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Monopoly
A single firm dominates a market, reducing competition and increasing prices (e.g., Sherman Act)
Positive Externalities
Benefits that spill over to third parties; governments may subsidize or provide these goods (e.g., education)
Negative Externalities
Costs imposed on third parties; governments intervene through regulation, taxes, or cap-and-trade (e.g., pollution)
Public Goods
Non-excludable and non-rivalrous goods that markets underprovide (e.g., national defense)
Imperfect Information
When buyers or sellers lack full information, leading to inefficient outcomes; governments require disclosure or regulation
Egalitarianism
Belief in equal treatment and rights for all individuals (e.g., Voting Rights Act)
Utilitarianism
Policy should maximize the greatest good for the greatest number (e.g., eminent domain)
Libertarianism
Emphasizes individual freedom and minimal government intervention (e.g., lower taxes)
Socialism
Supports redistribution of resources based on need rather than market outcomes
Rational Actor Theory
Politicians act in self-interest, primarily to secure re-election
Group Conflict Theory
Public policy results from competition among organized interest groups
Legislative Branch
Passes laws, controls the budget, confirms appointments
Executive Branch
Enforces laws, issues executive orders, directs federal agencies
Judicial Branch
Interprets laws, reviews constitutionality, resolves disputes
Bill
A proposed law that must pass both chambers of Congress and be signed by the president
Resolution
A non-binding statement expressing congressional opinion or internal decisions
Filibuster
A Senate tactic allowing unlimited debate to delay or block legislation
Cloture
A Senate procedure requiring 60 votes to end debate and overcome a filibuster
Conference Committee
A committee that resolves differences between House and Senate versions of a bill
Veto Override
Congressional power to override a presidential veto with a two-thirds vote in both chambers
Delegated Powers
Powers granted to the federal government (e.g., regulating interstate commerce)
Reserved Powers
Powers retained by the states (e.g., education policy)
Concurrent Powers
Powers shared by federal and state governments (e.g., taxation)
Implied Powers
Powers derived from the Necessary and Proper Clause
Supremacy Clause
Federal law takes precedence over state law
Commerce Clause
Allows Congress to regulate interstate commerce (Gibbons v. Ogden)
Dual Federalism
Clear division of responsibilities between state and federal governments
Cooperative Federalism
State and federal governments share responsibilities (e.g., New Deal programs)
New Federalism
Shifts power back to states, often through block grants
Categorical Grants
Federal funds with strict conditions on use (e.g., Medicaid)
Block Grants
Federal funds with broad state discretion (e.g., TANF)
General Public
The overall population
Attentive Public
People who closely follow politics
Issue Public
People highly engaged with a specific policy issue
Random Sampling
Method where every individual has an equal chance of selection
Sampling Frame
The list from which survey respondents are drawn
Response Rate
Percentage of contacted individuals who complete a survey
Margin of Error
The range showing possible survey inaccuracy
Salience
The importance of an issue to the public
Coherence
The consistency of public opinion across issues
Elite Theory
Policy is shaped by a small group of powerful individuals
Group Theory
Policy outcomes reflect competition among interest groups
Grassroots Mobilization
Political influence driven by ordinary citizens
Citizens United v. FEC (2010)
Allows unlimited independent political spending by corporations and unions
Dark Money
Political spending by organizations that do not disclose donors
Super PACs
Organizations that can spend unlimited money independently of campaigns
Lobbying
Direct efforts to influence lawmakers and policy decisions
Social Insurance
Programs funded by payroll taxes (e.g., Social Security, Medicare)
Social Assistance
Means-tested programs for low-income individuals (e.g., Medicaid, TANF)
Entitlement Spending
Spending that is automatically funded by law
Discretionary Spending
Spending that requires annual congressional approval
Johnson v. M’Intosh (1823)
Only the federal government may acquire land from Native American tribes
Cherokee Nation v. Georgia (1831)
Defined tribes as “domestic dependent nations”
Worcester v. Georgia (1832)
States cannot impose laws on tribal lands
Plenary Power
Congress has ultimate authority over tribal affairs
Oklahoma v. Castro-Huerta (2022)
Allowed state prosecution of non-Native offenders on tribal land, weakening tribal sovereignty
Agenda Setting
Identifying issues for government action
Policy Formulation
Developing policy proposals
Policy Adoption
Enacting legislation
Policy Implementation
Carrying out policies through agencies (top-down or street-level)
Policy Evaluation
Assessing effectiveness before (ex ante) or after (ex post) implementation
Policy Change
Modification of policy over time
Path Dependency
Policies become difficult to change once established
Critical Junctures
Moments of crisis that allow major policy shifts
Kingdon’s Multiple Streams Theory
Policy change occurs when problems, policies, and politics align
Dual = clear state/fed split (e.g., 1800s tariffs) Cooperative = shared responsibility (e.g., New Deal programs) New = state control via block grants (e.g., TANF)