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kōan (gongan)
Kōan literally translates to “public case,” record, log, etc. (precedent)
Enigmatic or shocking verbal encounters (dialogues, anecdotes) between masters and students, embodies enlightenment experience
tools to catalyze enlightenment and as actual expressions of enlightenment
Pithy, epigrammatic, elusive utterances that seem to have a psychotherapeutic effect
Contained in literary compendia for scrutiny and practice
zazen (zuochan)
SITTING MEDITATION
For Dōgen, zazen and Buddha Nature are fundamentally identicaL
Zazen is not “gradual practice”: no causal connection between practice and enlightenment (practice and enlightenment are identical)
In true sitting, body and mind are cast off — this is enlightenment itself
Enlightenment does not constitute the end of the path, practice must be continued because practice is enlightenment
shikantaza
“just sitting” - to Dōgen, this is the quintessence of the Buddhist path
Buddha Nature (tathāgata-garbha)
Everything possesses the True/Buddha Nature: enlightenment is knowing that EVERYONE is enlightened/Buddhas
Shōbōgenzō
“Treasury of the True Dharma Eye”
written by Master Dōgen
Harkens back to legendary mythical episode when the Buddha raises the flower (non verbal, symbolic communication for mind-to-mind transmission)
bodhisattva
a person who is on the path towards bodhi ('awakening') or Buddhahood + helps others attain
Linji/Rinzai school
“Kill the Buddha”
Taught by abrupt, harsh encounters with students to induce enlightenment
most successful Chan school
Buddha’s and patriarchs are dung heap coolies, the dharma is poopy
“The twelve divisions of the sacred teachings are only lists of ghosts, sheets of paper fit only for wiping the pus from your boils.”
Caodong/Sōtō School
founded by Dongshan and Caoshan
In the Song Dynasty (960-1279), Caodong School associated with Hongzhi Zhengjue (1091-1157)
Hongzhi known for “Silent Illumination” (mozhao) meditation teaching
satori
Satori refers to a “deep” enlightenment, though it is transitory
The state in which mind and body have been “cast off” is the enlightened state (ie, in which ego has disappeared from consciousness)
Uninhibited, luminous consciousness
kenshō
refers to a brief glimpse of enlightenment, at any time (transitory)
“Southern School” & “Northern School”
in public debates, Shenhui in attacks against what he called the “Northern School” of Shenxui- a term coined by Shenhui
drew on an older Chinese distinction between sudden and gradual enlightenment, treating the latter as distinctly inferior approach to enlightenment
The terms “sudden” and “gradual” (as well as “Southern” and “Northern”) were strictly polemical- no Chinese school ever claimed to be gradual (or Northern)
such terms were only used to disparage others
“Sudden Enlightenment”
instantaneous, non-intentional enlightenment
insight into ultimate reality/truth
counter to gradual practice, in which enlightenment was attained through a slow training process
“Gradual Enlightenment”
slow, self cultivation leads to enlightenment
disliked by Chan tradition
Later Chan texts observed what McRae calls an unspoken “rule of rhetorical purity”/ taboo (don’t out yourself as a gradual enthusiast)
Later texts avoid any direct discussion of specific mediation practices, since any method was by definition gradual
“practice” and meditation considered gradual and therefore not mentioned in later texts
mind-to-mind transmission
referenced in Flower Sermon (c. 11th century) and adopted as common view
Buddha (while lecturing), is silent and simply raises a flower, one monk understands: smiles and laughs, Buddha announces laughing monk is only one who understood his dharma, he transmits to him his enlightened experience (outside of scriptures) “mind-to-mind” and that he would inherit his essence
Goes for 28 generations in India: uniquely qualified to bring the essence of the Buddhist enlightened experience (the beating heart)
story of Zen, patriarchs/ancestors use mind to mind transmission
Tendai School
