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40 Terms

1

Approaches to the study of politic 

Task 1

Philosophical tradition: Analytical study of ideas and doctrines central to political thought. Applying normative questions→ judgments + values

Empirical: a dispassionate and impartial account of political reality, based on observation and experiment; empirical knowledge is derived from sense data and experience.

Behviouralism: Objective and quantifiable data with which hypotheses and patterns could be tested. Based on the basis of observable behavior, providing quantifiable data for research.

EX→ Voting behavior, behavior of legislators, politicians and lobbyists 

Rational choice: Making models based on procedural rules and taking into account the rational decision and behavior of parties involved (Like a puzzle, deciphering actions of all players: game theory similarity)

New institutionalism: Set of rules that guide or constrain the actions of individuals

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Five regimes in modern world

Task 1

  1. Western liberal democracies

    1. Free and fair elections

    2. Individualism 

  2. Illiberal Democracies (turkey & venezuela)

    1. Blend authoritarian and democracy

    2. Legitimized by nationalism/populism→corruption, fishy things happening behind the scenes

  3. East Asian Regimes : economy → Japan + tigers

    1. Confuianism->community

    2. Economic goals>political goals

  4. Islamic Regimes + based on faith and religion (Iran)

    1. Autocracy like 

    2. Quaran taken as law

  5. Military Regimes 

Military gunta, dictatorship, behind the scenes(brazil, military as big lobbyist)


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the three world typology

Task 1

  1. A capitalist “first world” → Industrialized Western regimes (economically)

    • Practiced liberal democratic politics 

  1. A communist “second world” → Largely industrialized and capable of providing citizens material needs 

    • One party states dominated by comm parties 

  1. A developing “third world” → Less developed Africa, Asia and Latin America that were economically dependent on the former two and suffered from widespread poverty

    • Authoritarian and governed by monarchs, dictators or the army  

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Liberalism types: task 2

Liberalism

  • Ideology of the industrialized West 

  • Early liberalism→ Aspirations of rising industrial middle class

Meta-Ideology→ higher or second-order ideology that lays down the grounds on which ideological debate can take place.

Features: Individualism, Freedom, Reason, Equality, Toleration, Constitutionalism, Consent (free elections)

Classical Liberalism

  • Extreme form of individualism

    • Possessive individualism→ Owe nothing to society or other individuals  

Belief in “negative liberty” →non-interference, or the absence of external constraints on the individual→ Unsympathetic toward the state and government

 Believe that government is a ‘Necessary evil'' → Tom Pain

  • Necessary to est. order and security + contract

  • Evil as it limits freedoms and responsibilities of the individual 

Modern Liberalism

  • Support for “big government” → Interventionist gov (economic management and social regulation)

    Freedom means→ ability of the individual to gain fulfillment and achieve self-realization.

  • Personal development and flourishing of the individual

  • State intervention in welfare→ Enlarge our liberties → Protect individuals from “social evils” 

  • ML support for government intervention is limited → only for the weak and the vulnerable (who really need it ) 

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Conservative types task 2

Conservatism

  • Stood in defense of traditional social order

Features:

Tradition, Pragmatism, Human imperfection (at fault), Organicism, Hierarchy, Authority, Property

Paternalistic Conservatism

The powerful and propertied inherit a responsibility to look after the less 

  • Principles→ Organicism, hierarchy and duty

One-Nation Principle→ unity and inclusion of all citizens within a single nation, focusing on common values, interests, and a shared sense of identity while minimizing divisions or disparities among different groups.

  • Disposition towards social reform 

The New Right

Combination of neoliberalism and neoconservatism

Neoliberalism→  ‘roll back the frontiers of the state’, belief that unregulated market capitalism will deliver efficiency, growth and widespread prosperity

  • Private enterprise over state enterprise 

  • The individual and the market 

Neoconservatism→ restore authority and return to traditional values, notably those linked to the family, religion and the nation

  • Shared values and culture = social cohesion and civilized existence 

  • Against multicultural and multi-religious societies → conflict ridden and unstable (Insular nationalism) 

  • Against supranational bodies (threatening)

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Socialism types task 2

Socialism

Abolish capitalist economy based on market exchange and replace with socialist society a Principle of common ownership

Features: Community, Fraternity, Social Equality, Need, Social class, Common ownership 


Marxism

Karl Marx and Friedrich Engels (1820–95) 

  • Bourgeoisie exploitation of the proletariat 

Classical Marxism —> Importance of economic life → the conditions under which people produce and reproduce their means of subsistence

Societal change arises from→  internal contradictions within the economic system 

  • particularly through class conflict→ collapse of capitalism is inevitable due to the exploitation of the proletariat by the bourgeoisie.

