Chapter 21: Carboxylic Acid Derivatives: Nucleophilic Acyl Substitution Reactions

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Last updated 5:15 AM on 8/9/26
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<p>Carboxylic Acid Derivatives</p>

Carboxylic Acid Derivatives

Z can be:

  • Cl → acid chloride

  • OCOR → acid anhydride

  • OR → ester

  • NH₂/NHR/NR₂ → amide

  • SR → thioester

<p>Z can be:</p><ul><li><p> Cl → acid chloride</p></li></ul><ul><li><p>OCOR → acid anhydride</p></li><li><p>OR → ester</p></li><li><p>NH₂/NHR/NR₂ → amide</p></li><li><p>SR → thioester</p></li></ul><p></p>
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5 important Derivatives

  1. Acid Halide: Most reactive

  2. Acid Anhydride: Two acyl groups connected by oxygen

  3. Ester

  4. Amide

  5. Thioester: Ester with S instead of O

Reactivity Order:

ACID CHLORIDE > ANHYDRIDE > ESTER ≈ THIOESTER > AMIDE

Better leaving group = more reactive derivative

<ol><li><p>Acid Halide: Most reactive</p></li><li><p>Acid Anhydride: Two acyl groups connected by oxygen</p></li><li><p>Ester</p></li><li><p>Amide</p></li><li><p>Thioester: Ester with S instead of O</p></li></ol><p><strong>Reactivity Order: </strong></p><p>ACID CHLORIDE &gt; ANHYDRIDE &gt; ESTER ≈ THIOESTER &gt; AMIDE</p><p>Better leaving group = more reactive derivative</p>
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Steric Effect

More groups surrounding the carbonyl —> harder for nucleophile to attack —> less reactive

<p>More groups surrounding the carbonyl —&gt; harder for nucleophile to attack —&gt; less reactive</p>
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Nucleophilic Acyl Substitution

  1. Nucleophile attacks the carbonyl carbon, the C=O pi electrons move onto oxygen, now you have a tetrahedral intermediate.

  2. Carbonyl reforms: The oxygen lone pair moves back down to form C=O, at the same time, leaving group leaves.

General Rule for predicting products: Ask, what nucleophile am i adding? Then replace the leaving group with the Nucleophile

<ol><li><p>Nucleophile attacks the carbonyl carbon, the C=O pi electrons move onto oxygen, now you have a tetrahedral intermediate.</p></li><li><p>Carbonyl reforms: The oxygen lone pair moves back down to form C=O, at the same time, leaving group leaves.</p></li></ol><p><strong>General Rule for predicting products:</strong> Ask, what nucleophile am i adding? Then replace the leaving group with the Nucleophile</p>
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Interconversion rule

A more reactive derivative can be converted into a less reactive derivative, but not the other way around

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Acid chlorides

the most reactive. why? Cl⁻ is an excellent leaving group.

Make acid chloride:

RCOOH → RCOCl

Reagent:

SOCl₂

Acid chloride reactions:

RCOCl + H₂O → RCOOH
→ hydrolysis

RCOCl + ROH → RCOOR
→ ester

RCOCl + RNH₂ → RCONHR
→ amide

RCOCl + R₂CuLi → RCOR
→ ketone

RCOCl + LiAlH₄ → RCH₂OH
→ primary alcohol

Acid chloride + amine:

Usually use 2 equivalents amine:

  • one attacks

  • one neutralizes HCl

<p>the most reactive. why? Cl⁻ is an excellent leaving group.</p><p>Make acid chloride:</p><p class="isSelectedEnd"><strong>RCOOH → RCOCl</strong></p><p class="isSelectedEnd">Reagent:</p><p class="isSelectedEnd"><strong>SOCl₂</strong></p><p>Acid chloride reactions:</p><p class="isSelectedEnd"><strong>RCOCl + H₂O → RCOOH</strong><br>→ hydrolysis</p><p class="isSelectedEnd"><strong>RCOCl + ROH → RCOOR</strong><br>→ ester</p><p class="isSelectedEnd"><strong>RCOCl + RNH₂ → RCONHR</strong><br>→ amide</p><p class="isSelectedEnd"><strong>RCOCl + R₂CuLi → RCOR</strong><br>→ ketone</p><p class="isSelectedEnd"><strong>RCOCl + LiAlH₄ → RCH₂OH</strong><br>→ primary alcohol</p><p>Acid chloride + amine:</p><p class="isSelectedEnd">Usually use <strong>2 equivalents amine</strong>:</p><ul><li><p>one attacks</p></li><li><p>one neutralizes HCl</p></li></ul><p></p>
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Acid Anhydrides

