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CH 13 - Public Policy: People_The Policy-Making Process, Education Policy, Welfare Policy
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PolicyMaking - Problem Identification
Develop an understanding of how we must think about and address a particular problem.
Identify a systemic agenda, in which issues are commonly perceived as involving matters within governmental authority.
EX) Problem w/poverty
PolicyMaking - Policy Formulation
Clarify general ideas about specifically defined problems & developing strategies for dealing w/ these problems.
Institutional agenda setting
PolicyMaking - Implementation
Public policy must be put into effect by gov
Identifying appropriate agency to implement program is crucial at this stage, & budgetary policy plays major role
PolicyMaking - Evaluation
Policies must be ______ for effectiveness
Good ______ can allow for a rethinking of the policy and of the strategies employed.
EduPoli - Gilmer-Aiken Laws
Through the first half of the 20th century, public edu was largely local affair
Schools were funded by local taxes and decisions were made at the local level
Many school systems were chronically short of funds as a result
Est in 1949 & est framework for education policy in TX
EduPoli - Desegregation
In Brown v. Board of Education (1954), the U.S. Supreme Court ruled that state-imposed segregation in schools violated the equal protection clause of 14th Amendment.
Desegregation was hampered by political opposition.
De facto segregation remains a problem.
EduPoli - Equal protection clause
The district court ruled TX school finance system unconstitutional under the U.S. Constitution’s _______, but decision was overturned on appeal to the U.S. Supreme Court in 1973
EduPoli - San Antonio v. Rodriguez (1973)
Involved the constitutionality of using property taxes to fund public schools.
Posed question of equitable funding
District court ruled TX school finance system unconstitutional under U.S. Constitution’s equal protection clause, but choice was overturned on appeal to the U.S. Supreme Court in 1973
EduPoli - Edgewood ISD v. Kirby (1989)
Considered whether funding public schools through local property taxes fulfilled the Texas Constitution’s provisions.
What constituted an “efficient system of free public schools”?
TX Supreme Court held that the funding system was in violation of the state constitution, touching off political firestorm.
In 2016, the TX Supreme Court acknowledged that the system was “Byzantine” and “undeniably imperfect.” court held that existing system meets the minimum constitutional provisions for the “general diffusion of knowledge.”
EduPoli - Robinhood Plan
Through 1990s & into 2000s, legislature responded w/ various funding plans
In one, the so-called ________, funds were to be transferred from rich to poor districts
General revenue monies are now used to address some inequities of system
Funding in public edu is still unresolved to some degree
Long-term decline in % of general state revenues allocated to public edu compared to local revenues from property taxes
EduPoli - Educational Excellence & Accountability in TX
In 1980s, TX debate was part of a larger national debate over edu
State legislature est Select Committee on Public Education (SCOPE)
In 1983, SCOPE presented 140 reform recommendations
Essentially centralized edu policy in state
2nd round of debate in 1995 led to new reforms focused on local control & school accountability
Gave more discretion to local school districts to achieve state-mandated edu goals
Reform movement in public edu in TX face issue controversy:
Accountability through testing
School choice
Statewide assessment standards
School accountability
Testing to promote academic excellence is no longer center stage
EduPoli - Vouchers
____ increase competition & student/parental choice
Criticisms are that _____ will encourage middle- & upper-class students to leave poor students in low-funded schools behind
EduPoli - Charter Schools
_______ are private companies that have a charter (contract) w/gov to provide edu services
Criticism: _______ will drain $ from public schools
EduPoli -Increased Funding
There is a 3rd alternative to current edu policy: Spend more $
Supporters of _________, argue that TX schools fail bc they are woefully underfunded
Salaries of teachers r too low, & state regulations on curriculum & classroom r too great
Spending more to get better teachers is seen as solution to problem of public edu
While public is generally in favor of increased expenditures going to public edu, support splits along partisan lines
WelfarePoli - New Deal
Origins of modern welfare policy lie in FDR’s _____
Social Security Act of 1935 transformed welfare policy in US
States administered & determined the benefit levels for a series of welfare programs, but in exchange for fed assistance in funding, programs had to meet certain minimum fed guidelines
Department of Public Welfare was est in TX in 1939 to run the state’s various public assistance programs
WelfarePoli - Medicaid
TX welfare policy was transformed in the 1960s.
In 1960s, new fed programs aimed at poverty proliferated
In 1965, U.S. Congress est _____.
Johnson’s “War on Poverty” expanded social service programs for poor
WelfarePoli - Supplemental Security Income (SSI)
In 1972, the federal _____ program was est
Between 1967 & 1973, participation rates & welfare expenditures in TX skyrocketed
EX) # of children on Aid to Families with Dependent Children (AFDC) during this time rose from 80,000 to 325,000
Welfare Poli - Temporary Assistance for Needy Families (TANF)
In 1996, the federal Personal Responsibility and Work Opportunity Reconciliation Act was passed.