Orthodox Communism

Marxism-Leninism→ Marxism modified by a set of Leninist theories and doctrines.

Leninism→  his belief in the need for a ‘vanguard’ party to raise the proletariat to class consciousness.

Neo-Marxism

  • Human beings are the makers of history and not puppets under control

  • Humans have the capacity to shape their own destiny

Ideological Hegemony→ capitalism was maintained not merely by economic domination, but also by political and cultural factors (embedded into society???)

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Social democracy task 2

Social Democracy

A balance between the market and state and the individual and the community

  • Acceptance of capitalism as the only reliable mechanism for generating wealth

  • Desire to distribute wealth in accordance with moral principles instead of market principles


New social democracy

Mixing old style social democracy with attractive parts of neoliberalism 

Features

  1. Socialism idea → embrace globalization and international competitiveness by building up education and skills 

  2. Liberal ideas of equality of opportunity and meritocracy 

  • Endorse welfare reform

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Anarchism task 2

Political authority in all its forms (especially the state) is evil and unnecessary

Stateless society where individuals manage their own affairs through agreement and cooperation 

  • Mix of liberalism and socialism 

    • Liberal aspect → Individualism and maximizing liberty and choice 

    • Socialism aspect→ Cooperation, equality and common ownership

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Facisim task 2

Defined by what it opposes→ Anti-capitalism, anti-liberalism, anti-individualism, anti-communism

Core theme→ Organically unified national community 

  • Strength through unity→ The individual is nothing 

  • Individual identity is  absorbed into the community 

  • New Man→ hero, motivated by duty, honor and self-sacrifice, prepared to dedicate his life to the glory of his nation or race, and to give unquestioning obedience to a supreme leader.

  • Mussolini’s fascist dictatorship in Italy (1922-43)

  • Hitler’s Nazi Germany (1933-45)

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Feminism task 2

  • Societies is characterized by sexual or gender inequality

  • Structure of male power should be overturned 

Schools of thoughts 

Liberal Feminism→ core goal is equal access for women and men to the public realm, based on a belief of genderless personhood.

  • Liberal feminists→ Legal and political equality with men→ equal access to the public realm

Socialist Feminism→ seeks to restructure economic life to achieve gender equality, based on links between patriarchy and capitalism.

  • Socialist feminist→ equal rights are meaningless unless women also enjoy equality in terms of economic power (equal pay)

Radical Feminism→ Gender divisions are the most politically significant issues in society 

  • Societies, historical and contemporary, are characterized by patriarchy 

  • Call for Sexual revolution→ Restructure personal, domestic and family life 

  • Racial feminists→ Equality in family and personal life

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Green ideology

Reflects concerns about damage to the natural world by increasing pace of economic development and concern for declining quality of human existence and survival of human species 

Ecosocialism→ environmental destruction in terms of capitalism’s rapacious desire for profit

Ecoconservatism→ cause of conservation to the desire to preserve traditional values and established institutions

Ecofeminism→ origins of the ecological crisis in the system of male power

  • Men are less sensitive than women to natural processes and the natural world.

By highlighting the importance of ecology→  develops an ecocentric world-view that portrays the human species as merely part of nature

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Cosmopolitanism task 2

  • Ideological expression of globalization

  • Belief in cosmopolis→ “world state”

  • Cosmopolitanism goal→ global social justice

    • Political community redefines people as “global citizens” rather than to a particular state

Types

Political cosmopolitanism→ Establish global political institutions 

Moral cosmopolitanism→ World is a single moral community 

  • People have obligations to all other people in world

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Religious fundamentalism task 2

Religious Fundamentalism

Core Idea→ Religion cannot be limited to private sphere it’s proper expression is in politics and core of society “Politics is religion”

  • Arises in deeply troubled societies → societies afflicted by crisis of identity

Islamic Fundamentalism→ ‘Islamic Revolution’ in Iran + Middle East and parts of north Africa and Asia

Christian Fundamentalism→ USA 

Hindu Fundamentalism and Sikh Fundamentalism→ India

Buddhist Fundamentalism→ Sri Lanka and Myanmar

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Populism task 2

Definition→ Populist politicians claim to support/represent the common people in the face of ‘corrupt’ economic or political elites.

