Chapter 10 - Infection Prevention and Control

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Last updated 10:06 PM on 9/22/26
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34 Terms

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Infection prevention and control (IPC)

  • Comprehensive and systematic program — reduce risk of transmitting infectious agents

  • Infection occurs when: Portal of entry

  • IPC breaks chain of infection

    • Clinician → patient

    • Patient → Clinician

    • Patient → patient

Goal of IPC

  1. Prevent healthcare associated infections (HAIs) in patients

  2. Prevent Occupational injuries and illnesses in healthcare personnel


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Infection control assessment

What procedures will be performed?

  • Periodontal instrumentation, radiographs, air polishing…

What exposure risks are associated with those procedures?

  • Blood, saliva, sharps injury…

What IPC measures are indicated?

  • PPE, barriers, hand hygiene…


Procedure → Risk → Protection

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Model of IPC vs Dental hygiene care model

IPC model

  • Tasks and procedures to protect both patient and provider


DH care model

  • Patient’s health needs


→ Don’t rely on patient’s health history to determine infection risk

(Asymptomatic, patient doesn’t know etc)

  • COVID, Hep B, C, Influenza

Use standard precautions for EVERYONE


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Government Agencies and Organizations

Centers for Disease Control and Prevention (CDC)

  • Health and human services department (HHS)

  • Promote health, qol, infection guidelines n rec

  • Not regulatory agency (NO ENFORCE) only recommendations

Occupational Safety and Health Adminstration (OSHA)

  • US Department of Labor

  • Enforce/ Regulates workplace safety regulations

  • Employers in private sector are responsible for health and safety of employees

National Institute for Occupational Safety and Health (NIOSH)

  • Conducts research and makes recommendations to prevent occupational injuries

  • Approves respirators

US Food and Drug Administration (FDA)

  • Regulates medical products and devices

  • Evaluates safety and effectiveness

US Environmental Protection Agency (EPA)

  • Regulates environment, hazardous waste, chemicals and disinfectants


<p><strong>Centers for Disease Control and Prevention (CDC)</strong></p><ul><li><p>Health and human services department (HHS)</p></li><li><p>Promote health, qol, infection guidelines n rec</p></li><li><p>Not regulatory agency (NO ENFORCE) only <strong><u>recommendations</u></strong></p></li></ul><p><strong>Occupational Safety and Health Adminstration (OSHA)</strong></p><ul><li><p>US Department of Labor</p></li><li><p><strong><u>Enforce/ Regulates </u></strong>workplace safety regulations</p></li><li><p>Employers in private sector are responsible for health and safety of employees</p></li></ul><p><strong>National Institute for Occupational Safety and Health (NIOSH)</strong></p><ul><li><p>Conducts research and makes <strong><u>recommendations </u></strong>to prevent occupational injuries</p></li><li><p>Approves respirators</p></li></ul><p><strong>US Food and Drug Administration (FDA)</strong></p><ul><li><p><strong><u>Regulates </u></strong>medical products and devices</p></li><li><p>Evaluates safety and effectiveness</p></li></ul><p><strong>US Environmental Protection Agency (EPA)</strong></p><ul><li><p><strong><u>Regulates </u></strong>environment, hazardous waste, chemicals and disinfectants</p></li></ul><p></p>
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Other organizations (non regulatory)

American National Standards Institute (ANSI)

  • Standards for protective clothing

  • Eyewear

Association for the Advancement of Medical Instrumentation (AAMI)

  • Standards for sterilization

  • Healthcare facilities

American Dental Association (ADA)

  • Develops dental standards and terminology

Organization for Safety, Asepsis and Prevention (OSAP)

  • Provides infection prevention resources


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Government Agency summary

Organization

Think

CDC

Guidelines/recommendations

OSHA

Workplace safety/regulations

NIOSH

Occupational safety research + respirators

EPA

Environment + disinfectants

FDA

Medical products/devices

ANSI

Standards

AAMI

Instrument sterilization/processing

ADA

Dentistry standards

OSAP

Dental infection-prevention resources


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Standard of Care

Minimum acceptable level of care

Can be influenced by

  • Infection control regulations

  • Evidence based guidelines

  • Government agencies

  • Licensing boards

  • Dental practitioners

  • Expert opinions


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Types of pathogenic microorganisms dhcp

