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roots of american gov
enlightenment
england
enlightenment
an awakening of human potential
end of 1400s - start of 1700s
scholars began searching for answers by themselves (“dare to know!”)
john locke ideas about government
natural rights
social contract
popular sovereignty
social contract
people give up a small portion of natural rights to gov in order to let gov protect the rest of natural rights
popular sovereignty
consent of the governed - government gets its power from the people
england
americas mother country, influenced by tradition
magna carta (1215)
written contract stating that from then on, kings + government of England had to obey the law just like everyone else → limited power of English kings
how did magna carta influence American gov?
americans incorporate idea of “limited government” in their gov
republicanism
electing representatives to make laws for the people
democracy
rule by the people
participatory democracy other term
direct democracy
direct democracy other term
participatory democracy
participatory/direct democracy
people vote directly on laws or policies themselves, instead of having elected representatives make the decision for them
pluralist democracy
interest groups compete to influence government policy (interest group tries to convince gov to make policies the way they want it)
elite democracy
when a few powerful, wealthy corporate leaders have more influence on policy than the average citizen
articles of confederation
americas first government
a direct reaction to government that colonists had under England’s monarchy
very strong state governments, weaker federal gov
problems of articles of confederation
bad financial situation after war - had to pay soldiers, war debt, + military expenses + support country’s needs — but couldn’t tax Americans directly
no army - only state militias → shays rebellion
shays rebellion
Massachusetts needed money to pay off war debt + run new gov → raised state taxes → farmers couldn’t pay debt/taxes → state courts threatened to seize their property → farmers rebelled against state gov → US had no federal army, could not crush rebellion effectively
weaknesses of articles of confederation (1)
9 out of 13 states had to agree to pass a law, all states had to agree to amend articles → made it hard to change much
national congress could not tax people directly
national gov could not raise an army
weaknesses of articles of confederation (2)
no national court system
conflicting state currencies
national congress could not regulate commerce
federalists
believed articles of confederation needed to be changed in a major way
believed national gov should be most powerful and state govs should be weaker
anti-federalists
believed that articles of confederation were too weak, but wanted to fix it instead of replace it
believed national gov should be weaker and state govs should be powerful
constitutional convention (1787)
federalists drafted a new constitution → required a lot of compromises (great compromise, 3/5ths compromise, electoral college compromise, compromise on importation of slaves)
great compromise
compromise between small and large states
all states got 2 senators, regardless of population
number of representatives in house in each state based on population
3/5ths compromise
agricultural, southern states wanted slaves counted in populations to give them more power in house
northern states did not want this
→ compromised by making each slave count as 3/5ths of a person
electoral college compromise
compromise to satisfy small states
a states electoral votes equal number of senators plus the number of house of representatives (no matter how small a states population is, it will still have 3 electoral votes)
compromise on importation of slaves
10 of 13 states had already banned import of new slaves into US
3 states left (georgia + carolinas) threatened not to ratify constitution if importing slaves was banned
compromise → congress would ban importation of slaves starting in 1808
implied powers
powers not explicitly stated but inferred from enumerated powers and necessary + proper clause
mcculloch v maryland (1819) background
congress created 2nd BUS + opened branch in Baltimore → Maryland did not want BUS there bc would compete with their state banks → Maryland put large tax on BUS hoping to drive it out of business → mcculloch (branch manager) refused to pay → Maryland sued → SCOTUS
mcculloch v maruland issue
does congress have authority to charter (create) a bank?
can a state tax the US?
mcculloch v maryland holdings
yes, for congress to carry out its enumerated power of regulating commerce, its necessary + proper for congress to create a bank
no, a state cannot tax national gov bc of supremacy clause
16th amendment
congress can levy an income tax
14th amendment
grants birthright citizenship, guarantees equal protection under the law
10th amendment
powers not dedicated to federal gov by constitution, nor prohibited by it to states, are reserved for the individual states
state powers
plan setting/time for senator + representative elections
appoint electors to vote for president
police/reserve powers
state police/reserve powers
states can legislate for public health, safety, + morals of citizens
regulate commerce within a state (intrastate)
establish local governments
commerce
buying, selling, trading goods and services
gibbons v ogden (1824) background
state of NY grande steamship operator exclusive right to operate steamships on Hudson River, US congress granted exclusive right to operate on Hudson to different company
gibbons v ogden issue
can the US grant an exclusive right to operate on a river in the middle of a state?
gibbons v ogden holding
yes, national gov has right to grant exclusive right bc constitution gave national gov power to regulate interstate commerce
concurrent powers
powers that both state and national govs have (ex. taxing)
dual federalism/layer cake federalism
there should be a very strong boundary between powers of national gov and state gov
late 1800s - great depression (governments needed to work together to recover after great depression - part of new deal)
cooperative federalism/marble cake federalism
national and state govs share power and work together to solve issues (after great depression)
grant
also called grant-in-aid
allocation of federal funds to a state/local gov for some purpose
categorical or block
categorical grant
a grant given to state/local govs for a very specific purpose
block grant
a broad grant with few strings attached, given to state/local govs for broad categories such as education
federalism in supreme court
from great depression until 1990, supreme court generally expanded national govs authority at expense of the states (used commerce clause a lot to justify)
south dakota v dole (1987) background
in 1984, congress enacted legislation ordering secretary of transportation to withhold 5% of federal highway funds (transportation grants) from states that did not raise their legal drinking age to 21. south dakota had a drinking age of 19
south dakota v dole (1987) issue
can federal gov withhold part of a transportation grant from a state that doesn’t raise its drinking age?
south dakota v dole holding
yes, congress is authorized to make this law for general welfare of nation
US v lopez (1995) background
congress passed gun free school zones act of 1990 → lopez, 12th grade, brought loaded handgun to school→ got arrested + charged under GFSZA → congress said that their authority to make this law was commerce clause, lawyer argued wasn’t a commerce clause case
US v lopez holding
yes, GFSZA exceeds congress’ authority, possession of a gun in a school zone is not economic activity that has an effect on interstate commerce
federal revenue sharing
federal program lasting from 1972 to 1986 that sent money from fed gov to state/local govs to use as each gov saw fit
virginia plan
big states favored at constitutional convention, wanted bicameral legislature + representation based on each states population
new jersey plan
small states favored at constitutional convention, wanted one-house legislature + one vote per state
full faith and credit clause
states must recognize official laws, records, and court decisions of other states
marbury v madison
judicial review
brutus #1
Opposes the Constitution bc gives too much power to federal gov
Brutus fears a large republic will become disconnected from the people + Necessary and Proper Clause and Supremacy Clause will allow federal power to expand
federalist #10
Argues that factions are unavoidable but can be controlled in a large republic. A large and diverse nation makes it harder for one faction to gain enough power to oppress others.
federalist #51
Explains checks and balances and separation of powers. Because people and politicians naturally pursue their own interests, government should be structured so that “ambition counteracts ambition.”
federalist #39
Explains why the Constitution is republican and federal. It is republican because power comes from the people, and federal because power is divided between the national and state governments.
federal negative
the idea that the national government should have some power to override or veto state laws that conflict with national interests