  • Politicians will claim directly to the people 

Core idea→ Society is divided into: “Pure people” and “Corrupt elite” 

  • “The people” →  have the only moral worth in politics, classification of “the people” is exclusive and does not actually include everyone

  • Corrupt elite→ Institutions they’re against (usually liberal ones) 

  • Populism usually provides a space for xenophobic characters and discriminatory sentiments to be held 

    Resurgent Nationalism

  • Rise in nationalism as response to globalization and its economic, cultural and political changes 

    • Rise in populism goes hand in hand→ anti globalization and anti-elite sentiments 


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Approaches to political economy task 3

Classical and neoclassical political economy

unregulated market economy tends towards long-run equilibrium\

  • Based on laissez-faire→ leaves the economy alone and the market is left to manage itself

  • based on liberal assumptions of human nature → idea that individuals, as rationally self-interested creatures are the key economic actors

    Enterprise capitalism

State-centric political economy

Build up a state’s wealth, power and prestige by developing a favorable trading balance through producing goods for export while keeping imports low (state capitalism)

Marxist political economy

  • Portrays capitalism as a system of class exploitation

  • Social classes as key economic actors 

    • Social class determines where they stand in terms of “means of wealth” (social capitalism)

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Globalization task 3

Definition: reduction of political borders but also that divisions between people previously separated by time + space became less significant and irrelevant + homogenization as cultural, social, economic and political diversity  

Economic globalization

  • All economies absorbed into some interlocking global economy 

  • Reduced ability for national governments to manage economies and resist economic restructuring bc of free-market 

Cultural globalization

  • Information, commodities and images enter a global flow and “flatten” cultural differences 

  • Transnational companies (McDonalds, Starbucks) and global commodities 

  • Needs to be careful not to erode cultures 

Information revolution → satellite communication, telecommunications networks, information technology and the internet, and global media corporations

Political globalization

  • Transnational organizations that exercise jurisdiction in an international area (several states)

    • UN, NATO, The EU, the World Bank, IMF, WTO

    • Can take action without giving up national sovereignty 

  • Promotes internationalism and world government

Rise of neoliberal globalization

  • Began with European state scramble to colonize Africa and Asia 

  • Policies such as→  free trade, the liberalization of capital markets, flexible exchange rates, balanced budgets

  • Widens inequality and causes social breakdown because of rolling back of welfare provisions

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Blame for 2009 market crash task 3

Regulators, investors, bankers and policymakers provided “rationale” for risk actions…

  • Made bankers believe pursuing self-interest would advance the wellbeing of society 

  • Made regulators believe pursuing neglectful policies the private sector would flourish and all would benefit 

Mortgage Brokers

  • Didn’t care about making good mortgage

Low- or No Documentation loans→ Maximizing transaction costs to generate revenue 

  • Short term loans were useful because they had to be refinanced and were prone to risk of not being refinanced 

  • Invented by some mortgage brokers who wanted to prey on inexperienced people

Regulators

  • Should have recognized the inherent risk in doing this 

  • They worked had to make sure that appropriate regulations weren’t adopted 

Corporate Governance laws are to blame→ regulations and guidelines that dictate how companies are managed and controlled

  • failures were often due to inadequate oversight and regulatory loopholes, which allowed companies to engage in unethical practices and financial fraud

The Economists

  • Provided arguments on convenience of the financial market for self serving purposes

  • Provided models on unrealistic assumptions of…

    • Perfect information

    • Perfect competition

    • Perfect markets 

In reality→ A slight deviation from these assumptions destroyed their data

Central banks sole focus on fighting inflation

  • Argued that low inflation was best for stable growth and security 

    • Result→ little attention was played to the financial structure 

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Approaches to political culture task 4

The civic-culture approach

blend of activity and passivity on the part of citizens, and a balance between obligation and performance on the part of government.

The Marxist approach

  • Ideas and culture are determined by “economic base”

  • Culture is class-specific→  members of a class share the same experiences and have a common economic position and interests, they are likely to have broadly similar ideas, values and beliefs

The conservative approach

  • See political culture as→  “traditional values and beliefs” that have been passed down from earlier generations which provide a cultural bedrock

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Theories of media task 4

Pluralist model

Definition→ portrays the media as an ideological marketplace in which a wide range of political views are debated and discussed

  • Portrays media positively → Ensuring “informed citizenry”...

    • Enhances the quality of democracy

    • Power checks the government 

EX→ Washington post investigation into watergate scandal→ Nixon resignation


Dominant-ideology model 

  • Portrays media as politically conservative force that’s aligned to interests of economic and social elites that promotes political compliance/passivity among the masses 

  • Ownership determines political views the mass media perpetuates 


Elite values model

Focus on→ mechanism through which media output is controlled

Two versions of EV model

  1. Anti-socialist and politically conservative views are most mainstream

  • Their senior professionals are well-paid and generally from middle-class backgrounds.

  1. Views of university-educated liberal intellectuals are the most mainstream

  • Advanced by conservatives

Market model

  • Newspapers and television reflect, rather than shape, the views of the general public.

