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Attributes of Negotiation and Mediation
collaborative
non binding w/ability to litigate
confidential (no public access)
less complex/fewer rules
less expensive
resolution decisions created by parties
faster dispute resoltion
Arbitration and Litigation attributes
adversarial
binding decisions
public
complex/more rules
more expensive
resolution imposed
parties lose control
SLOW
Negotiation is a - - process among disputing parties for the purpose of - on a future action by - or - parties or a - -
conflict resolution
agreement
one or all parties
or a 3rd party
Negotiation
conflict resolution process among disputing parties for the purpose of agreement on a future action by one or all parties or by a 3rd
Consistent elements of every negotiation
communication among only the interested parties
good faith bargaining
efficient process for dispute resolution
produces a final agreement acceptable to all parties
goal setting and measuring by all parties
3 common styles/approaches used when engotiating
positional bargaining
collaborative problem solving
principled negotiation
Positional bargaining aka
distributive bargaining
Collaborative problem solving is also called
cooperative problem solving
Positional bargaining style is said to be a - style
win at all costs
Consequences of positional bargaining
parties adopt zero sum attitude
encourages adversarial approach
bargaining becomes about self-empowerment of each party to the detriment of the other side
becomes more about intimidation to gain larger distributive share
Process for positional bargaining style
establish and announce to the other side an exaggerated version of the claim
defend your exaggerated demand or claim vigorously
compromise only if necessary and as little as possible
negotiations will break down unless position of at least one party changes
Pros of positional bargaining
everyone in N. America is familiar with it
requires very little prep
Cons of positional bargaining
not based on legitimate interests or needs of the parties
if no party compromises, the negotiation breaks down
parties interests and needs are lumped together in the defence of a position
promotes ego centred posturing
Results of positional bargaining
leads to inequitable resolutions that depend on each parties initial position
Prime example of positional bargaining
spousal arguments in a divorce
Collaborative problem solving
compromise that allows all sides to win something
Consequences of collaborative problem solving
echoes moral mandate of treating others the way we want to be treated
encourages cooperative approach
bargaining becomes about cooperation of each party with the other to come to a common consensus
negotiation becomes about cooperating to work toward a common goal
Process for collaborative style
serves all parties interests
integrates all parties interests and needs
seeks mutually beneficial solutions
Collaborative style focuses on
reciprocal full disclosure of relevant information
all parties concerned with interests of all other parties
dealing collaboratively and cooperatively with all matters
Pros of collaborative style
all sides can win something
Cons
lose power
forceful people perceive this as a sign of weakness
perceived as settler and opposing side expects you to give up
time consuming
Example of collaborative style
ON collaborative family law initiative for low conflict cases
Principled negotiation was developed by
Roger Fisher and William Ury
Principled negotiation applies what 5 key principles
separate the people from the problem
get parties to focus on interests, not positions
invent solutions/options
ensure use of objective criteria
BATNA/WATNA
Step 1: separate people from the problen
move parties from focusing on past issues - get them to refocus on clarifying their needs and future interests
How to separate people from the problem
promote respectful verbal and NON verbal communication
results in separating present negotiation from past cycle of blame
Things good listeners believe
listening to others is important
everyone has something valuable to say
feelings are as important as facts
when they really listen they help increase self esteem
that the speaker should control the conversation
people are capable of solving their own problems
When separating people from the problem get them to use this pronoun instead of “You” statements
I statements
Position
what a party wants from the negotiation
Interests/Needs are
what the underlying reason is for the want
How to get parties to focus on interests, not positions
explore each party’s hopes, expectations and aspirations related to their fears and concerns
understand the frame of reference for each side
Invent resolution options
create problem solving options that lead to integrative solutions for the mutual gain of all parties
How to invent resolution optins
be flexible, create, analyze each sides priority list
Ensure the use of objective criteria
don’t allow one side to dominate
use reliable, objective, identifiable, and measurable criteria
How to ensure use of objective criteria
use objective, indisputable third party parameters/data to verify any party data presented
Pros of Principled Negotiation
separates the relationship from the substance and avoids misunderstanding
preserves parties ongoing relationship
fast, efficient negotiated resolution
sets fair and measurable outcomes which can be tested
Cons of principled negotiation
demands a lot of advance preparation