as Isaiah T. Montgomery, who argued in 1890 that
voting rights should be denied to black people because enfranchise-
ment should only be extended to literate men. In the same vein, a
fierce debate raged between Booker T. Washington and W.E.B. Du
Bois about whether—and to what extent—racial bias and discrim-
ination were responsible for the plight of the Negro and ought to
be challenged. Du Bois praised and embraced Washington’s empha-
sis on “thrift, patience, and industrial training for the masses,” but
sharply disagreed with his public acceptance of segregation, dis-
enfranchisement, and legalized discrimination. In Du Bois’s view,
Washington’s public statements arguing that poor education and bad
choices were responsible for the plight of former slaves ignored the
damage wrought by caste and threatened to rationalize the entire
system. In Du Bois’s words:
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T HE N E W J IM C ROW [T] he distinct impression left by Mr. Washington’s pro-
paganda is, first, that the South is justified in its present
attitude toward the Negro because of the Negro’s degrada-
tion; second, that the prime cause of the Negro’s failure
to rise more quickly is his wrong education in the past;
and, thirdly, that his future rise depends primarily on his
own efforts. Each of these propositions is a dangerous
half- truth. . . . [Washington’s] doctrine has tended to make
the whites, North and South, shift the burden of the Negro
problem to the Negro’s shoulders and stand aside as criti-
cal and rather pessimistic spectators; when in fact the bur-
den belongs to the nation, and the hands of none of us are
clean if we bend not our energies to righting these great
wrongs.76
263
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Today, a similar debate rages in black communities about the under-
lying causes of mass incarceration. While some argue that it is attribut-
able primarily to racial bias and discrimination, others maintain that
it is due to poor education, unraveling morals, and a lack of thrift and
perseverance among the urban poor. Just as former slaves were viewed
(even among some African Americans) as unworthy of full citizenship
due to their lack of education and good morals, today similar argu-
ments can be heard from black people across the political spectrum
who believe that reform efforts should be focused on moral uplift and
education for ghetto dwellers, rather than challenging the system of
mass incarceration itself.
Scholars, activists, and community members who argue that mor-
al uplift and education provide the best solution to black criminal-
ity and the phenomenon of mass incarceration have been influenced
by what Evelyn Brooks Higginbotham has called the “politics of
respectability”—a politics that was born in the nineteenth century
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264 T HE N E W J IM C ROW
and matured in the Jim Crow era.77 This political strategy is predicated
on the notion that the goal of racial equality can only be obtained
if black people are able to successfully prove to whites that they are
worthy of equal treatment, dignity, and respect. Supporters of the
politics of respectability believe that African Americans, if they hope
to be accepted by whites, must conduct themselves in a fashion that
elicits respect and sympathy rather than fear and anger from other
races. They must demonstrate through words and deeds their ability
to live by and aspire to the same moral codes as the white middle class,
even while they are being discriminated against wrongly.78 The basic
theory underlying this strategy is that white Americans will abandon
discriminatory practices if and when it becomes apparent that black
people aren’t inferior after all.
The politics of respectability made sense to many black reform-
ers during the Jim Crow era, since African Americans had no vote,
could not change policy, and lived under the constant threat of the
Klan. Back then, the only thing black people could control was their
own behavior. Many believed they simply had no choice, no realis-
tic option, but to cooperate with the caste system while conducting
themselves in a such a dignified and respectable manner that it would
eventually become obvious to whites that their bigotry was misplaced.
This strategy worked to some extent for a segment of the African
American community, particularly those who had access to educa-
tion and relative privilege. But a much larger segment—those who
were uneducated and desperately poor—found themselves unable, as
one historian put it, “to conform to the gender roles, public behav-
ior, and economic activity deemed legitimate by bourgeois America
but which the forces of Jim Crow sought to prevent black people from
achieving.”79 In many cases, the relatively privileged black elite turned
against the black urban poor, condemning them and distancing them-
selves, while at the same time presenting themselves as legitimate
spokespeople for the disadvantaged. It was a pattern that would repeat
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T HE N E W J IM C ROW 265
itself in cities throughout the United States, as black communities
found themselves embroiled in deep conflict over goals and strategies
pursued by the black elite. What happened in Atlanta in the wake of
the New Deal is a case in point.