  • Connected with profits of media outlets→ “give the people what they want” to not risk ratings 

    • EX→insulated from commercial and advertiser pressures but, the tyranny of ‘ratings’ is increasingly evident.

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Impact of media task 4

The media and political leadership

Media transformation due to→ growing interest in the personal live and private conduct of senior political figures→ at the expense of serious and ‘sober policy and ideological debate

  • “Selling” politics

  • Elections as “horse races”

  • The greater the media attention the greater political leverage


Culture of contempt

  • Media impact on political culture

  • Creates a climate of “corrosive cynicism” → harmful form of skepticism 

    • Disenchantment and lack of trust in government and politicians 

      • Effect EX→ Declining voter turnout and falling party membership 

  • Systematic and relentless negativity in the media surrounding politics → taken the place of legitimate criticism 


Policy making in media age

  • Media impact on policy making process

Two ways:

  1. 24/7 news has made a 24/7 government expectation→ little time for analysis of a situation for

Greater reliance on media→ Media sets political agenda and direction of policy making

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Theories of representation task 5

Trustee model

Trustee→ Person who acts on behalf of others using superior knowledge, better education or greater experience

  • Representation is a moral duty→ those with the good fortune to possess education and understanding should act in the interests of those who are less fortunate

Delegate Model

Delegate→ person who is chosen to act for another on the basis of clear guidance and instruction; delegates do not think for themselves.\

  • EX→ Sales representatives and ambassadors 

  • Supports politicians sharing the same views as the people they represent 

  • Initiatives and recall to give public more control over politicians 

    • Initiatives→ type of referendum through which the public is able to raise legislative proposals.

    • Recall→ process whereby the electorate can call unsatisfactory public officials to account and ultimately remove them

Mandate model

Modern politicians→ seen as foot soldiers for a party, and are supported because of its public image or programme of policies

“Doctrine of the mandate” → idea that in winning an election, a party gains a popular mandate that authorizes it to carry out whatever policies or programmes it outlined during the election campaign.

  • Politicians don’t carry out their personal view → carry out Party views and policies 

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Functions of elections task 5

Recruiting politicians 

  • Elections are principal source of political recruitment (democratic states) 

  • Elections not typically used to fill posts that require specialist knowledge

Making governments 

Political executive is directly elected→ Only kind of elections that directly make the government (only in US, Russia, France, Venezuela)

Providing representation

  • Elections are means through which demands are channeled from the public to the government 

  • Initiatives and recall→ Main way effective means are carried out 

    • Not many other

Influencing policy

  • Elections deter government from pursuing unpopular or radical policies 

  • Policy outlining is usually so narrow → little policy significance 

  • Special case: Single dominating issue→ will influence policy

Educating voters

  • Elections inform people on parties, candidates, policies, the current government’s record, the political system

    • Educated only on provided information

  • Politicians want to persuade instead of educate→ Provide distorted information

Building legitimacy

  • Election provide justification for the system of rule 

  • Campaigning→ Puts elections ar a ceremonial status of importance 

  • Elections mobilize active consent 

Strengthening elites

  • Way for elites to manipulate and control the masses

  • Political discontent and opposition→ can be neutralized by elections that channel them in a constitutional direction

  • “Trick” the people into thinking they have control or power over the government

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Electoral systems task 5

Majoritarian systems→ the candidate with the most votes takes the seat this way provides majoritarian representation.

Proportional Representation systems→ distribution of seats in a legislative body is determined proportionally to the number of votes each political party or group receives in an election


Single-member plurality (majoritarian voting system): awards one seat per district to the candidate with the most votes, even if they don't have a majority. It often leads to a two-party system.

Second ballot (majoritarian) system: holding a second round of voting when no candidate in the initial election receives a majority. It aims to ensure the winning candidate has majority support, typically between the top two candidates.

The Alternative Vote (AV) or Supplementary Vote (majoritarian voting system): where voters rank candidates in order of preference. If no candidate receives a majority, the lowest-ranked candidates are eliminated, and their votes are redistributed until a candidate secures a majority.

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Theories of voting task 5

Party-Identification model

Based on→ psychological attachment that people have to parties “party loyalty”

Sociological model

Links→ voting behavior to group membership

  • Voting pattern that reflects economic and social position of the group that they belong to 

Rational-choice model

  • Voting attention on the individual separate from socialization and the behavior of social groups 

  • Voting is a rational act→ Individuals vote on their own self interest

Dominant-ideology model

  • Individual choices shaped by process of ideological manipulation

  • Individuals interpret their position depending on how it has been presented to them through education (what they were taught/ingrained to believe)

    • Influences of media

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Functions of political parties task 5

  • representation: Primary function of parties.

