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State
(1) The organization that maintains a monopoly of force over a given territory; (2) a set of political institutions that generates and executes policy regarding freedom and equality
Sovereignty
The ability of a state to carry out actions and policies within a territory independently of external actors and internal rivals
Regime
The fundamental rules and norms of politics, embodying long-term goals regarding individual freedom and collective equality, where power should reside, and how it should be used
Government
The leadership or elite in charge of running the state
legitimacy
a value whereby an institution is accepted by the public as right and proper, thus giving it authority and power
Nation
A group that desires self-government through an independent state
Civil Society
Organizations outside of the state that help people define and advance their own interests
Rule of Law
A system in which all individuals and groups, including those in government, are subject to the law, irrespective of their power or authority
Civil Rights
Individual rights regarding equality that are created by the constitution and the political regime
Civil Liberties
Individual rights regarding freedom that are created by the constitution and the political regime
Institutions
stable, long lasting organizations that help to turn political ideas into policy
Coercion
A ruler/s impose authority. Controls through a monopoly of power. Security is through domination (Authoritarian rule)
Political Rights
the rights guaranteeing a citizen's ability to participate in politics, including the right to vote and the right to hold an elected office
Democratic responsiveness
electoral competition and free participation induce governments to do what citizens want them to do
What is democratization?
Transformation from a non-democratic state to a democratic state.
What is a consolidated, liberal, substantive democracy?
They have Competitive Elections, Civil Liberties, and Rule of Law
What is the difference between a procedural and substantive democracy?
Substantive democracy has regular, free, and fair competitive elections with a real possibility that the current government may be defeated. Contrasts with procedural which has democratic procedures in place with universal suffrage but significant restrictions (rule of law, not free, not fair). This limits opposition from being able to win.
Direct Democracy
The Public participates directly in policy making and governance. Think California Propositions or national referendums (votes by the people on specific policies)
Indirect Democracy
Think representative government. Voting for representatives who vote for you. (People vote for senators who vote and pass laws)
Parliamentary Model
Indirectly elected Prime Minister (PM)
Prime Minister is typically the head of the majority party or party with the most votes (Coalition gov't form if no majority)- not directly elected.
Is often times part of a legislative body as well. (Fusion of Power- weaker checks and balances)
Is the Head of Government
Cabinet generally comes from the legislature and majority party
Can be removed by a vote of no confidence or electoral process
Presidential model
Directly elected president (except in US)
Is the Head of State and Head of Government
Serves a fixed term
Presidential systems typically include separation of powers and robust checks and balances.
Cabinet selected by President, unelected
Divided Gov't possible
Removal by impeachment (separate branch)
Semi-presidential
Directly elected president
Indirectly elected (appointed) Prime Minister
President is Head of State (ceremonial)
PM is Head of Government (actual policies and power)
Single Member Districts
winner take all, pluralities, loser gets nothing, pushes for a two party system
Proportional Representation
seats are allocated based on % of votes earned, supports multi-party systems (wackadoodle parties)
Empirical vs. Normative
Empirical data is fact-based information from observation or experimentation
Whereas Normative statements are value/opinion statements about the way this should or ought to be.
Correlation vs. Causation
Correlation exists when there is an association between two variables - Ice Cream sales and shootings
Causations is when the association between two variables is caused by a particular thing
The Comparative Model- By using this method we can study and see how different system(cases) can be organized and create different outcomes that we may or may want.
Explain the spectrum of regime types: Consolidated/substantive/liberal democracy to Authoritarian.
Consolidated/substantive/liberal democracy --> competitive authoritarianism --> authoritarianism
What standards does Freedom House use to measure democratization of a particular country?
Based on 25 indicators from the Universal Declaration of Human Rights, and two main categories of political rights and civil liberties. Assesses electoral process, political pluralism, freedom of expression and belief, rule of law, and personal autonomy
Explain the continuum from Free to Partly Free to Authoritarian.
free: free and fair elections, political pluralism, functioning government, civil liberties, rule of law, and economic freedom
partly free: limitations on civil liberties, but it has free and fair elections
Authoritarian: severe lack of political and civil liberties, widespread government surveillance, compromised rule of law, use of violence to suppress and maintain control
illiberal democracy
States that have elections but roll back civil liberties protections
Mixed/Hybrid Regimes
- have some characteristics of democracy and authoritarianism (partly free)
- Caused by populism (people will it)
- corrupt, weak rule of law, lack of civil liberties, weak competition
Why have we seen a rise in competitive authoritarianism?