During Jim Crow, all black people in Atlanta were bound together
by the racial caste system, but there was a significant group of African
Americans who were well educated and had influence in the halls of
power. Numerous black colleges were located in Atlanta, and the city
was home to the South’s largest population of college- educated African
Americans. Members of this relatively elite group believed they could
prove their respectability to white Americans and often blamed less
educated blacks for sabotaging their quest for racial equality, espe-
cially when they committed crimes or failed to conform to white,
middle- class norms of dress, cleanliness, and behavior. In the view
of these black elites, a “poverty complex” plagued the black poor, one
that made them politically apathetic and content with broken-down,
overcrowded, and dirty living conditions.80 For decades, black elites
engaged in private rescue efforts to make black communities tidy,
clean, and respectable in a futile effort to gain white approval.81
Eventually, these rescue efforts gave way to black endorsement
of harmful policies aimed at the urban poor. In the 1930s and ear-
ly 1940s, President Franklin D. Roosevelt began to roll out the New
Deal—a massive public works and investment program designed to lift
the nation out of a severe depression. Almost immediately, black elites
recognized the opportunity for the individual and collective advance-
ment of Negroes who could present themselves favorably to whites.
Some black Atlantans were brought from the margins into the sphere
of opportunity by New Deal programs, but most were left behind. As
historian Karen Ferguson observes, “when [black reformers] had the
opportunity to determine the recipients of New Deal largesse, they
did not choose the ‘mudsills’ of the black working class but rather
the more prosperous elements who were more able to be respectable
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266 T HE N E W J IM C ROW
Copyright © 2010. New Press, The. All rights reserved.
according to the reformers’ vision.”82 Far from prioritizing the needs of
the least advantaged, many black reformers began aggressively pursu-
ing policy reforms that would benefit the black elite to the detriment
of the poorest segments of the black community. Some of the most
discriminatory federal programs of the New Deal era, including the
slum-clearance program, received strong support from African Ameri-
can bureaucrats and reformers who presented themselves as speaking
for the black community as a whole.83
Although many poor African Americans rejected the philosophies,
tactics, and strategies of the black elite, ultimately moral uplift ideol-
ogy became the new common sense. Not just in Atlanta but in cities
nationwide, the tensions and debates between black reformers strug-
gling to improve and uplift the “slum dwellers” and those committed
to challenging discrimination and Jim Crow directly played out over
and over again. Black elites found they had much to gain by position-
ing themselves as “race managers,” and many poor African Americans
became persuaded that perhaps their degraded status was, after all,
their own fault.
Given this history, it should come as no surprise that today some
black mayors, politicians, and lobbyists—as well as preachers, teach-
ers, barbers, and ordinary folk—endorse “get tough” tactics and spend
more time chastising the urban poor for their behavior than seeking
meaningful policy solutions to the appalling conditions in which they
are forced to live and raise their children. The fact that many African
Americans endorse aspects of the current caste system and insist that
the problems of the urban poor can be best explained by their behav-
ior, culture, and attitude does not, in any meaningful way, distinguish
mass incarceration from its predecessors. To the contrary, these atti-
tudes and arguments have their roots in the struggles to end slavery and
Jim Crow. Many African Americans today believe that uplift ideology
worked in the past and ought to work again—forgetting that ultimately
it took a major movement to end the last caste system, not simply good
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T HE N E W J IM C ROW 267
behavior. Many black people are confused—and the black commu-
nity itself is divided— about how best to understand and respond to
mass incarceration. A seemingly colorblind system has emerged that
locks millions of African Americans into a permanent undercaste, and
it appears that those who are trapped within it could have avoided it
simply by not committing crimes. Isn’t the answer not to challenge
the system but to try to avoid it? Shouldn’t the focus be on improving
ourselves, rather than challenging a biased system? Familiar questions
are asked decades after the end of the old Jim Crow. Once again, com-
plicity with the prevailing system of control may seem like the only
option. Parents and schoolteachers counsel black children that, if they
ever hope to escape this system and avoid prison time, they must be
on their best behavior, raise their arms and spread their legs for the
police without complaint, stay in failing schools, pull up their pants,
and refuse all forms of illegal work and moneymaking activity, even if
jobs in the legal economy are impossible to find. Girls are told not to
have children until they are married to a “good” black man who can
help provide for a family with a legal job. They are told to wait and
wait for Mr. Right even if that means, in a jobless ghetto, never having
children at all.
When black youth find it difficult or impossible to live up to these
standards—or when they fail, stumble, and make mistakes, as all
humans do— shame and blame is heaped upon them. If only they
had made different choices, they’re told sternly, they wouldn’t be
sitting in a jail cell; they’d be graduating from college. Never mind
that white children on the other side of town who made precisely the
same choices— often for less compelling reasons—are in fact going to
college.
The genius of the current caste system, and what most distinguishes
it from its predecessors, is that it appears voluntary. People choose to
commit crimes, and that’s why they are locked up or locked out, we
are told. This feature makes the politics of responsibility particularly
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268 T HE N E W J IM C ROW
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tempting, as it appears the system can be avoided with good behavior.