  • elite formation and recruitment Parties of all kinds are responsible for providing states with their political leaders.

  • goal formulation Political parties have traditionally been the driving force behind governments' goal-setting by formulating plans and programs to gain public support. 

  • interest articulation and aggregation  Political parties play a crucial role in expressing and combining different interests within a society as they work to create common goals.

  • socialization and mobilization Political parties are vital in shaping public understanding and beliefs through internal debates, campaigns, and electoral competition. 

  • organization of government. Political parties play a crucial role in governing modern societies. 

  • →In parliamentary systems, the majority party typically forms the government, ensuring cooperation. 

  • →In presidential systems, the executive can leverage party unity for influence. 

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Functions of Assemblies task 6

Legislation

  • Assemblies and parliaments legislative pwr→ authoritative and binding laws 

Representation

  • Assemblies are a representative link between government and the people

Scrutiny and oversight

  • Overtime have become scrutinizing bodies→ Role to deliver accountability or responsibility

Recruitment and training

  • Assemblies are usually where future leading politicians make their debut in politics 

Legitimacy

  • Promote the legitimacy of a regime→  by encouraging the public to see the system of rule as ‘rightful’

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Functions of committees task 6

  1. Detailed consideration of legislative measures and financial proposals

  • relieve chambers of some legislative burden 

  • More thorough examination than is possible on floor of the house

  1. May be set up to scrutinize government administration and oversee the exercise of executive power

  • Permanent and specialized (rival executive in terms of knowledge and expertise)

  • US→ Standing committees

  1. ad hoc committees may investigate matters of public concern

  • EX→ Irvin committee (watergate scandal)


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Assemblies in decline? task 6

Disciplined political parties 

  • Mass membership parties weakened assemblies 

    • Parties becoming main way of representation (through the doctrine of the mandate)

    • Party loyalty (function as debating chambers)

Big government 

  • Growth of government role (social welfare and economic management) 

    • increase in the size and status of bureaucracies 

    • greater emphasis on the process of policy initiation and formulation

    • ‘big’ government has meant that government policy is increasingly complex and intricate

      • higher premium on expertise, possessed by ‘professional’ bureaucrats than by ‘amateur’ politicians

Lack of leadership

  • Too many political representatives with power

    Interest group and media power

Rise of interest groups:

  • Provided the public with diff. Form of representation

    • popular grievances, and giving expression to the concerns and aspirations of particular groups→  in public debate that previously took place only in parliamentary chambers

  • More prominent in policy formulation 

    • As representation of “affected groups”

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Purpose of a constitution task 6

Empowering states 

  • Mark existence of a state

  • Make claims of sphere of independent authority 

Can be said: “No constitution, no state” → they lack formal jurisdiction over a particular territory, or a governing apparatus that can effectively exercise that jurisdiction.

  • EX→ India independence (1947), Adoption of federal constitution (1950)

Establishing values and goals 

  • Embody a broader set of political values, ideals and goals

    • Can’t be neutral→ always intertwined with ideological priorities 

  • Creators invest their regime with→ set of unifying values, a sense of ideological purpose and a vocabulary that can be used in the conduct of politics.

Providing government stability

  • Formalize and regulate the relationships between political bodies

  • Provide a mechanism through which conflicts can be adjudicated and resolved 

  • Institutional powers 

Protecting freedom

  • Devices for est. and maintaining…

    • Limited government→ Government operating within constraints, usually imposed by law, a constitution or institutional checks and balances.

    • Defining civil rights and liberties (bill of rights)(negative and positive rights)

Fundamental freedoms→ freedom of expression, freedom of religious worship, freedom of assembly and freedom of movement

Legitimizing regimes

Two dimensions:

  1. Existence of a constitution is almost a prerequisite for a state’s membership of the international community and for its recognition by other states

  2. Build legitimacy within a state through the promotion of respect and compliance amongst the domestic population

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Functions of the executive task 7

Ceremonial leadership

  • “Stand for the state” → Give state authority a personal form

Formal and ceremonial duties→ state occasions, foreign visits, international conferences, and the ratification of treaties and legislation.