Saichō (767-822) founds Tendai Buddhism (continues Chinese Tiantai School)
Many Zen and Esoteric influences
Emphasizes the doctrine of “Original Enlightenment” (hongaku)
Dōgen studied at Mt. Hiei, seat of (powerful) Tendai School
Higher up monks at monastery = very political, some even gov’t advisors
Presitgious religious insitution, son of elites would go there for political and economic power and connections
Tendai monks do not like seated meditation/zazen and chase out Dōgen
hongaku theory
“Original enlightenment”: everyone is enlightened from the beginning (true nature)
discover/recognize your true enlightenment rather than achieving it
Patriarch/Ancestor
Chan School Patriarchs (from Sākyamuni)
Chinese concerned with ancestors (partriarchs), filial piety, etc
Patriarchy is unique in Buddhism because the monks are celibate
28th monk: Bodhidharma (5th - 6th century)- FOUNDER OF CHAN, first patriach
Legendary or Proto-Chan (c. 500-600)
Six Patriarchs (Bodhidharma, et al.) (6th-8th cent)
Mahāyāna
“The Greater Vehicle” (Second Dharma Wheel)
Originated in India between 150 BCE and 100 CE
Doctrine of “emptiness” (no intrinsic existence/reality)
Called “greater” (than original Buddhism) because:
Lead to goal of Buddhahood (not just nirvāna), bodhisattva
Cultivate compassion, help others attain Buddhahood
Requires profound insight (nature of reality, no self, suffering, impermanence)
Everything is empty of intrinsic existence: nothing exists eternally or without a cause (on its own, inherently)
Did not reject older teachings, considered them preliminary, provisional → not necessarily TRUE, but pragmatic and useful in certain contexts
BUDDHA NATURE contribution
ordinary Mind
MASTER MAZU: ORDINARY MIND IS THE WAY
“No activity, no right or wrong, no grasping, no rejecting, neither terminable nor permanent, without worldly or holy”
“The Buddha is not far away from each person, and he is to be realized within the mind. Truth is without any attachment, and all external objects are suchness. How could there be any forks in the path to enlightenment for students to get bogged down?”
ordinary deluded mind is not inherently different from the Awakened Mind
A person’s impure mind is still pure beneath the afflictions (not 2 minds, but 2 aspects of the same mind)
Deluded persons think there are two minds
saṃsāra
cyclical existence, cycle of rebirth and death
mu/wu
When Chan followers apprehend Buddha Nature, they experience momentary awakening called wu or satori
Eihei-ji Temple
1243: Dōgen retires to mountains in northern prefecture of Echizen and founds Eihei-ji temple, center of the Sōto School to this day
Most important training center
zazen, forest, nature, beautiful
Emptiness (śūnyatā)
everything is empty of inherent existence
Perfection of Wisdom (prajñāpāramitā)
EMPTINESS
Verse: chanted, memorized oral texts
8000 verse Perf of Wis Sutra (c. 100 BCE - 100 CE)
100,000 verse Perf of Wis Sutra (c. 100-300 CE)
Much praise for the texts themselves (worship without necessary understanding, texts have magical properties)
Extensive use of negative/apoplectic language → doesn’t tell them what ___ is, but instead what ___ is not
Refrains from philosophical language (no analysis)
Makes assertions from perspective of Awakened mind (the Buddha)
Mind Only
Fundamental teaching of the (Yogacara) MIND-ONLY SCHOOL: our mind creates the world around us
Sense experience = only projections of mind (idealism)
huatou
“critical phrase” of a kōan investigated in kanhua practice
usually done in conjunction with sitting meditation (zuochan, zazen)
kanhua
practice of investigating the kōan or its “critical phrase” (huatou)
Dahui advocated practice of “contemplating sayings” (kanhua) – leads to direct, immediate experience of awakening
wuwei
beinglessness, do nothing, non action, non INTENTIONAL action
from Daoism
Dao
determines all things and flows as “energy” (de) of universe
not a creator god — has no will (impersonal absolute)
to experience the Dao one must “let go” and “do nothing” (wuwei)
beyond words; only experienced in silence
“Do nothing, And nothing will remain undone.”
