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5 implications of geography in eurasian state building
relative poverty, multi-ethnicity, unique cultural construction, weak central authority
weber definition of a state
monopoly over the legitimate use of violence
un definition of a state
defined territory, permanent population, government, and capacity to enter relations with other countries
tasks of a state
violence (military to control its territory and enforce rule), economy, extract resources, system of property rights, domestic order and international defense
roving vs. stationary bandit
roving — no concerns over where you steal the resources from, no consequences, no need for state building (Mongols) → create strong armies because they depend on settled populations ofr resources
stationary — generate surplus over time so that expansion continues; reinvesting, generate surplus and take resources
significance of russian rivers
no major east/west rivers, only north/south → makes trade difficult, isolated from major trade routes in the mid east, atlantic, and mediterranean
15 ex-soviet states
armenia, azerbaijan, belarus, estonia, georgia, kazakhstan, kyrgyzstan, latvia, lithuania, moldova, russia, tajikistan, turkmenistan, ukraine, uzbekistan
eurasian east-west geography
quick expansion eastwards over a flat area; but also makes it easy to invade but can always retreat eastwards (boom and bust cycles)
centralization in russia?
appearance of strength and centralization, but in reality multiethnic and weak → needs to use a hierarchy because otherwise it cannot be maintained
highly centralized at the top and bottom, weak middle → absence of civil society
four territorial areas of eurasia
steppe, tundra, desert, forest
propiska
system of permits for living in different cities, introduced in the USSR to prevent people from running away
pravda and nepravda
idk this is kinda stupid but purity and order vs chaos — morality in interdependent communities
mir
peace → community-centered as a form of survival, local self-governance
krugovaya poruka
collective responsibility → survival of individuals dependent on survival of the collective — work together for success
russian nationalism is weird
ethnicity isn’t necessarily central because it’s so diverse — it’s loyalty to the regime that’s most important (us vs them mentality on a national level)
steppe politician
stalin is the last of these; political authority and loyalty to a system matter over ethnicity
holy fools
irrational, asceticism and revealing truths about society — to have a voice in the country one must extract oneself from the system entirely (Pavlensky performance art)
south eurasia
deserts with oases along rivers, mountains along the southern and eastern rims, nomadic
steppe eurasia
grasses and scrub land broken by rivers, nomadic
north eurasia
coniferous forest with deciduous trees in the south, becomes a deciduous ecological zone to the west of the urals
tundra eurasia
frozen swamp with broad rivers to the arctic, frozen for most of the year
inner eurasia
ussr plus xinjiang and mongolia; mountains east/south, frozen ocean in the north, open in the west (urals are too low)
empires here can be durable because of extensive territory and natural resources, indefinite retreat but also very isolated and hard to defend, impossible to assimilate all the different cultures
first east slavic state
formed on extreme western end in a deciduous forest near the volga in kyiv, trade north/south between scandiavia and byzantium and east/west to persia, india, china, western europe
dependent on nomads maintaining tarde routs
zasechnaya cherta
fortified steppe frontier in the south
situated between two or three ecumenes
administrative structure of an asian empire, cultural borrowing from europe, byzantine religion
the third rome
a way to balance the asian administration, european culture, and byzantine religion
“binary nature” of russian culture
seek extreme solutions and go from one set of cultural patterns to its diametrical opposite (paganism to orthodoxy, peter i reforms, bolshevik revolution)
success of orthodoxy among russian peasantry
pretty pictures instead of words is good for an illiterate peasantry
russian messianism
muscovites believe they are the true inheritors of the roman imperial legacy, and their mission was to save the known world (third rome — 1. rome, 2. byzantium, 3. moscow)
mongol yoke
perception of russians that they were exploited by the mongols — in reality the russians paid for security from the mongols and learned a lot about administration techniques
golden horde
conquers kyiv ands subordinates the princes — pay tributes to the khan, muscovy becomes the center of the slavic world by collecting taxes from the nearby principalities and in exchange gets administrative training
muscovy establishes itself as center of the slavic world
collects tribute for the golden horde, attracts more people, administrative training, gives resources to the orthodox church to compete with Tver’ to become the center of the chuch
continues expanding — “gathering of the russian lands” 14th 15th centuies via marriage, military, purchases, diplomacy
ivan i
accumulated wealth from tribute collection to purchase territory which allows for more wealth accumulation etc
ivan iii (the great)
1462-1505 — major architect of unification; novgorod, tver, yaroslavl, integrates all russian lands into one political structure (lots of useless territory)
battle of kulikovo 1380