But herein lies the trap. All people make mistakes. All of us are sinners.
All of us are criminals. All of us violate the law at some point in our
lives. In fact, if the worst thing you have ever done is speed ten miles
over the speed limit on the freeway, you have put yourself and others at
more risk of harm than someone smoking marijuana in the privacy of
his or her living room. Yet there are people in the United States serving
life sentences for first-time drug offenses, something virtually unheard
of anywhere else in the world.
The notion that a vast gulf exists between “criminals” and those
of us who have never served time in prison is a fiction created by the
racial ideology that birthed mass incarceration, namely that there is
something fundamentally wrong and morally inferior about “them.”
The reality, though, is that all of us have done wrong. As noted earlier,
studies suggest that most Americans violate drug laws in their lifetime.
Indeed, most of us break the law not once but repeatedly throughout
our lives. Yet only some of us will be arrested, charged, convicted of
a crime, branded a criminal or felon, and ushered into a permanent
undercaste. Who becomes a social pariah and excommunicated from
civil society and who trots off to college bears scant relationship to the
morality of crimes committed. Who is more blameworthy: the young
black kid who hustles on the street corner, selling weed to help his
momma pay the rent? Or the college kid who deals drugs out of his
dorm room so that he’ll have cash to finance his spring break? Who
should we fear? The kid in the ’hood who joined a gang and now car-
ries a gun for security, because his neighborhood is frightening and
unsafe? Or the suburban high school student who has a drinking prob-
lem but keeps getting behind the wheel? Our racially biased system
of mass incarceration exploits the fact that all people break the law
and make mistakes at various points in their lives and with varying
degrees of justification. Screwing up—failing to live by one’s highest
ideals and values—is part of what makes us human.
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T HE N E W J IM C ROW 269
Urging the urban poor—or anyone—to live up to their highest ide-
als and values is a good thing, as it demonstrates confidence in the
ability of all people to stretch, grow, and evolve. Even in the most dire
circumstances, we all have power and agency, the ability to choose
what we think and how we respond to the circumstances of our lives.
Moreover, we all have duties and responsibilities to each other, not the
least of which is to do no harm. We ought never excuse violence or
tolerate behavior that jeopardizes the safety and security of others. Just
as all people—no matter who they are or what they have done— ought
to be regarded as having basic human rights to work, housing, educa-
tion, and food, residents of all communities have a basic human right
to safety and security. The intuition underlying moral- uplift strategies
is fundamentally sound: our communities will never thrive if we fail to
respect ourselves and one another.
As a liberation strategy, however, the politics of responsibility is
doomed to fail—not because there is something especially wrong with
those locked in ghettos or prisons today, but because there is noth-
ing special about them. They are merely human. They will continue
to make mistakes and break the law for reasons that may or may not
be justified; and as long as they do so, this system of mass incarcera-
tion will continue to function well. Generations of black men will con-
tinue to be lost— rounded up for crimes that go ignored on the other
side of town and ushered into a permanent second-class status. It may
seem at first blush that cooperating with the system while urging good
behavior is the only option available, but in reality it is not a liberation
strategy at all.
Copyright © 2010. New Press, The. All rights reserved.
Fork in the Road
Du Bois got it right a century ago: “the burden belongs to the nation,
and the hands of none of us are clean if we bend not our energies to
righting these great wrongs.” The reality is that, just a few decades after
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270 T HE N E W J IM C ROW
the collapse of one caste system, we constructed another. Our nation
declared a war on people trapped in racially segregated ghettos—just
at the moment their economies had collapsed—rather than provid-
ing community investment, quality education, and job training when
work disappeared. Of course those communities are suffering from
serious crime and dysfunction today. Did we expect otherwise? Did we
think that, miraculously, they would thrive? And now, having waged
this war for decades, we claim some blacks “support” mass incarcera-
tion, as though they would rather have their young men warehoused
in prison than going off to college. As political theorist Tommie Shelby
has observed, “Individuals are forced to make choices in an environ-
ment they did not choose. They would surely prefer to have a broader
array of good opportunities. The question we should be asking—not
instead of but in addition to questions about penal policy—is whether
the denizens of the ghetto are entitled to a better set of options, and if
so, whose responsibility it is to provide them.”84
Clearly a much better set of options could be provided to African
Americans—and poor people of all colors—today. As historian Lerone
Bennett Jr. eloquently reminds us, “a nation is a choice.” We could
choose to be a nation that extends care, compassion, and concern to
those who are locked up and locked out or headed for prison before
they are old enough to vote. We could seek for them the same oppor-
tunities we seek for our own children; we could treat them like one of
“us.” We could do that. Or we could choose to be a nation that shames
and blames its most vulnerable, affixes badges of dishonor upon them
at young ages, and then relegates them to a permanent second-class
status for life. That is the path we have chosen, and it leads to a famil-
iar place.