  • Cytomegalovirus (CMV)

  • HBV

  • HCV

  • Herpes

  • Simplex virus type 1 and 2

  • HIV

  • TB

  • Staphylococci

  • Streptococci

  • Influenza

  • Coronavirus


Infection through

→ Direct contact w/ blood, oral fluids

→ Indirect contact w/ contaminated objects

→ Droplets

→ Inhalation of aerosols


From

→ Pathogenic organism

→ Reservoir source

→ Mode of transmittion

→ Portal entry

→ Susceptible host

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Chain of Infection

Link where disease transmission occurs


Infectious Agent

  • Bacteria, virus, fungi

Reservoir

  • People, instruments, equipment, water

Portal of Exit

  • Secretions, blood, skin, mucous membranes

Transmission

  • Direct contact, indirect, fomites, vector, airborne

Portal of Entry

  • Mucous membrane, GI Tract, broken skin, eyes

Susceptible Host

  • Immunosuppressed, elderly


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CDC 4 principles of infection control

Principle 1

  • Take action to stay healthy

    • Immunization, hand hygiene, medical evaluation, postexposure management, education, training

Principle 2

  • Avoid contact w/ blood and other infectious substances

    • PPE, gloves, face mask, eyewear, gowns, safe handling of sharp instruments and objects & high speed evacs

Principle 3

  • Make patient care items safe

    • Cleaning, sterilization, disinfection, containment and disposal of single use items

Principle 4

  • Limit spread of blood/ infectious substances

    • Protective covers/barriers, cleaning and disinfecting, waste management of sharps/non sharp and hazardous waste


<p><span style="color: rgb(255, 0, 0);"><strong>Principle 1</strong></span></p><ul><li><p><strong>Take action to stay healthy</strong></p><ul><li><p>Immunization, hand hygiene, medical evaluation, postexposure management, education, training</p></li></ul></li></ul><p><span style="color: rgb(255, 0, 0);"><strong>Principle 2</strong></span></p><ul><li><p><strong>Avoid contact w/ blood and other infectious substances</strong></p><ul><li><p>PPE, gloves, face mask, eyewear, gowns, safe handling of sharp instruments and objects &amp; high speed evacs</p></li></ul></li></ul><p><span style="color: rgb(255, 0, 0);"><strong>Principle 3</strong></span></p><ul><li><p><strong>Make patient care items safe</strong></p><ul><li><p>Cleaning, sterilization, disinfection, containment and disposal of single use items</p></li></ul></li></ul><p><span style="color: rgb(255, 0, 0);"><strong>Principle 4</strong></span></p><ul><li><p><strong>Limit spread of blood/ infectious substances</strong></p><ul><li><p>Protective covers/barriers, cleaning and disinfecting, waste management of sharps/non sharp and hazardous waste</p></li></ul></li></ul><p></p>
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P1: work restrictions

Work restrictions

  • diptheria, mmr = don’t work

  • hep a = no direct contact

  • upper resp infection = avoid autoimmune contact

  • herpes/ shingles = continue work, but cover lesions

  • hepb = continue work no restrictions except no oral surgery

  • hcp/hiv = not restricted


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P1: Immunization recs for Healthcare personnel (HCP)

CDC Advisory council on immunzation practices (ACIP)

→ Rec for all HCP

  • HepB (most important)

    • Employer must offer, if employee declines → must sign osha declination waiver

  • Influenza

  • MMR

  • Varicella

  • Tdap


→ HCP should consult w/ provider to determine immunization/ risk

→ Children should receive DPT (diptheria, pertusis, tetanus)

→ Adults receive Td (tetanus diptheria) booster every 10 yrs

→ TdaP rec for all adults (Replace Td)

→ 65+ get pneumococcal vaccine


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How is Hepatitis B vaccine tested?

