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government
the institutions and procedures through which a land and its people are ruled
autocracy
a form of government in which a single individual rules (ie.dictatorship)
oligarchy
a form of government in which a small group of landowners, military officers or wealthy merchants controls most of the governing decisions
- group of individuals that makes the decisions for everybody
democracy
a system of rule that permits citizens to play a significant part in the governmental process, usually through selection of key public officials
direct democracy
each person has a vote and a say
indirect democracy
elect delegates (US)
constitutional government
a system of rule in which formal and effective limits are placed on the powers of government
- least restrictive/limits on our government
- what we have in the US
- ex Bill of Rights
authoritarian government
1 individual/group that makes decisions in a way to control and maintain the status quo
- politics at it dirtiest
totalitarian government
- most restrictive kind
- total opposite of constitution
- ex: Hitler
politics
conflict, struggle, cooperation, and collaboration over the leadership, structure and policies of government
rational principle
- all political behavior has a purpose
- governments respond to what people want
- government is instrumental; everything is done with a purpose
- concerned with individuals needs and responses
institutional principle
institutions structure politics, rules by which the decisions that are made matter, and institutions affect decisions
- concerned with problems that are recurring and the institutions that can help
institutions
procedures and rules that provide incentives for political behavior
jurisdiction
the institution has authority
agenda power
the control over what a group will consider for discussion
veto power
the ability to defeat something even if it has made it on to the agenda of an institution
"set the agenda or veto it"
delegation
the transmission of authority to some other official or body for the latter's use (though often with the right of review and revision)
principal-agent relationship
the relationship between a principal and his or her agent. this relationship may be affected by the fact that each is motivated by self-interest, yet their interests may not be well aligned
transaction costs
costs that go with the relationships within the institution
collective action principle
bargaining, informal and formal
- concerned with group needs and responses
free riding
enjoying the benefits while others absorb the costs
public goods
goods that may be enjoyed by everyone -- parks, roads, air
tragedy of the commons
over use of common materials
policy principle
political outcomes are the products of individual preferences, institutional procedures, and collective action
historical principle
how we got here matters.. path dependency
history helps explain:
- rules and procedures (voter rules and regulations - progressive era)
- loyalties and alliances (Jewish support of Democrats)
- history shapes current viewpoints (current Syrian refugee crisis)
why are the principles important?
they are the lens which help us understand politics
tea introduced
1714
the molasses act
English Parliament 1733
- imposes heavy duties on molasses, rum and sugar imported from non British islands
- protects the english planters from their French and Dutch competition
english declares war on spain
1739
- hostiles break out between Florida, Spaniards, and Georgia
5 groups that had a huge stake in political life
-new england merchants
-southern planters
-royalists (pro-Britain)
- shopkeepers/ artisans/laborers
-small farmers
iron act
1750
-by english parliament
-encourages iron production in the colonies
currency act
1751
-bans issuing of paper money by New England colonies
french and indian war
1754
- lead by George washington
- america wins over french
- builds fort necessity in Ohio
- washington surrenders at end
england declares war on france
1756
- french and indian war spreads to europe
- pilgrams: religious freedom
- colonists: money
england declares war on spain
1762
british then successfully attack spanish outposts
sugar act
- passed by english parliament
- passed to help pay for war debt and expenses
- increases the duties on imported sugar and other items such as textiles, coffee, wines, and indigo
- doubles the duties on foreign goods reshipped from england
currency act later
1764
- prohibits colonists from issuing any legal tender paper money
- unties colonists against act
stamp act
1765
- passed to offset the high costs of the british military organization in America
- for the first time americans will pay taxes directly to England
- all printed materials taxed
- now taxing the elite (those who read)
quartering act
1765
requires colonists to house british troops and supply them with food
repeal of stamp act
1766
showed that when people got together they were able to have an effect on england
boston massacre
1770
first time in 40 years that british troops have killed in a group of people that were just trying to gather to talk about what was going on
boston tea party
1773
- britain granted east indian company a monopoly on export of tea
- cuts off colonial merchants within the tea trade
- as a result, colonial activists disguised as Mohawk Indians and dumped 342containers of tea into harbor
- britain tightened down ($) on colonists
coercive acts and intolerable acts
1774
- passed by parliament
class the boston harbor until all taxes paid
- first continental congress meets in philadelphia to organize boycott english imports, creating embargo on exports and slave trade
american revolution begins
1775
- merchants, southern plantation owners, and royalists (top 3)
-shopkeepers/artisans/ laborers & small farmers complaining b/c they are being taxed too much
- once britain started the unfair trade and tax people stopped supporting
declaration of independence
1776
articles of confederation and perpetual union
1777
- first written constitution
- strong states weak federal government -- did not work!!