  • Non exec presidents and constitutional monarchs sometimes charged with this while other execs carry out day-to day

Policy making leadership

Key function of an executive→ Direct and control the policy process (govern)

Popular leadership

  • Popularity of executive is crucial to the regime and its stability 

    • Mobilize public support and cooperation

    • Legitimizes regime 

Bureaucratic leadership 

  • Overseeing implementation of policy (bureaucratic and administrative responsibilities) 

    • Organized along departmental lines

      • Senior ministers having responsibility for particular policy areas

      • Bureaucrats engaged to administer those areas

      • Policy coordination→ cabinet system
         

Crisis Leadership

  • Ability to take swift and decisive action

    • Domestic or international crisis→ Execs. get near dictatorial powers in times of war 

Emergency powers→ when confronted by: natural disasters, terrorist threats, industrial unrest and

civil disorder (domestic)


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Theories of leadership task 7

A natural gift

  • Traditional view is leadership is a rare but natural gift 

  • Leadership is an individual quality 

  • Extreme form→ Fascist leader principle (Führerprinzip)

    • Single supreme leader (always male) alone capable of leading the masses to their destiny 


A sociological phenomenon

  • Leaders are “created” by socio historical forces → Vehicle through which historical forces are exerted 

  • Marxism→ Historical development structured by economic factors 

  • Political leadership is product of collective behavior 

    • Crowd psychology→ leaders influenced by masses, not other way around 


An organizational necessity 

  • Leadership as a technical, rational bureaucratic device 

  • Organizational device that emerged out of necessity for coherence, unity and direction

  • Goes hand in hand with bureaucracy 

    • Modern large-scale organizations require specialization, which, in turn, gives rise to a hierarchy of offices and responsibilities

    • Legal rational authority 


A political skill

  • Leadership is a skill that can be learned and practiced 

  • Akin to art of manipulation 

Rhetoric→art of using language to persuade or influence; rhetoric can imply high-sounding but essentially vacuous Speech.

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Styles of leadership task 7

Laissez-faire

  • Reluctance of the leader to interfere in matters outside his or her personal responsibility

  • Hands off with cabinet and department management 

    • EX→ Reagan White House, and the relatively slight interest that Reagan took in the day-to-day workings of his administration. 

Transactional

  • Hands on style

  • Motivated by pragmatic goals and considerations 

    • maintenance of party unity and government cohesion

    • strengthening of public support and electoral credibility


Transformational leadership

  • Leader is inspirer or visionary 

  • Motivated by strong ideological convictions 

  • Mobilize support within government, parties, public to realize leaders personal goals 


Populism and leadership

  • Shaped by anti politics 

  • Leaders claim of “Authenticity” in politics 

  • Advertising their difference→ claim that they are real people and not “manufactured” politicians 

  • Portray themselves as “political outsiders” 

    • Donald trump is prime example 

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Theories of decision making task 8

Rational actor models

  • Based on economic theories drawn from utilitarianism 

    • Public choice theories 

“Economic man” → Stresses self-interested pursuit of material items in terms of utility (measure of satisfaction, based on the quantity of pleasure over pain (usually) derived from material consumption)


Incremental models 

Incrementalism→ theory that decisions are made not in the light of clear-cut objectives, but through small adjustments dictated by changing circumstances.

  • Decisions made on inadequate information + low levels of understanding 

    • Discourages innovative and bold thinking 

  • Policy making is an exploratory process

  • Operate in existing framework→ adjust position a bit after feedback 

  • No clear goals 

Bureaucratic organization model

  • Highlight how processes influence product 

Contrasting-related decision making model:

  1. Organizational process model→ Impact decisions have on values, assumptions and regular patterns of behavior in a large organization

  • Decisions reflect the image/culture of the organization (government)

  1. Bureaucratic politics model→ Impacts on decisions through bargaining between personnel and agencies pursuing different interests 

Belief system models 

  • Decisions based on beliefs and ideology

    • Highlights how behavior is structured by perception (value influence understanding) 

  • Unconscious action usually 

    • Don’t realize how your beliefs influence your perception of right and wrong)

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Stages in policy process task 8

Policy initiation

  • This structures all following debate, discussion and decision making 

  • Defining certain problems as issues and by determining how those issues are to be addressed.

  • Policy can originate from any part of political system 

  • “bottom up” pressures for policy initiation→strikes, riots, and natural disasters to stock market crashes in foreign states and investment decisions made by transnational corporations.

Policy formulation

  • Elaboration and analysis of problem/issue to develop policy proposals

  • Translation of broad proposals into specific and detailed recommendations 

  • Filtering out proposals 

  • Reduces range of actors involved in the policy process 

  • Job of the “insiders” (gov officials, advisers, politicians etc.)

Policy implementation

  • Large gap in decision and delivery 

  • Implementers (Civil servants, local gov officers, teachers, doctors, police officers) may have better “street view” of how policy will work in the real world 

    • “Bottom up” policy analysis

Policy evaluation

  • Feedback stage

  • Decisions being made about the maintenance, succession or termination of the policy in question.