3 part series

  • HepB vaccine dose 0,1,6 months

  • Hepatitis B surface antibody (Anti-HBs) given 1-2 months after third dose

    • If failed then

  • Additional dose → Get an anti-HBs titer

    • Fail = nonresponder or test for hepatitis B surface antigen (HBsAg)

    • HBsAg active infection or carrier status


HBsAg = Antigen

Anti-HBs = Antibody against antigen


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P2: Standard precautions

  • Used for ALL Patients regardless of infection status, symptoms, appearance etc

SP applies to

  • Blood

  • Bodily fluids / secretions

  • Excretions

  • Nonintact skin

  • Mucous membrane


Health history alone does NOT determine infection risk


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P2: Transmission based precautions

  • Used in addition to standard precautions

Contact

  • Direct or indirect contact

  • Person or environment

Droplet

  • Respiratory droplets

Airborne

  • Infectious particles suspended in air


Precautions may include

  • Patient isolation

  • Adequate room ventilation

  • Respiratory protection N95


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Tuberculosis (TB) — active

  • Patient should wear surgical mask when coughing/ sneezing

  • Defer dental treatment for treatment

  • Emergency dental → transfer to TB facility equipped w/ engineering controls


Tests

  • Tuberculin skin test (TST) / Mantoux test


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P2: Engineering controls

  • Most effective workplace control

  • Devices/ equipment that remove hazard


Examples (Refer to photo)

  • Safety needles

  • Retractable needles

  • Needle-shielding devices

  • Safety IV devices

  • Sharps containers

  • Devices that contain/remove sharps


<ul><li><p>Most effective workplace control </p></li><li><p>Devices/ equipment that remove hazard</p></li></ul><p></p><p><strong>Examples (Refer to photo) </strong></p><ul><li><p>Safety needles</p></li><li><p>Retractable needles</p></li><li><p>Needle-shielding devices</p></li><li><p>Safety IV devices</p></li><li><p>Sharps containers</p></li><li><p>Devices that contain/remove sharps</p></li></ul><p></p>
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P2: Work practice controls

  • How the person performs the task


Examples (Refer to photo)

  • Never recap needles by hand

  • Avoid hand contact w/ sharps

  • Proper patient positioning

  • 1 handed scoop method for anesthetic needles

  • High speed evacuator and ultrasonic disinfector


<ul><li><p><strong>How the person performs the task</strong></p></li></ul><p></p><p><strong>Examples (Refer to photo) </strong></p><ul><li><p>Never recap needles by hand </p></li><li><p>Avoid hand contact w/ sharps</p></li><li><p>Proper patient positioning</p></li><li><p>1 handed scoop method for anesthetic needles</p></li><li><p>High speed evacuator and ultrasonic disinfector </p></li></ul><p></p>
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P2: Administrative controls

  • Policies and organizational actions

    • Rotating duties

    • Taking breaks

    • Employee education and training


<ul><li><p>Policies and organizational actions </p><ul><li><p>Rotating duties</p></li><li><p>Taking breaks </p></li><li><p>Employee education and training</p></li></ul></li></ul><p></p>
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P2: Personal protective equipment (PPE)

  • Protective clothing, eyewear, airway, attire

  • Based on exposure risk

    • Procedures like scaling/root planning will produce more risk than xrays


Protects from

  • Blood, splatter, saliva, bodily fluids, aerosols


→ Engineering and work practice controls are preferred, PPE is not your ONLY line of defense


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Eye and face protection

  • Goggles, safety glasses w/ side shields, face shields

  • Protects from splatter, droplets etc


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Masks (Surgical not respirators)

  • Protects mouth/ nose from splatters/droplets


American Society for Testing and Materials (ASTM)

  • Level 1 = lowest barrier performance

    • For procedures w/ no/ minimal blood splatter (not used for DH)

  • Level 2 = intermediate

  • Level 3 = highest


Surgical mask ≠ respirator

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Respirators & Respiratory protection

  • N95 (NIOSH approved)

  • Used for aerosol generating procedures (handpieces, airwater syringes, air polishing, ultrasonic)