dmitry i fights the golden horde and wins — first time the mongols are defeated in open battle, freed from the golden horde for 2 years until they come back
empire ideology
defender of orthodox christianity after the fall of constantinople in 1453, integrates orthodoxy into the government as essentially a state ministry
ivan iii marries sophia palaiologina, niece of the byzantine empire (more relationship with orthodoxy), also byzantine court rituals and the double-headed eagle
third rome
ivan iv (the terrible)
takes title of tsar (empire rather than principality, a western term), centralizes authority, revised law code, military reform, administrative restructuring
conquers kazan and astrakhan in 1552 and 1556 (expansion into multiethnic territories; religiously muslim, ethnically turkic), start gaining access to the caspian sea
time of troubles
after death of ivan iv 1598 because there’s no heir (he killed his son) — court offers up various options for the tsar (false ivans), foreign invasions, rally against foreigners, strengthen russian political identity
autocracy as an instrument of expansion
tsar controls everything — allows for increased extraction, intensity of serfdom, mobilization of resources → serfs bear the brunt of state expansion
peter the great reforms
makes russian into a european power
table of ranks for a “meritocracy” — aristocratic and military ranks given out for state service
move the capital to st. petersburg → access to the baltic
creates a navy
full nomads
live in steppe regions with definite changes in habitation
seminomads
bordered cultivated regions, sporadic agriculture
desert nomads
migrated between fixed water sources
mountain nomads
vertical, seasonal variation to pasture their herds
internal colonization
seen as unification and destiny, expansion rather than colonization, make land specifically for russian peasants to occupy
speransky reforms
create steppe court system to resolve disputes between kazakhs and russians (and a lot of other stuff that i don’t really remember)
revolution
the total breakdown of the system through which rulers govern a society; a reordering of society itself
freed temporarily from any sort of rules — struggle for power to combine social action with coercion as people compete for resources
constitutional view
russia was leaving its backwards past behind and developing industrial infrastructure; could’ve developed peacefully into a constitutional government if they had better political leaders, but instead the bolsheviks took over
class view
standard soviet interpretation — class conflict is inherent in societies where land ownership/production is concentrated in the hands of a few, accentuated in russia due to war and repression → bolsheviks as agents of an inevitable historical process towards socialism
cultural view
russia has a unique social and economic infrastructure and was searching for a government to embody those values
feb 27 1917
troops turn against the tsar and that’s the end of the tsardom
provisional government
set up by the duma to rule until a constituent assembly elected via universal suffrage could decide the future form of government
legitimate but temporary, with fluctuating composition and very little executive power that was increasingly challenged by the soviets
russian social democratic party
an underground marxist party in russia, splits over questions of tactics and organization in 1903 into bolsheviks and mensheviks
bolsheviks vs mensheviks
bolsheviks: led by lenin, small party to avoid tsarist police, immediate overthrow of the system
mensheviks: favored a broader base and looser membership, believed russia had to go through its capitalist and democratic stages before a socialist revolution first
soviets
workers, soldiers, peasant’s coucils that reemerged in feb 1917, challenged the authority of the provisional government
second congress of soviets october
kerensky sends troops to close a bolshevik printing press → trotsky revolution in danger, troops take over city installments and arrest the provisional government, power passes to the soviets and a new government the council of pepole’s commissars with lenin as chair
civil war
reds, whites and greens (peasant army)
leninist political system (goals I guess)
social ownership, welfare, goal is to abolish private property, participatory democracy, bolsheviks as the “mechanic” of the state machine — give orders above state organizations to get stuff done (unaccountable leadership and a militarized party)
nomenklatura
political appointees
new economic policy 1921 (nep)
revert to old methods of economy to promote growth — small-scale industry in private ownership, authorized free trade, renting out land allowed (too poor to immediately introduce socialism)
key elements of the leninist political framework
authority stems from ability to take society forwards towards justice, equality → moral guarantor of the political system
controlled means of coercion, communication, economic resources, responsible for policy and appointments
powerful, centralized but with built-in conflict and instability
lenin dies in
1924
triumvirate leadership after lenin
kamenev (moscow), zinoviev (leningrad), stalin (party general secretary)
also trotsky (council of people’s commissars)
left opposition
trotsky and co, argue that must shift towards socialism and away from the nep
right opposition
bukharin argues that the economy needs investment — expand agriculture to sustain industry; pro-peasant policy of bukharin and stalin
revolution from above