Do everything you would normally do, but minimize your ego involvement
Platform Sūtra
Platform Sutra considered to be the teaching of Huineng (not the Buddha!) who delivered the sermon from a “precept platform”
Huineng is an illiterate woodcutter, delivered this sermon rather than write
Only Chinese text considered a “sutra” to not be spoken by a buddha
Likely dates to about 780, nearly a century after the events it purports to describe
Origins = obscure, some scholars believe Shenhui to have composed it others assert it was created by the Ox-Head School
“No Mind”, “No Thought”
ox-herding pictures
10 pictures framed in circles illustrating a journey towards enlightenment through the parable of finding a bull
Seeking the Ox
Finding the Tracks (finding the dharma)
Catching Sight of the Ox (experience of kenshō- fleeting glimpse of enlightenment)
Seizing the Ox
Taming the Ox
Riding the Ox Home
Ox forgotten, Person Remaining
Person and the Ox Both Forgotten
Returning to the Source
Entering the Marketplace with Arms Hanging Loose
sanzen/dokusan
Hakuin’s system of assigning kōans and testing students in interviews
Believed kōan practice was most effective way to attain enlightenment
Kōans give rise to “great doubt” that leads to Awakening
Silent Illumination (mozhao)
HONGZHI
Traditional meditation focuses on objects like images, sounds, breath, concepts, stories, deities, etc.
Silent Illumination withdraws focus from particular objects to apprehension of unified reality free from dualistic grasping that leads to alienation
Ultimate goal of spiritual practice not separate from one's own being and immediate moment-to-moment awareness
Has no goal or aim
Foundation is relaxation of body and mind through mindfulness of breath
One’s awareness pervades entire body until one begins to feel body dissolve
Even though the body disappears, external environment is still present
Mind’s awareness → expansive (everything is mind, Mind is luminous and knowing)
Hongzhi: “Silently and serenely, all words are forgotten. In clarity and luminosity, all things appear exactly as they are.”
uncarved block (pu)
“nature; essence; intrinsic quality” “simple; plain; unadorned; unaffected” **negative language
Daoism: “Know honor, Yet keep humility. Be the valley of the universe! Being the valley of the universe, Ever true and resourceful, return to the state of the uncarved block.”
“Dharma Combat” (encounter dialogue)
aggressive/intense exchange between masters and students to challenge thought/doctrine and stimulate enlightenment
Bodhi Tree
tree under which Buddha was enlightened
no-mind (wuxin)
mental state of being open, free from attachment, and not preoccupied by thought or emotion
wall gazing (biguan)
Bodhidharma, Entrance of Principle: If one discards the false and takes refuge in the True, one rests in “wall contemplation,” (greater metaphor) in which self and other, ordinary person and sage, are one in the same
Bodhidharma lived in cave for 9 years “wall-gazing” (bìguān), sitting meditating staring at the wall, never got up
“Do nothing”: his meditation practice became sitting facing a wall
dhyāna
Contemplative practices and bodily discipline
Concentrations (trance, ascending dhyānas) and Insight Meditation
dhyāna (meditation, concentration) is the Sanskrit word for Chan
Bodily postures (yoga)
Breathing exercises
Ascetic, monastic lifestyle
Dōgen
Lost parents by age of 7 (lesson in impermanence)
Dissatisfied with Tendai School, goes to Rinzai School(Eisai’s temple), goes to Caodong School, returns to study with Rujing, master of zazen
Experienced "great enlightenment" under guidance of Rujing (struck student next to him shouted "cast of mind and body")