Respiratory protection program

  • Fit testing

  • Medical evaluation

  • Education

  • Training


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Protective clothing

  • Gowns, lab coats, uniform

  • Cover forearmsand below knees

  • Scrubs are not protective clothing


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Gloves

Medical examination gloves (nitrile)

  • Ambidextrous, nonsurgical, nonsterile

  • For contacting blood, saliva, OPIM

Sterile surgical gloves

  • Sterile, for surgical procedures

Heavy duty utility gloves

  • Puncture resistant for sharps injury

  • Used for cleaning contaminated instruments/ equipment


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Hand hygiene

Type

Main purpose

Routine handwash

Remove soil and transient microorganisms
soap + water

Antiseptic handwash

Remove transient + reduce resident flora

Antiseptic handrub

Not visibly soiled

Surgical hand antisepsis

Remove transient + resident flora

Transient flora

  • Patients, contaminated surfaces, environment

  • Easy to remove

  • Wash hands

Resident flora

  • Organisms that live on/ in the body

  • Hard to remove

  • need antiseptic agents


Types of procedures

  • Routine dental procedures (Screening, examination, nonsurgical)

    • Soap + water

  • Not soiled

    • Alcohol based rub

  • Surgical procedures (biopsy, extraction)

    • Hand antisepsis


Other precautions

  • Don’t wear rings

  • Keep nails short/ no fake nails

  • Prevent dermatitis

    • Powder free gloves

    • Hand lotion

    • Cool water


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Principle 3: Make patient care items safe

  • Cleaned, sterilized, disinfect, dispose single use


Sterilization

  • Destruction of all living organisms including bacterial spores


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Instrument classification

Critical

  • Penetrates soft tissue/ bone

  • Sterilization

    • periodontal scalers, dental instruments

Semicritical

  • Contacts mucous membrane or nonintact skin

  • Sterilization or high level disinfectant (if no heat)

    • Dental mirrors, handpieces

Noncritical

  • Contacts intact skin

  • Clean/ disinfect/ barrier w/ EPA intermediate level disinfectant

    • Xrays, blood pressure cuff, facebow


<p><strong>Critical</strong></p><ul><li><p>Penetrates soft tissue/ bone</p></li><li><p>Sterilization</p><ul><li><p>periodontal scalers, dental instruments</p></li></ul></li></ul><p><strong>Semicritical</strong></p><ul><li><p>Contacts mucous membrane or nonintact skin</p></li><li><p>Sterilization or high level disinfectant (if no heat) </p><ul><li><p>Dental mirrors, handpieces</p></li></ul></li></ul><p><strong>Noncritical</strong></p><ul><li><p>Contacts intact skin</p></li><li><p>Clean/ disinfect/ barrier w/ EPA intermediate level disinfectant </p><ul><li><p>Xrays, blood pressure cuff, facebow</p></li></ul></li></ul><p></p>
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Sterilization process

Transport

  • Container w/ solid sides and bottom

  • Biohazard label

  • Separate dirty from sterile instruments

Cleaning

  • Clean before sterilization (debris intefere w/ sterilization)

  • Use automatic cleaning methods

    • Ultrasonic cleaning baths

    • Instrument washers/ disinfectors

  • Manual cleaning

    • Use utility gloves/ eye, mask, gown

Packaging

  • Inspect, dry, package, place in sterilizer

  • Don’t overload or overlap

Sterilization

  • Autocalve (steam + pressure)

    • Distilled water → Air evac via dynamic (preferred) air removal or gravity displacement