Structure:

RCO–O–COR

Formation:

2 RCOOH → anhydride + H₂O

(dehydration)

Reactions:

Anhydride + ROH → ester

Anhydride + RNH₂ → amide

Ac₂O/pyridine:

Used to acetylate alcohols.

<p>Structure:</p><p class="isSelectedEnd"><strong>RCO–O–COR</strong></p><p>Formation:</p><p class="isSelectedEnd"><strong>2 RCOOH → anhydride + H₂O</strong></p><p class="isSelectedEnd">(dehydration)</p><p>Reactions:</p><p class="isSelectedEnd"><strong>Anhydride + ROH → ester</strong></p><p class="isSelectedEnd"><strong>Anhydride + RNH₂ → amide</strong></p><p>Ac₂O/pyridine:</p><p>Used to <strong>acetylate alcohols</strong>.</p>
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Esters

Structure:

RCOOR′

A. Fischer esterification

RCOOH + R′OH ⇌ RCOOR′ + H₂O

Reagents:

H⁺, heat

Important:

  • acid-catalyzed

  • reversible

  • alcohol oxygen becomes the ester OR oxygen

<p>Structure:</p><p class="isSelectedEnd"><strong>RCOOR′</strong></p><p>A. Fischer esterification</p><p class="isSelectedEnd"><strong>RCOOH + R′OH ⇌ RCOOR′ + H₂O</strong></p><p class="isSelectedEnd">Reagents:</p><p class="isSelectedEnd"><strong>H⁺, heat</strong></p><p class="isSelectedEnd">Important:</p><ul><li><p>acid-catalyzed</p></li><li><p>reversible</p></li><li><p>alcohol oxygen becomes the ester <strong>OR oxygen</strong></p></li></ul><p></p>
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Ester Hydrolysis

Acidic:

RCOOR′ + H₂O/H⁺ ⇌ RCOOH + R′OH

Reversible.

Basic = SAPONIFICATION

RCOOR′ + OH⁻ → RCOO⁻ + R′OH

Produces a carboxylate salt + alcohol.

<p>Acidic:</p><p class="isSelectedEnd"><strong>RCOOR′ + H₂O/H⁺ ⇌ RCOOH + R′OH</strong></p><p class="isSelectedEnd">Reversible.</p><p>Basic = SAPONIFICATION <span data-name="star" data-type="emoji">⭐</span></p><p class="isSelectedEnd"><strong>RCOOR′ + OH⁻ → RCOO⁻ + R′OH</strong></p><p>Produces a <strong>carboxylate salt + alcohol</strong>.</p>
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Ester Reduction

RCOOR′ + LiAlH₄ → alcohols

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Ester + Grignard

Ester + 2 RMgX → tertiary alcohol

Why 2 equivalents?

1st Grignard → ketone
2nd Grignard → tertiary alkoxide
acid workup → tertiary alcohol

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Ester + amine

Ester + RNH₂ → amide

= aminolysis

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Amides

Structure:

RCONH₂

or

RCONHR / RCONR₂

Why least reactive?

Nitrogen lone pair → resonance with C=O

carbonyl becomes less electrophilic

N is a poor leaving group

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Making amides

Acid chloride + amine:

RCOCl + RNH₂ → RCONHR

Carboxylic acid + amine:

Use:

DCC

RCOOH + RNH₂ + DCC → amide

DCC activates the carboxylic acid.

Important for peptide synthesis.