  • Allows for revision

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Functions of bureaucracy task 8

Administration

  • Implement or execute law and policy 

Examples:

  • Implementation of welfare and social security programs.

  •  Regulation of the economy.

  • Granting of licenses.

  • Provision of information

  • Advice to citizens at home and abroad.

  • Size of bureaucracies linked to the broader responsibilities of government

Policy advice 

  • Chief source of policy information and advice available to government

Top-level civil servants (have daily contact with politicians and are expected to act as policy advisers)

Middle-ranking and junior-ranking civil servants (deal with more routine administrative matters)

  • Policy made by politicians, advice given by bureaucrats 

Articulating interests 

  • Not a formal function 

  • Articulate and aggregate interests 

    • Bureaucracies in contact with interest groups during policy implementation  

    • They can turn into clients of the bureaucracy 

      • Clientelism→ relationship through which government agencies come to serve the interests of the client groups they are responsible for regulating or supervising.

      • Can benefit by maintaining consensus 

      • Can interfere with public duties of civil servants 

Political stability 

  • Provide a focus of stability and continuity in political systems 

    • Depends on stability of government

  • Absence of public scrutiny→ corruption

  • Permanence→ arrogance and insularity or bias in conservatism 

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Organization of the bureaucracy  task 8

  • Organized on basis of purpose or function

    • Departments, ministries and agencies charged with responsibility for particular policy areas:

      • Education

      • Housing

      • Defence

      • Drug control

      • Taxation

Centralism or decentralism

Decentralized bureaucracy→ Distributes administrative authority across multiple levels, empowering local entities for independent decision-making within defined parameters, fostering flexibility and efficiency.

  • USA→  The federal bureaucracy operates under the formal authority of the president as chief administrator. However, it is so diffuse and unwieldy that all presidents struggle to coordinate and direct its activities

Centralized Bureaucracy→ Concentrates administrative authority and decision-making within a single central authority. This structure aims to streamline control and coordination but may limit flexibility and responsiveness to local variations.

Remaking the bureaucracy 

Job of government is to ‘steer’ not to ‘row’ →  government works best when it concerns itself with policy-making and leaves the delivery of services or policy implementation to other bodies acting as agents of the state

Executive agencies→ body that (usually) operates within a government department but enjoys a significant measure of managerial and budgetary independence.


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How can bureaucrats be controlled? task 8

Strategic position

  • Modern states are structured in a way that offers considerable scope for civil service influence

  • Access to information and are able to control its flow to their ministerial bosses

    • They decide what to tell and what not to tell 

  • Association with interest groups strengthen their position 

    • Emergence of… policy networks, which tend to be relatively impervious to influence from the public or elected politicians

Logistical relationships 

  • Operational relationship and distribution of advantage between ministers and civil servants

  • Ministers are supposed to be masters—Bureaucrats, their subordinates 

Other way around:

  • Politicians outnumbered by leading bureaucrats

  • Politicians and civil servants have differently structured jobs 

    • Politicians come and go

    • Civil servants are permanent

  • Full time policy advisers–Ministers, part time departmental bosses (other responsibilities)

Status and expertise 

  • Certain status and respect is given to civil servants 

  • Stems from expertise and special knowledge 

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How can bureaucrats be controlled? Task 8

Political accountability 

  • State bureaucracies can be made accountable to the political executive, the assembly, the judiciary or the public

Executive:

  • Doctrine of ministerial responsibility→ Ministers alone are responsible to the assembly for the actions of their officials and the policies pursued by their department

Legislative:

  • Ensure that bureaucrats are politically accountable 

    • US→ The US Congress

      • scrutinizes the presidential budget→ Constitutional authority to provide funds for the various executive departments and agencies. 

      • Gives congressional committees the opportunity to probe and investigate the workings of each department, scrutinize their estimates, and expose cases of maladministration and misappropriation.

Judicial:

  • In systems where administrative law is enacted

    • Administrative law→ Law that defines the power and functions of the executive organs of the state.