- strong democratic countries are not taking action to stop weaker countries from transitioning into authoritarian states
- Western faces undemocratic character pushing Russia and China to step in as heroes promoting their ideologies
- Democracy has fewer alternatives which keeps competitive electoral systems afloat
- countries with weak democratic character use competitive elections
- elections are used to maintain in power in totalitarian states and weak states
civil liberties vs. political rights
Civil liberties are fundamental personal freedoms, like speech or religion, protected from government interference, whereas political rights are entitlements that allow citizens to participate in the political process, such as voting and running for office
Components of rule of law
independent judiciary, judicial review, "no one is above the law", transparency in law-making
Corruption Perception Index
a measure, produced by Transparency International, to show how corrupt the public sector of a country is, based on judgements by experts
What are some of the preconditions that can help promote democratic development?
- Modernization theory: When countries modernize they develop economically, become better educated, demise of old power structures, gender equality, etc.
- alternative systems collapse (communism devolved)
- international pressure through linkage institutions (EU, NATO)
- spread and growth of civil society (technology and social media)
- Constitutional liberalism: civil liberties/rights, rule of law
What are some obstacles countries must overcome to start the democratization process?
"Democracy can not put down roots in stoney ground" -Francis Fukuyama
EX.- US "Nation Building" in Iraq and Afghanistan
What contributed factors to the most recent, or "third wave", rise of democratization?
economic growth and modernization and collapse of soviet union
In what ways can the international community prohibit or impose democracy?
Impose: International connected organizations (EU, NATO, UN), military intervention
Prohibit: supporting authoritarian regimes due to trade and economic agreements
How and why does economic development help promote democratization? Modernization theory
leading to increased wealth, industrialization, urbanization, and education, which in turn cultivate a larger middle class with greater political engagement
In what ways can economic development hinder democratization? (Think Authoritarian Capitalism, state-capitalism.)
Oil states in the Middle East strengthen power through economic means. Elites can stand in way with no incentive to limit their power
What role do non-state actors, such as MNC’s and NGO’s, play in de/stabilizing nation-states?
exploit or cause state failure, operating as proxies for foreign governments and undermining state authority through parallel governance or violent paramilitary activities
What is "strategic coordination" and what are "coordinating goods"? What role do they play in promoting democracy?
Strategic coordination: the coordinated activities of political movements and actors, including sharing information, recruiting leaders, and strategizing to achieve shared goals
Coordinating goods: civil liberties, civil rights, rule of law
empower citizens to make informed choices and hold leaders accountable strengthening democratic process
What are some obstacles to democratic development?
-Not willing to change
-Country must have a highly developed economy
- Social and cultural divide and unrest (national/ethnic conflicts)
Personalistic authoritarian states
Russia and the "charismatic" legitimacy of Putin
Single Party authoritarian state
China and the Communist Party
Religious (theocratic) authoritarian state
The islamic republic of Iran
Military authoritarian state
Power is held by military leaders, typically established through a coup or during times of crisis to restore order
Identify methods that authoritarians use to roll back democracy and impose more authoritarian reforms
Ban independent media, restrict speech of non-state outlets/journalists, outlaw political pluralism, no free and fair elections, unchecked corruption, no transparency, restrict education
How Democracies Die- explain the 4 criteria used to say democracies are in danger
1. Rejection of (or weak commitment to) democratic rules of the game
2. Denial of legitimacy of political opponents
3. Toleration or encouragement of violence
4. Readiness to curtail civil liberties of opponents, including media
What is Populism?
positions "the people" against "the elite"
Why is populism a threat to Democracy?
undermines institutions like the courts and free press, erodes minority rights by pitting "the people" against perceived enemies, and polarizes societies through divisive "us vs. them" rhetoric.