Introduced Sōtō in Japan
Authored Shōbōgenzō
Teaches oneness of practice and enlightenment
Emphasized zazen and shikantaza
Everyday activities are expression of buddha nature/ordinary mind
Founded Kosho-ji to teach strict Zen practice, also founded Eihei-ji temple
Eisai
Tendai monk, traveled to China, receiving teachings on Zen
Founder of the Rinzai School and Kennin-Ji temple after studying in China
Studied with Dōgen and Myōzen for 9 years
Promoted Zen practices along with tea ceremony, integrating Zen principles into Japanese culture and daily life
Bodhidharma
1st patriarch/founder of Zen/Chan (though he’s Indian)
Came from India to China in 5th/6th century
Wall gazed for 9 years
Attributed to Treatise on the 2 Entrances and 4 Practices
Semi-legendary figure
Credited with introducing the principles of Zen
Teachings emphasize direct transmission of insight beyond scriptures, forming the basis of Chan/Zen's distinctive approach
Hakuin
Reshaped Rinzai with an emphasis on deep koan practice and daily life activities for enlightenment
Critic of silent illumination, obsessed with hell, created "Sound of One Hand" koan, taught ethics to common/rural people, artist that broke the rules of traditional zen art
Reformed and systematized kōan practice in Rinzai Zen
Developed system of assigning kōans and testing students in interviews (dokusan/sanzen)
Believed kōan practice was most effective way to attain insight
Dynamic teaching style, artwork, calligraphy
Used art, poetry, and humor as teaching tool
Huineng
6th patriarch
Wrote poem about sudden enlightenment (directly in response to Shenxiu, monk’s furious he was chosen as successor, chased out)
Came from south, was an illiterate laborer/woodcutter
Teachings on intrinsic Buddha Nature of all beings
Credited with Platform Sutra (even though not a buddha); concepts of direct mind-to-mind transmission and non-duality of nature
Written 100 years after his death
Had awakening experience hearing a man reciting Diamond Sutra
Set out to study under Hongren
Body mummified by disciples
Evidence suggests he was relatively unknown during his lifetime
2 main disciples were Shitou and Mazu
Shenhui
Fervently promoted Huineng's teachings, discredit Shenxiu as 6th successor, said Huineng was real 6th patriarch
Speculated that he did this to be able to become the 7th patriarch, he didn’t become a patriarch, he’s kind of been written out of history
Criticized northern school, gradual enlightenment inferior
Drew line between northern and southern schools, propaganda
Started a tradition of painting the first 6 Zen patriarchs
Śākyamuni
The historical Buddha (Siddartha Gautama)
"Awakened One"; Buddha
Was a real historical figure; religious influence
Gave flower sermon (c. 11th century); held up flower in silence
Mahākāśyapa
Buddha passed him the robe and bowl
First in the Indian lineage from Sakyamuni
Hongren
5th patriarch
Exclusively taught meditation and cultivating the mind
Passed patriarch duties to Huineng (despite initial judgement of him being from the south “barbarian”) instead of Shenxiu
Assigned poetry to choose successor
Known for teachings that emphasized the inherent Buddha nature in all sentient beings
Treatise on the essentials for cultivating the mind compiled by his students and taught by them when they left the school
Metaphor of Buddha nature as sun covered by clouds (5 aggregates)
Linji
Abrupt, harsh teaching with students to bring instant enlightenment (shouting and hitting)
Founder of Linji school, became most successful chan school
Huangbo's student
Said "kill the Buddha!"