    • 4-6 mins + 20 min drying

  • Unsaturated chemical vapor

    • Use chemical vapor instead of steam

    • Reduces humidity and rust/corrosion

  • Dry heat

    • Uses high heat 350F

    • Damages heat sensitive items

Storage

Must be 1 directional workflow to reduce contamination

<p><span style="color: rgb(73, 23, 23);"><strong>Transport</strong></span></p><ul><li><p>Container w/ solid sides and bottom</p></li><li><p>Biohazard label</p></li><li><p>Separate dirty from sterile instruments</p></li></ul><p><span style="color: rgb(73, 23, 23);"><strong>Cleaning</strong></span></p><ul><li><p>Clean before sterilization (debris intefere w/ sterilization)</p></li><li><p>Use automatic cleaning methods</p><ul><li><p>Ultrasonic cleaning baths</p></li><li><p>Instrument washers/ disinfectors</p></li></ul></li><li><p>Manual cleaning</p><ul><li><p>Use utility gloves/ eye, mask, gown</p></li></ul></li></ul><p><span style="color: rgb(73, 23, 23);"><strong>Packaging</strong></span></p><ul><li><p>Inspect, dry, package, place in sterilizer</p></li><li><p>Don’t overload or overlap </p></li></ul><p><span style="color: rgb(73, 23, 23);"><strong>Sterilization</strong></span></p><ul><li><p><strong>Autocalve (steam + pressure) </strong></p><ul><li><p>Distilled water → Air evac via dynamic (preferred) air removal or gravity displacement </p></li><li><p>4-6 mins + 20 min drying</p></li></ul></li><li><p><strong>Unsaturated chemical vapor</strong></p><ul><li><p>Use chemical vapor instead of steam</p></li><li><p>Reduces humidity and rust/corrosion</p></li></ul></li><li><p><strong>Dry heat</strong></p><ul><li><p>Uses high heat 350F</p></li><li><p>Damages heat sensitive items </p></li></ul></li></ul><p><span style="color: rgb(73, 23, 23);"><strong>Storage</strong></span></p><p>Must be 1 directional workflow to reduce contamination</p>
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Sterility assurance

Chemical indicators

  • Doesn’t prove sterilization was successful

  • Tells you if conditions were reached

Biological indicators (BIs)

  • Spore test

    • geobacillus stearothermophilus

    • bacillus pumilus

  • Highest level of sterility assurance

  • Test weekly


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Dental water quality

  • Safe drinking — Managed by EPA

  • Must be ≤ 500 CFU/mL for drinking water

    • CFU = colony forming units

  • Have a separate water reservoir

  • Biofilm can still develop inside of dental unit waterlines even if you’re using distilled/ sterile water


Chemical treatment/ products

  • Remove biofilm via shock treatment

  • always follow manufacturer’s instructions for use (IFU)

2 types of treatment

  • Treatment cartridges (release active ingredients to disinfect)

  • Filter devices (removes solids)

    • Filters help remove microorganisms as it exits the waterline. Does NOT remove biolfilm


Surgical procedures

  • Only use sterile solutions (coolants/ irrigants)

  • Sterile tubing/ bulbs


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Principle 4: Limit spread of blood/ infectious substances

  • PPE, cleaning, disinfecting, limit touching while wearing medical gloves, manage waste


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Environment surface disinfection

Housekeeping surfaces

  • Floors, walls, sinks

  • Lower risk of disease transmission

  • Clean/ disinfect if visibly contaminated

Clinical contact surfaces

  • Surfaces contaminated with droplets, oral fluids etc

  • Must be barrier protected/ cleaned/ disinfect between each patient

  • No barriers = use low level disinfectant or intermediate level w/ tuberculocidal claim


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Exposure management

  • Occupational exposure is preventable

  • Qualified healthcare provider (QHCP) - evaluates and treat infectious disease

Postexposure management program

  • Must be in every dental facility


Post exposure management

Step 1 - Immediate first aid

  • Wash the area

  • don’t use antiseptic or milk the wound


Step 2 - Report the incident

  • Report to designated person

  • Person completes form (source patient, nature of exposure)


Step 3 - Discuss w/ source patient

Step 4 - Referral

  • Refer to QHCP to treat exposed person

Step 5 - Medical evaluation and follow up

  • Test for disease and followup depending on results (type of exposure, amount of fluid, infectious status, susceptibility)

  • HBV - vaccinate if unvac, treatment within 24 hrs, if vac but no response, no action needed

  • HCV - no vaccine

  • HIV - Give HIV PEP within 2 hrs