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Act of State Doctrine
In international law, a theory that each government's actions are autonomous and not subject to judicial review by courts of other countries
Bilateral Treaty
A treaty between 2 countries
Brief
A document prepared by lawyers on the appeal of a case to provide the appellate court with a summary of the case and issues involved
Citation
A name given to an abbreviated description of a case; example: 355 F. Supp. 291
Civil Law
Law affecting the private rights of individuals
Code for Federal Regulations (CFR)
Series of volumes carrying the enactments of all federal regulations
Common Law
Originally the law of England after William the Conqueror; now non-statutory law and the law found in judicial precedent
Constitution
A document containing basic rights of a society and the structure of its government; cannot be changed without the approval of the society's members
Criminal Law
Laws on wrongs against society
Equity
Portion of the law that originated to afford remedies when money damages were not appropriate; now courts can award money, equity, or both
Executive Order
Laws of the executive branch; set policies for administrative workers and contracts
Injunction
Equitable Remedy in which courts order or enjoin in a particular activity
Jurisprudence
The philosophy of law
Justice Theory
Theory of jurisprudence that allows only those laws that offer fairness, equality, and opportunity
Multilateral Treaty
A treaty between several nations
Natural Law Theory
Laws/principles that exist without being written; supreme laws that cannot be circumvented; also known as Divine Command Theory
Order Theory
Theory of jurisprudence that provides that only laws that serve to create and preserve order are valid; allows laws that control behavior or provide conduct guidelines
Ordinance
Laws of a city, town, or county
Party Autonomy
Rights of parties to determine privately their choice of law
Power Theory
Theory of jurisprudence that the law is whatever those in charge say the law is; "law comes from power"
Private Law
Law of contracts and intrabusiness law such as personnel rules
Procedural Law
Law that provides means for enforcing law
Public Law
Law passed by some government agency
Stare Decisis
"Let the decision stand;" doctrine of following or distinguishing case precedent
Substantive Law
Law that gives rights and responsibilities to individuals
Uniform Commercial Code (UCC)
Adopted in 49 states governing sales contracts for goods, commercial paper, security interests, documents of title, and security transfers
Uniform Law
Series of laws drafted by groups of business people, law professors, and lawyers; adopted and codified by states to help attain a more uniform commercial law
United States Code (USC)
Statutory volumes of congressional enactments
Universal Treaty
Treaty accepted and recognized by all countries; example: The Warsaw Convention on Air Travel
Blanchard-Peale Model
Model for resolution of ethical dilemma that asserts any proposed conduct must first be in compliance with the law
Categorical Imperative
Kant's Golden Rule; "Do unto others as you would have them done unto you"
Divine Command Theory
Also known as Natural Law Theory; law or principle of behavior that exists without being written without being circumvented
Ethical Culture
Ethical tone of a company that can be enhanced by factors such as having a code of ethics, a means for employees to report misconduct anonymously, and sanctions and terminations for those employees and officers who violate the law and company rules
Ethical Standards
Standards of behavior beyond legal requirements and grounded in various theories related to definition of ethics
Front-Page-of-the-Newspaper Test
An ethical model that requires only that a decision-maker envision how a reporter would describe a decision on the front page of a newspaper
Moral Relativism
Ethical theory holding that there is no absolute right or wrong and that right and wrong vary according to circumstances
Nash Model
A series of questions developed by business ethicist Laura Nash, that business managers should ask themselves as they evaluate their ethical dilemmas; model forces managers to seek additional perspectives as decisions are evaluated
Positive Law
Also known as codified law; law created and enforced by government entities
Rationalizations
Psychological tools used to achieve comfort with conduct that has ethical implications
Rights Theory
Theory that human rights cannot be infringed and the government's job is to enforce those rights
Sarbanes-Oxley Act of 2002
Act passed by Congress to restore public confidence and trust in the financial statements of companies
Social Contract
Implied understanding of appropriate conduct and interrelationships
Social Responsibility
Theory of corporate social responsibility under which managers serve society by being accountable to society, not shareholders
Stakeholders
Those affected by a business's decisions
Theory of Justice
School of ethical thought as the foundation for analyzing answers about ethical dilemmas
Tone at the Top
Tone of ethical culture set by actions of officers and executives that show they "walk the talk" about ethics
Utilitarianism
Also known as the greatest principle; requires individuals to act in the best interest of the most people
Wall Street Journal Model
A resolution of ethical dilemmas that consists of compliance, contribution, and consequences
Affirm
Action taken by an appellate court on an appealed case; the effect is that the court upholds the lower court's decision
Alternative Dispute Resolution (ADR)
Means other than litigation used to resolve disputes and claims; includes arbitration, mediation, and negotiated settlements
Answer
Pleading filed by the defendant in a lawsuit; contains the defendant's version of the basis of the suit, counterclaims, and denials
Appellant
The name on appeal for the party who appeals a lower court's decision
Appellate Brief
Lawyer's summation of issues of law and/or error for appellate court to consider
Appellate Court
A court of appeals or a court of review; a court whose function is to review the decision and actions of a trial court; does not hear witnesses; only reviews the transcript and studies the arguments and briefs of the parties
Appellee
The name on appeal for the party who won a lower court's decision; the party who does not appeal the lower court's decision
Attorney-Client Privilege
