VO 3+4 Parameterization I

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Last updated 5:08 PM on 6/29/26
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44 Terms

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What is not parameterization?

the dynamical core

(it solves numerically the fundamental/primitive equations of fluid dynamics)

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In wich aspects can model physics be divided in?

  1. Processes with fluid dynamic description, but that cannot be resolved by the model grid (zb turbulence) → subgrid processes

  2. Processes with no fluid dynamic description (zb radiation)

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What is dynamics?

abbreviation for “computational fluid dynamics”

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What is Parameterization?

Parameterization is to express something in terms of parameters. In mathematics, it is the process of finding parametric equations for a curve, surface, or manifold.

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What is model physics?

makes no sense, but has become an established term

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Which sub grid processes need to be parameterized?

Processes that occur on scales smaller than the model grid must be parameterized:

  • turbulence

  • convection (cumulus)

  • deep convection (cumulonimbus)

  • microphysics

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Resolution vs. effective resolution for local NWP, global NWP and Climate

Local: dx = 1-3 km → 10 km

Global: dx = 10-30 km → 100 km

Climate: dx = 50-150 km → 500 km

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What can local, global and climate NWPs resolve?

Local:

  • turbulence (within and above BL)

  • shallow convection, both dry and moist (cumulus)

Global:

  • deep convection (cumulonimbus)

Climate:

  • mesoscale convective systems (they’re not parameterized separately from deep convection)

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How many grid spacings are approximately required to a) obtain first useful information and b) fully resolve a wave?

a) about 4*dx

b) about 8*dx

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Which non-subgrid processes have to be parameterized?

  • ice, aerosols and their interactions with water

  • radiation

  • plants and other surface processes

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What are the key parameterizations of ECMWF?

  • clouds

  • deep and shallow convection

  • radiation

  • turbulent diffusion

  • surface heat fluxes

  • orographic and non orographic wave drag

  • chemistry

  • ocean processes

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Do all parameterizations follow universal principles or laws?

No. Every process can be parameterized in a lot of different of ways

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What are common approaches for parameterizations?

  • 1D column approximation

  • Scale separation

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Explain 1D column approximation

based on the assumption that the horizontal effects of processes can be neglected

→ simplifies problem conceptually and computationally

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Explain Scale separation

assumption that the spatial and temporal scale of a parameterized process is significantly smaller than the model grid spacing and time step

→ so we parameterize the mean net effect of the process on the grid box

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What are the core variables of NWP models and how are they summarized?

T, u, v, w, q, p

  • temperature

  • 3D wind

  • humidity

  • pressure

summarized as model state X

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On what does the dynamic tendency depend?

only on the core variables

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What is one of the main tasks of parameterization?

to quantitatively estimate the net effect of a process on the core variables

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What is the simplest case of parameterization?

Tendency X = dynamic tendency (X) + parameterized tendency (X)

X_(n+1) = X_n + Tendency X *delta t

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Why is physics–dynamics coupling complicated in real models?

Because models use many interacting parameterizations with additional prognostic variables (zb. cloud water, TKE, convective updrafts)

The parameterizations may:

  • depend on other prognostic variables

  • parameterized tendencies depend on other variables or tendencies of core/other variables

  • define and calculate the same quantities differently

  • use different grids and time steps than the dynamics

  • must also be coupled to the land surface and ocean

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Why can core variables also require parameterization? Give example

When their value is needed in between grid points

example: 2m Temperature & 2m Humidity

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What happens in sequential splitting?

Dynamics and physics are calculated one after another, the updated state from one process is passed to the next

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What happens in parallel splitting?

Dynamics and physics calculate their tendencies independently from the same initial model state

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Main characteristics for sequential splitting?

  • conservation is ensured

  • the order of parameterization has a significant effect → swapping order can lead to significantly different climate sensitivity within the same model

  • recommended to compute the fastest processes first

  • numerically less effective (waiting for the preceding process)

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Main characteristics of parallel splitting?

  • conservation issues , zb mass conservation

  • numerically more effective

  • requires a shorter time step to remain stable

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Lecture example liquid cloud fraction definition:

  • the fraction of a model grid cell that is covered by water clouds, defined in each vertical grid cell (3D field)

  • cloud cover is similar but over entire column (2D field)

  • liquid clouds are much simpler than ice, cloud droplets are commonly in thermal equilibrium

  • by assuming equilibrium → cloud fraction (almost) a sub grid process

meaning its value at a given model level is determined by the statistical distribution of moisture within the grid box rather than by a time-evolving prognostic equation

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What is an advantage of sub grid parameterizations?

Higher-resolution simulations can be used as reference truth

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How is a LES (Large Eddy Simulation) used as a reference truth for a parameterization?