Several programs were combined into __________.
WelfarePoli - Affordable Care Act (ACA): Individual Mandate, pre-existing conditions, Medicaid expansion
In 2010, Congress passed the _________, often known as Obamacare, and transformed the debate over health care policy.
The _____ required individuals to obtain health insurance or pay a penalty, and it expanded Medicaid
individual mandate penalty was eliminated in 2019
act also increased coverage for preexisting conditions and expanded medical insurance
complicated U.S. Supreme Court decision in 2012 rejected the insurance mandate but upheld the tax penalty, & held that states could not be forced to expand Medicaid
Layer cake federalism
Dual federalism
Laws that are made to collect a tax or fund a program
Appropriations
A metaphor for federalism where the layers of a cake signify the separate spheres in which the federal and state governments operate and have power.
Layer cake federalism
Final step of the policy process in which the efficacy of a policy is determined:
Policy evaluation
Regulates schools, issues licenses, and in charge of elections, establish local governments, regulates in-state trade, in charge of the police
State level
Federal grants that can be used only for specific purposes by state and local governments
Categorical grants
Government program that provides medical and health-related services for low-income parents, children, and the disabled.
Medicaid
States prefer these
Block grants
During the policymaking process, when a plan of action is executed by an agency or agencies, what important step has taken place?
Policy implementation
A form of federal aid given directly to the states, which a state or local education agency may spend as it wishes with few limitations.
Block grants
Requirements that direct states or local governments to comply with federal rules under threat of penalties
Mandates
Marble cake federalism
Cooperative federalism
State-appropriated funds to cover the costs of educating students with special needs.
Categorical aid
A system of governance where federal and state governments share power and collaborate on certain issues. An interlocking federal system in which the national government might work with state government on certain programs.
Cooperative federalism
Policies made to deal with issues that the people think are important, or that apply to the people
Public policy
Puts policy into effect by enforcement through the appropriate government agency:
Policy implementation
The states and the national government must work together to solve complex common problems
Cooperative federalism
A doctrine that emphasizes a distinction between federal and state spheres of government authority
Dual federalism
_______________________ is the analysis of policy and its impact upon the problem; judging the effectiveness of the policy and making adjustments if necessary.
Policy evaluation
The 10th Amendment creates a sphere of power for the states that the federal govenrment should not intrude upon
Dual federalism
A movement promoted by the Republican Party that favored devolution, or the transfer of powers from the national government to the states.
New federalism
Federal law is supreme over state law
Supremacy clause
Government program that provides benefits based on need.
Means Based program
Doctrine holding that the national government is supreme in its sphere, the states are supreme in theirs, and the two spheres should be kept separate
Dual federalism
Type of government where states and a central government share power.
Federal
Medicaid provides public health assistance for those that are:
Low-income
A movement promoted by the Republican Party that favored devolution, or the transfer of powers from the national government to the states.
New federalism
Type of government where states and a central government share power.
Federal
Money given to the states by the national Government to address an issue
Grants-in-aid
Highest educational agency in a state, regulating the state's system of education.
State board of education
Doctrine holding that the national government is supreme in its sphere, the states are supreme in theirs, and the two spheres should be kept separate
dual federalism
A metaphor for federalism where the layers of a cake signify the separate spheres in which the federal and state governments operate and have power.
layer cake federalism
During the policymaking process, when a plan of action is executed by an agency or agencies, what important step has taken place?
policy implementation
Final step of the policy process in which the efficacy of a policy is determined:
Policy evaluation
The 10th Amendment creates a sphere of power for the states that the federal govenrment should not intrude upon
dual federalism
a form of federal aid given directly to the states, which a state or local education agency may spend as it wishes with few limitations.
Block grants
Laws that are made to collect a tax or fund a program
Appropriations
Federal grants that can be used only for specific purposes by state and local govenrments
Categorical grants
Requirements that direct states or local governments to comply with federal rules under threat of penalties
Mandates
What has been the major goal of the government’s education policy?
Ensure equal access to education
independent, innovative, outcome-based, public schools, started by a group of teachers, parents, or others who obtain a charter from a local school district, a state, or the federal government.
Charter schools
Government program that provides benefits based on need.
Means Based program
state-appropriated funds to cover the costs of educating students with special needs.
Categorical aid
Marble cake federalism
cooperative federalism
Social welfare in the United States began with:
New Deal
funds allocated to parents that they might use to purchase education for their children from public or private schools in the area.
Voucher system
A system in which power is divided between the national and state governments
Federalism
various proposals that would allow parents to choose the schools their children attend.
school choice
What is federalism?