Teachings emphasized sudden awakening and direct encounter with one's true nature, influencing later Chan and Zen practice
"The miracle is not to walk on water but to walk on the Earth"
Mazu
Nanquan’s master
Known for hitting, shouting, and twisting student's noses- tried to shock disciples into enlightenment (shock therapy) + fearsome appearance
Established Hongzhou school, which became the first empire-wide chan tradition
Meditation should be completely abandoned
Sudden enlightenment, no cultivation
“Ordinary mind is the way,” do not withdraw from normal life, live spontaneously
attained enlightenment when his master, Huairang, said can't make a mirror by polishing a brick/can't make a buddha by meditating
2 main students were Nanquan and Baizhang
Teachings deeply influenced Linji/Rinzai school
“Mind is buddha” he is to be realized within the mind, no external buddha
A person’s impure mind is still pure beneath the afflictions
2 aspects 1 mind
Deluded persons think there are two minds, awakened persons know they are the same
Dahui
Biggest critic of silent illumination, believed Linji teachings were better, advocated for Kanhua leading to direct awakening
Critic of Hongzhi, became his successor
Leader of Linji school
Advocated practice of "contemplative sayings," leading to direct, immediate experience of awakening
Pioneered use of huatou as meditation tool, shaping Linji/Rinzai practice
Hongzhi
Silent Illumination (form of meditation and a spiritual perspective)
Formed an non-dual objectless meditation rather than yogic postures or ritual - Monk for 11 years and studied with dead wood (kumu)
Known for subtle teachings and generosity - Invited his biggest critic (Dahui) to be his successor
Echo/synthesize the teachings of Caodong school: numerous references to Dongshan & Shitou
Heavily-influenced by Shitou and the Caodong School
Shitou
retired to a hermit's life on the mountain top for meditation, composed of famous poems, “the song of the Grass Roof Hut”
Chan Patriarch, allegedly Huineng’s student who Studied with Huineng’s disciple Jingyuan
Mt. Heng Southern Peak was a revered pilgrimage spot. Shitou (“Stone Head”) possibly got his name from living here
Shenxiu
Main figure of the “Northern School”
Believed in gradual enlightenment; Emphasized ethical conduct, scripture study, and disciplined meditation, making his school more structured and accessible
Had a poetry contest against Huineng but lost (to determine 6th patriarch)
Huangbo
“One Mind” - Student of Baizhang
Influenced by doctrine of “mind-only”
All buddha/beings are nothing but ONE mind, besides which nothing exists
Zhaozhou
Student of Nanquan
Alleged to have lived 120 years
Favored verbal debate over striking his students (says crazy things that made no sense on the surface
Known for asceticism (severe self-discipline and avoidance of all forms of indulgence, typically for religious reasons)
Was student who “would have saved” Nanquan’s cat**
Rujing
teacher of Dogen; Chan master of the Caodong (Sōtō) school in Song Dynasty China
Emphasized zazen as complete practice-enlightenment—not a means to an end, but awakening itself.
Famously told Dōgen during zazen: "Cast off body and mind!" (shinjin datsuraku) This became a turning point in Dōgen's awakening and a core phrase in his teachings.
Dongshan
one of the 2 founders of the Caodong school, contemporary of Linji, also studied with Nanquan, concerned with the Buddha nature of inanimate objects
Early Linji & Caodong
Ikkyū
Practiced non-mainstream Zen
Renounced all wealth and comforts
Trouble maker
Said love and sex is part of enlightenment
Huike
The 2nd Patriarch of Chan Buddhism and the direct disciple of Bodhidharma
Received Dharma transmission directly from Bodhidharma
Mind is already Buddha; nothing to attain
direct, mind-to-mind transmission beyond words
Cut off his own arm
Sengcan
3rd Patriarch of chan buddhism
Credited as the author of the “Xinxin Ming” (Faith in Mind): Attaining the Way is not difficult, Just avoid picking and choosing. If you have neither aversion nor desire, You’ll thoroughly understand. Faith and mind are undivided, Non-duality is both faith and mind. The way of words is cut off, Leaving no past, no future, no present.
Nanquan
Nanquan kills the cat
Nanquans teacher is Mazu
Was known for using shocking actions or statements to cut through dualistic thinking and verbal attachment
Laozi
“The Old Master”- Founder of Daoism (legendary/mythical figure)
Teachings become the Daodejing (foundational text of Daoism)
Advocated for spontaneity and return to nature/natural human state
Zhuangzi
Had the butterfly dream
2nd great Daoist text is Zhuangzi, attributed to and named after a sage
Lively parables and paradoxes, explores mysterious Dao in everyday ordinary human life → characters are everyday people, not sages
“Sit quietly and do nothing” - technique: sit and be silent (in mind and body)
Emperor Wu (Liang Wudi)
Bodhidharma is invited to the palance by Emperor Wu, EW asks BD about Buddhist history and morality/karma. BD answers no/nothing to every question, frustrates the emperor. The Emperor asks who BD thinks he is, he replies “I have no idea.” Illustrates the illusion of knowledge and the falseness of language, reflecting the ultimate emptiness of reality.