Protection of client's disclosures to his or her attorney; attorney cannot disclose information the client offers (exception if client tells attorney he is GOING to commit a crime); the confession of a crime already committed cannot be disclosed by the lawyer
Binding Arbitration
Arbitration from which there is no judicial appeal
Brief
Document prepared by lawyers on the appeal of a case to provide the appellate court with a summary of the case and the issues involved
Burden of Proof
The responsibility of the party for providing the facts needed to recover in a lawsuit
Class Action Suit
In civil law, a suit by a group of plaintiffs with the same claims; generally used in antitrust and securities lawsuits
Closing Argument
The summary attorneys give to the jury before it deliberates and after all the evidence has been presented
Complaint
The first pleading in a lawsuit; the document that outlines the plaintiff's allegations against the defendant and specifies the remedies sought; with respect to federal agencies, can also be a formal change of rules or statutory violations by a company or an individual
Concurrent Jurisdiction
Authority of more than one court to hear a case
Counterclaim
Pleading in a lawsuit in which the defendant makes allegations against the plaintiff in response to the plaintiff's complaint
County Court
Lesser trial court that hears smaller disputes and misdemeanor cases; for example, justice of the peace in court in many states
Cross-Examination
Questioning by opposing parties of a witness in court; defendant cross-examines plaintiff's witnesses and plaintiff cross-examines defendant's witnesses
Default
Judgment entered when the defendant fails to file an answer in a lawsuit
Defendant
The party who is alleged to have committed a wrong in a civil lawsuit; the charged party in criminal prosecutions
Deposition
Form of discovery in which witnesses or parties can be questioned under oath in recorded testimony outside the courtroom
Derivative Suit
Lawsuit brought on behalf of another through the other's rights; for example, a shareholder suing to enforce a corporation's rights
Direct Examination
Term that describes a party's questioning of that party's witness
Directed Verdict
Verdict entered by judge upon motion of a party after the presentation of either side's case; can be entered if the plaintiff has not met his burden of proof or if the defendant fails to rebut the plaintiff's case
Discovery
Process occurring before a trial that involves each side's investigation of the case, the evidence, and the witnesses; consists of depositions, interrogatories, requests for admissions and productions, and so on
Dissenting Opinion
In an appellate court's review of a case, an opinion written by a judge who disagrees with the decision of the majority of the court
Diversity of Citizenship
A term referring to a requirement for federal court jurisdiction that plaintiff and defendant must be citizens of different states
Exclusive Jurisdiction
Authority granted to only one court for particular types of cases
Federal Circuit
Geographic grouping of the federal district courts for purposes of appellate jurisdiction
Federal District Courts
The trial court of the federal system
Hearsay
Testimony about the statements of another; often inadmissible evidence in a trial
Hung Jury
Term used to describe a jury unable to come to a verdict
In Personam Jurisdiction
Jurisdiction over the person; type of jurisdiction court must require a party to appear before it
In Rem Jurisdiction
Jurisdiction over the thing; a method whereby a court obtains jurisdiction by having property or money located within its geographic jurisdiction
Instructions
Explanation of the law applicable in a case given to the jury at the end of the evidence and arguments
International Court of Justice (ICJ)
Voluntary court in the international system of law; nonbinding decisions
Interrogatories
Discovery tool that involves asking written questions that require response by parties in a case
Judge
Elected or appointed government official responsible for supervising trials, hearing appeals, and ruling on motions
Judgment NOV
Judgment non obstante veredicto: a judgment notwithstanding the verdict; a judgment issued by the judge after the jury has rendered a verdict; a trial court's reversal of a jury's decision on the grounds that the verdict was against the weight of evidence
Judicial Review
Review by appellate court of decisions and actions of a lower court to determine whether reversible errors in procedure or law were made
Jurisdiction
The concept of authority of a court to settle disputes
Justice of the Peace Court
Lower court generally handling traffic citations and other lesser civil matters
Lawyer
A licensed professional who serves as a representative for another in private negotiations and in judicial and other types of legal proceedings
Limited Jurisdiction
Specialty courts that have only limited authority over certain types of cases with distinct subject matter; example: probate courts have limited jurisdiction over probate matters only
Long-Arm Statute
Statutes in each state that allow the state courts to bring in defendants from outside the state so long as they have some "minimum contact" with the state
Mediation
Alternative dispute resolution mechanism in which a third party is brought in to find a common ground between the two disputing parties
Minimum Contacts
Standard used for determining in personam jurisdiction over residents outside the state of the court of litigation; nonresident defendants must have some contact with the state to justify a court taking jurisdiction
Minitrial
Method of alternative dispute resolution in which the officers of two firms in a dispute listen to the key evidence in a case to see if a settlement can be determined
Modify
An option for an appellate court in its review of a lower court case; an action that is something less than reversing a decision but something more than simply affirming it; for example, an appellate court could agree with the verdict but modify the judgment amount or the remedy
Motion for Judgment on the Pleadings
A motion made to dismiss a suit for failure by the plaintiff to establish a cause of action in the pleadings
Motion for Summary Judgment
A motion made for final disposition of a case in which there is no dispute of facts and only a dispute of law and its application
Nonbinding Arbitration
Arbitration in which the decision is not final, that is, the parties can still take the matter to court