1928-1932 establish a system of state ownership of the means of production and a centrally planned economy, increase the labor force and reach quotas
ussr 3-sector economy
priority: heavy industry and defense
second: light industry
third: agriculture
new generation
puritanical and macho, freedom and self improvement — khrushchev emblematic of this generation and the peasantry party members
vanguard party
leninist idea that says that the right to rule is from a party’s ability to find the best way forward for society → thus a tendency for cults to emerge around a single leader
stalinist system
huge state apparatus with centralized bureaucratic institutions that operate on commands from above and compete with each other
nkvd, wielder of coercion, executes policies
creation of a super-human leader who can provide leadership
empire
a state that rules over other states/peoples (or a tribute system)
imperial
a style of governance — the actions a government may take to control other states
__ in form, __ in content
nationalist in form, socialist in content
federal setup in form via institutions but the content is socialist-controlled (renders form irrelevant)
structural issues in russia leading to revolution
rural and urban crises, food shortages and inflation
rural crisis
breakdown of traditional agriculture after the abolition of serfdom by alexander ii in 1861
urban crisis
industrial revolution creates cities and changes relationships within them — social turmoil, urbanization
1905 revolution
massacre of workers protesting in st. petersburg and moscow — discredits the tsar as the “little father” and becomes a dictator instead
bloody sunday
1905 peaceful protest of workers in st. petersburg, massacred by the imperial army
impact of wwi
send peasants to the war and it goes really badly → peasants desert → roving bands of armed peasants returning to russia, violence over law
scandals amongst the aristocracy and extravagance (rasputin etc)
october revolution
tsar resigns in feb, provisional government under kerensky and majority socialist revolutionary party — bolsheviks launch a coup against the provisional government
agrarian question for the bolsheviks
bolsheviks focus on the proletariat but russia is a primarily urban country
fundamentally want to abolish private property but also promised to hand out land
peasants are also mostly self-sufficient and don’t care about this nonsense
the scissors crisis
supply and demand no longer match (grain prices rise and the ability to provide goods in exchange is falling); necessitates militarization of the food supply as seen later
international question
where is the global proletariat revolution? strikes and protests across europe put down
treaty of brest-litovsk
gets russia quickly out of wwi by giving up tons of east and central european territory and the baltics, as well as their industrial capacity and productive farmlands — becomes a very weak target (and thus invaded by several countries)
internal enemies
bolsheviks assume that they will be popular and they are not (SR remains biggest party), gradually take over elections
russian backwardness
mass of political uninvolved peasantry and a society dominated by the state; course of development driven by state initiative
stalinism as a continuation of state compulsion and bureaucratic dominance already present in imperial russia
bifurcated social structure (urban/rural, industrial/agrarian) and low levels of economic/social development
leadership split after lenin’s death
stalin zinoviev and kamenev against trotsky and the left opposition about “socialism in one country” and what to do with the peasantry
stalin and right opposition vs united opposition of trotsky, zinoviev, kamenev
stalin vs right opposition of bukharin, rykov, tomsky
socialism in one country
create a socialist state based on their own efforts rather than being rescued by an international revolution
dekulakization
starts in 1928 ish, collectivization of agriculture means the removal of kulaks as a class
cultural revolution
1928-1932 culture dominated by proletarian values — radical postures on the ordinary worker as the main hero to establish a hegemony of proletarian values
stalin changes this — socialist realism, shift heroes to a higher class, with happiness achieved by climbing ranks
great terror
1936-1938 search for enemies, particularly within the party blah
shakhty trial 1928
links domestic class enemy with hostile capitalist powers — politicizes all social relations, hidden enemies
four faces of stainism
economic, social, cultural, political
economic face
economy controlled by directive principles rather than market forces to help achieve political aims, prioritize heavy industry to easily transition to wartime demands
social face
high levels of social mobility — opportunities from the “revolution from above” and from the terror, urbanization and embourgeoisement of the populace, establishment of a new social strcutre
cultural face
egalitarian emphasis in the original cultural revolution shifts to conservatism and russian nationalism
political face
personal dictatorship of stalin, terror as an instrument of the government
kirov assassination
1934 secretary of the leningrad party shot — was very popular within the party and was about to move to moscow for a central position — kamenev and zinoviev arrested as for allegedly designing the assassination as part of an opposition group, nkvd given increased powers of arrest and sentencing
the great trial 1938
third of the show trials in which bukharin, rykov, and yagoda are tried and shot
stalin dies in
1953