- limited the powers of the central gov
- each state only had one vote (all 13 states unanimous)
- articles gave no remedy for discrimination in commerce btw states
- no executive or judicial authority all commerce
- in essence, each state was an independent nation
treaty of paris
1783
- signed by US and britain ending the revolutionary war
- ratified by congress under articles of confederation
americans suffer from post-war economic depression
1786
- shortage of currency, high taxes, nagging creditors, bankruptcy
- high taxes on land
- the wealthy british and elite left america for canada, leaving small farmers and shopkeepers in charge of gov
annapolis convention
1786
- addresses the institutions of the constitution
shays' rebellion
1787
- daniel shay leads rebels to attach arsenal in springfield - unsuccessful
- shows that the american gov is NOT PREPARED AT ALL
- amid calls for a stronger central gov - First Constitutional Convention
- great compromise provided each state with an equal number of senators and the H of R was apportioned by compromise
three fifths amendment
provided that each slave would count for 3/5 of a person for purpose of apportioning representatives
why is this history important
sets the stage for why the constitution is drafted the way it is
- institutions and rules are created allowing for trial and error of political structures
- individuals reacted rationally to the actions of the colonists and the british
- colonists acted so they could solve many issues within the collective action principle
federalists
- individuals that support a STRONG central gov
- generally ppl w money like
- constitution is good
representation (federalist)
should be "of" the people, serve long term public interests, representatives should be trustees (do what they think is in the best interest)
tyranny (federalist)
- too much power going to one group
- where we take power that is not ours
- really bad in gov
- our constitution is written so this doesn't happen
governmental power
avoid unwarranted limits on government (oppose bill of rights - scared it would weaken the fed gov)
anti - federalists
support states having their OWN CONTROL
- small farmers, frontiersmen, debtors, shopkeepers
- government should be close to the people - elites are dangerous
- state governments need power and government - protects the right of the individual
representation (anti-federalist)
representatives should be delegates (do exactly what the people want)
tyranny (anti-federalists)
danger in gov becoming controlled by the elite
governmental power (anti-federalists)
waned to limit the federal gov
compromise
constitutional convention of 1787 led to the ratification of the constitution
- ratification is found in the constitution Art VII - conventions of 9 states
checks and balances
each branch is ale to participate in the other branch/all interact
legislative branch
-article I
- the most important branch/supreme branch
-house and senate can veto each others bills
bicameralism
- 2 houses (stop tyranny of majority)
necessary and proper clause
congress has power to make all laws necessary and proper to carry them out
expressed powers
powers are specifically stated in the constitution
supremacy clause article VI
all laws passed by National Government are superior
executive branch
-article II
- the president
- single executive - energy allows for quick decisions
- indirect election of president and the president's veto power- limitations on central gov
- head of army, navy, overseas staff
judicial branch
- article III
- very brief
- the courts
- establishes only a supreme court, inferior courts' and the courts' jurisdiction (resolve conflicts under constitution, laws, and treaties)
judicial review
the courts have the power to say the actions of the other 2 branches are unconstitutional
sovereignty
the ability for each government to have supreme and independent political authority
ex:
arkansas laws have sovereignty, texas laws don't have sovereignty over arkansas
why is federalism important?
POWER
expressed power
power expressly given to federal government (Art I Sec. 8)
implied powers
all of those powers that are necessary to carry the expressed powers out are powers too
reserved powers
found in the 10th amendment which states that powers are not specifically delegated to the national government or denied to the states; these powers are reserved for the states
police power
power reserved for the government to regulate the health, safety, and morals of its citizens
- not found in the constitution
home rule
power to run local government without interference from the state government - not found in constitution
- states have to pass on their own
concurrent powers
the authority possessed by both state and national governments such as the power to levy taxes, hold people in jails, build and maintain roads
- when there is a conflict between national and state concurrent powers, the resolution favored national supremacy
full faith and credit
requires the each state normally honor the public acts and judicial decisions that take place in another state
ex: child support
privileges and immunities clause
states cannot discriminate against someone from another state or give its own residents special privileges
ex: alaskan oil fields
state government vs. national government
federalism is a tug of war between those seeking more uniform national standards and those seeking more room for variability from state to state
dual federalism
before 1930s america had a 2-layer system of government
- states and local governments in control
mcculloch v. maryland
1. can congress charter a bank? YES
2. can may land tax a federal bank? NO
- supreme court created "implied" powers and federal laws are supreme law
cooperative federalism
- after 1930s there is now a "supportive" relationship between the state and the national governments
categorical grants-in-aid
money given for a specific purpose
project grants
competitive
formula grants
each state gets an amount
regulated federalism
1960s-present
- national gov sets minimum standards/policies and the state governments modify and administer policies (social welfare)
- ADA, No Child Left Behind
what is an unfunded mandate?
direction from the federal gov telling the state gov what to do without any money attached
new federalism
nixon and reagan's attempt to bring back traditional federalism where states have more authority over policy
- block grants provided states with large amounts of funds to use at their discretion
marbury v. madison
1800s
prior to 1803, the judicial branch had no power
- POWER OF JUDICIAL REVIEW
- courts have the ability to review the acts of the legislature and declare those acts unconsitutional
commerce clause
gives Congress the power "to regulate commerce with foreign nations, and among the several states, and with the Indian tribes."
How do we ratify an amendment?
• House and Senate - 2/3 vote
• Majority of legislatures - ¾ of state