We faced a fork in the road one decade after Martin Luther King
Jr. and Malcolm X were laid to rest. As described in chapter 1, dur-
ing the late 1970s, jobs had suddenly disappeared from urban areas
across America, and unemployment rates had skyrocketed. In 1954,
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T HE N E W J IM C ROW 271
black and white youth unemployment rates in America were equal,
with blacks actually having a slightly higher rate of employment in the
age group sixteen to nineteen. By 1984, however, the black unemploy-
ment rate had nearly quadrupled, while the white rate had increased
only marginally.85 This was not due to a major change in black values,
behavior, or culture; this dramatic shift was the result of deindustrial-
ization, globalization, and technological advancement. Urban factories
shut down as our nation transitioned to a service economy. Suddenly
African Americans were trapped in jobless ghettos, desperate for work.
The economic collapse of inner-city black communities could have
inspired a national outpouring of compassion and support. A new War
on Poverty could have been launched. Economic stimulus packages
could have sailed through Congress to bail out those trapped in jobless
ghettos through no fault of their own. Education, job training, public
transportation, and relocation assistance could have been provided,
so that youth of color would have been able to survive the rough tran-
sition to a new global economy and secure jobs in distant suburbs.
Constructive interventions would have been good not only for African
Americans trapped in ghettos, but also for blue-collar workers of all
colors, many of whom were suffering too, if less severely. A wave of
compassion and concern could have flooded poor and working-class
communities in honor of the late Martin Luther King Jr. All of this
could have happened, but it didn’t. Instead our nation declared a War
on Drugs.
The collapse of inner-city economies coincided with the conser-
vative backlash against the Civil Rights Movement, resulting in the
perfect storm. Almost overnight, black men found themselves unnec-
essary to the American economy and demonized by mainstream soci-
ety. No longer needed to pick cotton in the fields or labor in factories,
lower-class black men were hauled off to prison in droves. They were
vilified in the media and condemned for their condition as part of a
well-orchestrated political campaign to build a new white, Republican
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272 T HE N E W J IM C ROW
majority in the South. Decades later, curious onlookers in the grips
of denial would wonder aloud, “Where have all the black men gone?”
No one has made this point better than sociologist Loïc Wacquant.
Wacquant has written extensively about the cyclical nature of racial
caste in America. He emphasizes that the one thing that makes the
current penal apparatus strikingly different from previous racial caste
systems is that “it does not carry out the positive economic mission of
recruitment and disciplining of the workforce.”86 Instead it serves only
to warehouse poor black and brown people for increasingly lengthy
periods of time, often until old age. The new system does not seek
primarily to benefit unfairly from black labor, as earlier caste systems
have, but instead views African Americans as largely irrelevant and
unnecessary to the newly structured economy—an economy that is no
longer driven by unskilled labor.
It is fair to say that we have witnessed an evolution in the Unit-
ed States from a racial caste system based entirely on exploitation
(slavery), to one based largely on subordination (Jim Crow), to one
defined by marginalization (mass incarceration). While marginaliza-
tion may sound far preferable to exploitation, it may prove to be even
more dangerous. Extreme marginalization, as we have seen through-
out world history, poses the risk of extermination. Tragedies such as
the Holocaust in Germany or ethnic cleansing in Bosnia are traceable
to the extreme marginalization and stigmatization of racial and ethnic
groups. As legal scholar john a. powell once commented, only half in
jest, “It’s actually better to be exploited than marginalized, in some
respects, because if you’re exploited presumably you’re still needed.”87
Viewed in this light, the frantic accusations of genocide by poor
blacks in the early years of the War on Drugs seem less paranoid.
The intuition of those residing in ghetto communities that they
had suddenly become disposable was rooted in real changes in the
economy—changes that have been devastating to poor black commu-
nities as factories have closed, low-skill jobs have disappeared, and
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T HE N E W J IM C ROW 273
all those who had the means to flee the ghetto did. The sense among
those left behind that society no longer has use for them, and that
the government now aims simply to get rid of them, reflects a reality
that many of us who claim to care prefer to avoid simply by changing
channels.
Copyright © 2010. New Press, The. All rights reserved.
Alexander, M. (2010). The new jim crow : Mass incarceration in the age of colorblindness. New Press, The