Public:

  • Ombudsman system→ Individual grievances can be redressed 

    • Rarely operates with force of law→ lack means of enforcement 

Politicization 

  • Recruit the senior bureaucracy into the ideological enthusiasms of the government of the day

    • Blurs politics and administration distinction 

    • Blurs politicians and public official distinction

    • Administration changing with the president/government 

    • Ensures higher level of loyalty and commitment

    • Bad tho, instills biases and such 


Counter Bureaucracies

  • Structures designed to support or assist politicians or act as a counterweight to the official bureaucracy

  •  Use of political advisers (outsiders) 

  • Multiple institutions put in place to share ministers workload and help advise 

  • Counter-bureaucracies compensate for the imbalance in the relationship between amateur, temporary and outnumbered politicians and their expert, permanent and professional officials

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Why are politics declining? task 10

Uninspiring party politics

  • Shift from programmatic political parties → “Catch all” parties

    • De-ideologization→ left and right becoming detached from their ideological roots

    • Lost sense of purpose + direction

    • Not providing basis for supporter emotional attachment to party  

  • All politicians look and sound the same 

    • All trying to appeal to same pool of voters→ centrist bias (center-left and center-right)

    • Abandoning the major issues their party focuses on → shift to less meaningful debate 

Declining capacity to deliver 

  • Capacity of political actors to bring about promised change 

  • Reflects national governments narrowing span of control

Two ways:

  1. Spread of neoliberalism

  • Regards political involvement in matters of economics and social exchange as non-legitimate 

  • Economy should be depoliticized

  • Economic and social reform (nationalization, social welfare, wealth redistribution) unlikeable in mainstream politics 

  1. Globalization

  • Economic interdependence→ No state is unaffected by the other’s financial crisis 

  • Global market affects national/domestic economic decisions 

    • Rising demands and expectations 

Media negativity

Culture of contempt

  • Media impact on political culture

  • Creates a climate of “corrosive cynicism” → harmful form of skepticism 

    • Disenchantment and lack of trust in government and politicians 

      • Effect EX→ Declining voter turnout and falling party membership 

  • Systematic and relentless negativity in the media surrounding politics → taken the place of legitimate criticism 

Act as Clickbait→ Curiosity- provoking headlines found in digital media which are designed to encourage people to click through to linked content

Growth of consumerist politics 

  • Consumerist attitudes and instincts applied to politics

  • Citizens are more demanding of politics and politicians while becoming less and less engaged

Two possibilities:

  1. Society of free riders→ enjoy all the benefits of citizenship (schools, roads, free speech, economic progress, public order, and so forth) without accepting the associated costs, and, especially, without bothering to political involvement in matters of economics and social exchange as non-legitimate 

  2. Society frustrated at politics and its leaders → Because politics has failed to deliver the unreasonable demands 

Cultural and social developments:

  1. First, decline of deference. Responding to the expansion of educational opportunities and other factors, this has led to the adoption of more questioning attitudes towards authority, affecting politics, the family, the workplace and society at large. 

  2. Second, linked to burgeoning affluence, there has been a growth, particularly among younger people, of ‘post material’ values. By shifting the focus of politics away from narrowly economic issues, postmaterialism has raised the profile of ‘quality of life’ issues such as women’s rights, gay liberation and environmental protection, which the conventional party system, accustomed to traditional left/right thinking, often struggles to accommodate. 

  3. Third, the erosion of levels of social capital has led to a rise in individualism and a faltering sense of civic and political duty. This has been reflected not only in declining voter turnout, but also in falling attendances at public, town and school meetings 

  4. Fourth, the spread of liberal social values has generated a backlash among those left behind by cultural changes (such as gender equality and the advance of multiculturalism) that they deeply reject. Particularly affecting non-college-educated white men in Western societies, this has generated hostility towards a political system that seems to ignore some of their deepest concerns 

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How to mend? task 10

More democracy 

  • Placing ALL political bodies with policy-making responsibilities on an elective basis 

  • Widening the use of referendums and other forms of direct democracy

  • Introducing proportional representation 

  • Shortening electoral terms

  • Introducing rules on political funding and campaigning that ensure fair inter-party competition

  • Democratizing parties by strengthening the role of grass-roots members or supporters 

  • Democratizing the economy by introducing workers’ control self-management. 

Scaling down politics 

  • Withdrawing from or abolishing regional or international bodies that operate on supranationalism 

  • Ensuring superiority of national law (over international law) 

  • Reconstructing state on basis of federalism 

  • Devolution in unitary states OR strengthening power of devolved bodies 

  • Bolstering local government power→ ensuring it enjoys fiscal (monetary) independence 

Reviving citizenship

  • Citizenship education become a core of school/college education

  • Compulsory community service 

  • Compulsory military service 

  • Making voting compulsory

  • Incorporating equal treatment and participation into law 

  • Bill of rights that works with est. international framework of human rights 

  • Strengthening awareness of diverse pluralistic nature of modern societies 

Rebuilding equality 

  • Introduce or reintroduce economic planning (expansion of public ownership??)

  • Inr. public spending + allow public borrowing to expand and inject growth into economy 

  • Make tax system steeply progressive 

  • Tighter controls on banking and financial sector of the economy 

  • Expand the welfare state + better funding for public services and benefits system

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