<p>Acid chloride + amine:</p><p class="isSelectedEnd"><strong>RCOCl + RNH₂ → RCONHR</strong></p><p>Carboxylic acid + amine:</p><p class="isSelectedEnd">Use:</p><p class="isSelectedEnd"><strong>DCC</strong></p><p class="isSelectedEnd"><strong>RCOOH + RNH₂ + DCC → amide</strong></p><p class="isSelectedEnd">DCC <strong>activates the carboxylic acid</strong>.</p><p>Important for <strong>peptide synthesis</strong>.</p>
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Amide Hydrolysis

Amide + H₂O → carboxylic acid/carboxylate

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Amide reduction

Amide + LiAlH₄ → amine

Ester + LiAlH₄ → alcohol

Amide + LiAlH₄ → amine

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thioesters

Structure:

RCOSR′

Think:

ESTER with S instead of O

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polymers

Polyamide

Contains repeated:

AMIDE linkages

Example:

Nylon

Polyester

Contains repeated:

ESTER linkages

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spectroscopy

IR

C=O: ~1650–1750 cm⁻¹

Ester:

C=O ~1735–1750 cm⁻¹
C–O ~1000–1300 cm⁻¹

Amide:

C=O ~1650–1700 cm⁻¹
N–H present if N–H bonds exist

Acid chloride:

C=O around ~1800 cm⁻¹

Anhydride:

TWO C=O peaks

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1 H NMR of Esters

Use:

chemical shift + integration + splitting

Typical ester environments:

CH₃CO–: ~2 ppm

OCH₂–: ~4 ppm

terminal CH₃: ~1 ppm

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summary part 1

see image

<p>see image</p>
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summary part 2

see image

<p>see image</p>
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summary part 3

Carboxylic acid derivatives all contain an acyl group, R–C(=O)–, attached to a leaving group. Their main reaction is nucleophilic acyl substitution: nucleophile attacks the carbonyl → tetrahedral intermediate → carbonyl reforms → leaving group leaves.

Reactivity: acid chloride > anhydride > ester/thioester > amide. Better leaving group and less steric hindrance = greater reactivity.

Acid chloride: RCOCl. Made with SOCl₂. It can become an acid, ester, amide, ketone, or alcohol.

Anhydride: RCO–O–COR. Made by dehydration of acids. Can make esters and amides.

Ester: RCOOR. Made by Fischer esterification or from acid chlorides/anhydrides. Hydrolysis gives acid + alcohol. Base hydrolysis is saponification. LiAlH₄ gives alcohols. Two Grignards give a tertiary alcohol.

Amide: RCONH₂/RCONHR/RCONR₂. Least reactive because nitrogen resonance-stabilizes the carbonyl and is a poor leaving group. Made using acid chlorides + amines or carboxylic acids + DCC. Hydrolysis gives carboxylic acid; LiAlH₄ gives amine.

Thioester: ester with S instead of O; important biologically.

Polymers: polyamide = nylon; polyester = repeated ester units. Step-growth polymerization uses molecules with multiple nucleophilic/electrophilic functional groups.

Spectroscopy: look for the carbonyl C=O in IR, and use ¹H NMR chemical shifts + splitting + integration to identify ester environments.

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summary part 4

  1. Acid chloride > anhydride > ester > amide

  2. Better leaving group = more reactive

  3. Nu attacks → tetrahedral intermediate → C=O reforms → LG leaves

  4. SOCl₂ → acid chloride

  5. Acid + alcohol + H⁺ ⇌ ester + water

  6. DCC + acid + amine → amide

  7. Acid chloride + alcohol → ester

  8. Acid chloride + amine → amide

  9. Acid chloride + R₂CuLi → ketone

  10. Ester + LiAlH₄ → alcohols

  11. Amide + LiAlH₄ → amine

  12. Ester + 2 RMgX → tertiary alcohol

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final summary

CHAPTER 19

Aldehydes + ketones

Nu attacks C=O

addition

alcohol-type product

CHAPTER 20

Carboxylic acids + nitriles

Focus on:

acidity

pKa

synthesis

nitrile chemistry

CHAPTER 21

Carboxylic acid derivatives

Nu attacks C=O

tetrahedral intermediate

leaving group leaves

NEW CARBOXYLIC ACID DERIVATIVE