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Swallow screen vs Clinical Swallow Evaluation (CSE)
Screen: quick, low-cost, by nurses/doctors, pass/fail with referral. CSE: by SLP, case history, structure/function/CN exam, food/liquid trials, can include instrumental evals
What do we do before a CSE?
Chart review, oral mech, patient interview, interdisciplinary collaboration, sometimes a screener
3-oz water swallow test (Yale Swallow Protocol)
Patient drinks 3 oz of water consecutively without stopping; fails if signs/symptoms of aspiration
Volume-Viscosity Swallow Test (VVST)
Expands the water test with 5-20 cc of thin, nectar-thick, and pudding-thick; monitors for s/s of aspiration
Toronto Bedside Swallowing Test
Swallowing tasks plus a brief oral motor assessment
Cervical auscultation
Recording airway/swallowing sounds via stethoscope or laryngeal microphone; mixed evidence
Pulse oximetry in swallow assessment
Detects arterial oxygen changes in response to aspiration; mixed evidence
Steps of a CSE
Chart review; check with nursing/ordering provider; patient interview; OME; PO trials; trial liquids and solids
Indications for a CSE
Concerns from patient/family/caregiver/physician; weight loss/nutrition failure; pulmonary hx suggesting aspiration; current presentation; swallow screen performance
Goals of the CSE
First step for diagnostic/therapeutic info; links signs and symptoms to physiology; examines motor and sensory aspects of oral mechanism
Other purposes of the CSE
Decide timing for FEES vs VFSS/MBS; track progress across treatment; triage misguided radiologic requests
Features of normal deglutition
Bolus control, bolus clearance from oral and pharyngeal cavities, respiratory coordination, airway protection before/during/after, normal executive functions
What does the CSE help determine about the patient?
Physical, mental, emotional status; need for future testing/treatment; readiness for instrumented testing/treatment
Crucial CSE directive
Address the referral question specifically as sought by the patient, caregiver, and healthcare provider
CSE limitations: what it cannot do
Visualize the whole swallow tract; show timing/magnitude of pharyngeal events; show presence/amount of residue; confirm penetration/aspiration (only inferred); pharynx and larynx are not visualized
Additional CSE limitations
Client unable to cooperate, sedated/comatose, dementia, intolerant, no food available to test oral feeding
Another name for a CSE
Bedside swallow assessment
Clinical swallowing kit contents
Mirror, tongue blade, cup, spoon, straw, syringe, catheter, Q-tips, gauze, taste/smell items, flashlight, gloves, food/liquid/ice chips, emesis basin, suction, record sheet
Essential components of an adult CSE
Medical and feeding history; patient interview; exam of oral/pharyngeal anatomy and function; respiratory assessment; food assessment; documentation and recommendations
Chart review: additional items in CSE
Imaging (chest XR, brain imaging); vital signs/lab work (O2 sat, WBC count)
Sources for medical history
Medical record, professionals involved in care, referring professional, client or caregiver
Medical history items to gather
Primary dx, general medical status, referral question/source, client's physician, chief complaint, current and baseline diet
Antidepressants: swallowing concerns
Mucosal drying, drowsiness
Antipsychotics: swallowing concerns
Dyskinesias, altered mental status, muscle rigidity
Sedatives: swallowing concerns
CNS depressant, mucosal drying
Antihistamines: swallowing concerns
Mucosal drying, sedation
Diuretics: swallowing concerns
Dehydration, dryness
Mucosal anesthetics: swallowing concerns
Suppress gag and cough
Anticholinergics: swallowing concerns
Dry mouth, reduced appetite
Other medical history to review
Respiratory status (pneumonia, trach, mechanical ventilation), nutrition/GI status, dentition/mucosal inflammation, structural problems (cleft, surgical changes, osteophytes), cancer/tumors, prior surgeries, psychiatric and social history
Patient interview focus
Chief complaint, perception of problem, their terms, progression, activities of daily living, previous treatment
Coughing/choking suggests...
Possible aspiration
Food coming out of the nose suggests...
Poor velar closure
Food falling from the mouth suggests...
Poor lip seal/oral containment
Food stuck in the throat suggests...
Weak pharyngeal stage and residue
Something stuck in the throat (not food) suggests...
Globus sensation, usually reflux
Throat burning on swallow suggests...
Reflux
Food returning to the mouth suggests...
Pharyngeal pocket / Zenker's diverticulum
History of the swallowing problem: what to explore
Onset/progression/consistency; site (oral/pharyngeal/esophageal); timing (before/during/after); effects of consistency, temperature, posture, fatigue; feeding method; associated signs; subjective description; emotional impact; ancillary signs; compensations
Observations on entering the room
Posture, alertness, trach tube, awareness and secretion handling, ability to follow directions, overall conditioning, endurance
Oral-motor exam for head injury/severe neuro impairment
May need oral/rotary massage to masseter; check bite reflex; identify optimal oral-sensory stimuli (gauze, cloth, burlap, satin dipped in liquid) for taste, temperature, texture
Swallowing apraxia in the CSE
Patient may eat normally without verbal instruction (nonvolitionally); verbal commands during testing can make this difficult
Abnormal oral reflexes to identify
Hyperactive gag, tongue thrusting, tonic bite
Labial function tasks
Spread lips 'ee' and round 'oo' alternating x10; rapid 'pa'; tight closure; lips at rest; saliva during swallow; 'put the papers by the back door'
Anterior lingual function tasks
Protrusion/retraction, lateral movement, clearing lateral sulci, elevation to alveolar ridge, rapid 'ta', 'take time to talk to Tom'
Posterior lingual function tasks
Repeat 'ka'; 'can you keep the kitchen clean?'
Chewing function testing
Gauze pad dipped in pleasant-tasting liquid; patient holds and chews it
Velopharyngeal and oropharyngeal exam
Sustain 'ah' and watch the palate; gag reflex with cold instrument on palate, base of tongue, posterior pharyngeal wall; taste and touch reception
Laryngeal function assessment
Voice quality (gurgly, hoarse), indirect laryngoscopy, laryngeal DDK 'ha'/'ah', cough strength/quality, pitch range, MPT
Respiratory assessment items
Breathing rate, saliva swallow timing in respiratory cycle, cough timing, breath-hold duration, resting breathing pattern (oral vs nasal), respiration during swallowing and speech
Normal respiratory-swallow pattern
80-95% of bolus swallows interrupt expiration and are followed by expiration (Exp-Swallow-Exp); diminished in stroke and COPD
Oxygen saturation and eating
Healthy people maintain O2 sat while eating; some patients with dysphagia desaturate
NDD liquid levels
Thin, nectar-thick, honey-thick, pudding-thick
PO trials for NPO patients
Start easy; dry mouth interferes so use ice chips first; controlled amounts; listen to voice quality before/after each swallow
PO trials for oral eaters
Schedule evaluation near mealtime to observe typical tray foods
Cognitive/feeding/oral stage observations
Attention to process, stopping talking, neglect, bolus size selection, retrieving food from utensil, lip closure, leakage, food left on utensil
Oral sensori-motor observations during PO trials
Chewing adequacy; residue location (palate, midline tongue, lateral pocketing); awareness of residue; self-initiated or directed removal
Pharyngeal stage observations during PO trials
Breathing-swallow coordination; coughing/throat clearing/struggle; on every swallow or only after 5-10 min; laryngeal elevation; swallow timing
Laryngeal palpation finger placement
Index behind mandible; middle on hyoid; 4th on top of thyroid cartilage; little finger on bottom of thyroid cartilage
What does laryngeal palpation tell you?
Index: tongue movement initiation; index-to-middle interval estimates oral transit time; 4th-to-little finger movement = laryngeal elevation
Swallow delay threshold for nonfunctional oral eating
Delay of swallow in excess of 10 seconds
What info determines best posture and food choices?
Compensations for tongue/lip problems; pharyngeal/laryngeal compensation (chin tuck); optimal food position (based on oral sensitivity); food consistencies; swallowing instructions
CSE recommendation options
Diet recommendation; further evaluation (FEES/MBS); NPO with follow-up for repeat CSE
Questions to guide CSE decisions
Should oral eating start? Alternatives? Is the patient aspirating? Can aspiration be reduced by modification? Is instrumental assessment needed (confirm aspiration, detail impaired physiology, test compensations)?
Short-term NPO feeding option
Nasogastric (NG) tube
Long-term NPO feeding options
G-tube, J-tube, PEG, PEJ
When is NPO indicated?
Serious aspiration, reduced sensorium, severely diminished cognitive function, nutritional problems
Enteral nutrition
Tube feeding to supply nutrients/fluids when unable to safely chew or swallow
Supplemented PO
Inefficient oral intake for hydration/nutrition but able to safely ingest some nutrients
What happens with penetrated/aspirated material if cough is adequate vs inadequate?
Adequate (strong) cough: expectorated. Inadequate cough: material goes further into trachea toward the lungs
Other signs of aspiration
Cough, voice quality change, change in respiration during/after meal, reduced oxygen saturation
Silent aspiration
Aspiration with no overt signs; 40-60% of aspiration is not overt; limits the value of a CSE and necessitates further assessment
Six clinical indicators of aspiration risk (Daniels et al., 1997, stroke)
Dysarthria, abnormal gag reflex, abnormal volitional cough, dysphonia, cough after swallow, voice change after swallow
How many Daniels indicators signal aspiration risk?
Two or more; authors recommend additional testing