  • it’s split into many individual slices, the statistical properties of the variables in the slice are used as input for parameterization

  • parameterized cloud fraction (cf) can be directly compared to cf of LES slice

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Types of parameterization for cf? (4)

  • all or nothing (used in LES)

  • relative humidity from Sundqvist

  • Beta PDF without skew (symmetrical)

  • Beta PDF with variable skew

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All or nothing assumptions, input variables, calculation, tuning parameters?

Assumptions:

  1. there is no subgrid-scale variability in moisture in the grid box (every point same moisture as box mean)

  2. the grid box is in thermal equilibrium

Input variables:

  • temperature

  • pressure

  • total moisture (= water vapor + cloud water {ohne ice})

Calculation:

  1. calculate saturation water content from temperature and pressure

  2. if total moisture >= saturation content

    1. then cloud fraction = 1 (100% bewölkt)

    2. else cloud fraction = 0 (0% bewölkt)

Tuning parameters: 0

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Relative humidity from Sundqvist assumptions, input variables, calculation, tuning parameters?

Assumptions:

  1. cloud fraction is a function of relative humidity (eta) and is 0 below a critical value

  2. wenn rh = 1, cloud cover = 1

Input variables:

  • temperature

  • pressure

  • total moisture (= water vapor + cloud water {ohne ice})

  • surface pressure

Calculation:

cfrel=11η1ηcritcf_{rel}=1-\sqrt{\frac{1-\eta}{1-\eta_{crit}}}

Tuning parameters: 3

  • in ICON there is a fourth parameter over the ocean (siehe Bild)

  • → C2 is critical value at surface, C1 and C3 determine how value eta_crit changes with height

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What is total water PDF parameterization?

replaces all or nothing with more physical approach

Assumption:

  • the distribution of total moisture (r_t) in the grid cell is described by an analytical distribution

  • there is a uniform saturation value throughout the grid cell (r_s=f(p_quer,T_quer))

cf=rsbPDF(rt)drtcf=\int_{r_{s}}^{b}PDF\left(r_{t}\right)dr_{t}

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Beta distribution

  • 4 degrees of freedom: min and max value (a,b), two shape parameters (p>0, p<0)

  • if p and q > 1 , it starts and ends at 0

  • advantage: doesn't go to infinity

  • symmetric when p=q

  • complicated formula

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Beta PDF symmetric closures, input variables, calculation, tuning parameters?

Two closures → two remaining degrees of freedom:

  • from (q-1)(p-1)=2 and p=q, p and q are given

  • only a and b remain undetermined

Input variables:

  • temperature

  • pressure

  • water vapor

  • cloud water

Calculation.

  • saturation value calculated from T and p

  • a,b determined iteratively

  • cloud fraction calculated from saturated area of distribution

Tuning parameters: 0

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Beta PDF with skewness closures, input variables, calculation, tuning parameters?

One closure, 3 remaining degrees of freedom:

  • (q-1)(p-1)=2

Input variables:

  • temperature

  • pressure

  • water vapor

  • cloud water

  • total water skewness

Calculation.

  • saturation value calculated from T and p

  • a,b determined iteratively

  • cloud fraction calculated from saturated area of distribution

Tuning parameters: 0

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Meaning of positive skewness

  • means there are small regions with very high total moisture

  • caused by convection

  • leads to a smaller cloud fraction for a given amount of cloud water

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Meaning of negative skewness

  • means there are small regions with very low moisture

  • less common

  • leads to a higher cloud fraction for a given amount of cloud water

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Meaning of no skewness

  • means that the distribution is symmetric, high values as common as low values

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What variables besides pressure, temperature, and humidity are needed, and how many tuning parameters exist?

  • "All or nothing": No additional variables

  • Relative humidity from Sundqvist: No additional variables, 3 tuning parameters

  • Beta PDF without skewness (Symmetric): Cloud water

  • Beta PDF with variable skewness: Cloud water, skewness of the total water PDF

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What is the most difficult aspect of Beta PDF?

  • they require additional variables

  • these variables can be obtained from LES in offline test, but in a model they must be provided by other parameterizations

  • cloud water would be provided by the microphysics parameterization

  • skewness is deduced by convection and BL parameterizations

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What is this?

cloud fraction in the LES slices

y-axis: LES cloud fraction

x-axis: total water vs. saturation

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Evaluation of the parameterizations against the LES cloud fraction:

  • Y-axis: Error in the parameterized cloud fraction

  • Errors are largest at relative humidity near 1

  • "All or nothing" performs poorly.

  • Relative humidity needs to be retuned for

    each grid size. The CMIP5 values had a very small mean error for 100x100 km boxes, but a relative absolute error of 100% (GSN2018)

  • The Beta PDF approach has much smaller errors, and the variable skewness provides an additional improvement

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Code example: diagnostic cloud fraction, stratiform liquid cloud

ccturb=(qv+qc+AΔqqsatBΔq)2cc_{turb}=\left(\frac{q_{v}+q_{c}+A\Delta q-q_{sat}}{B\Delta q}\right)^2

delta q: variance of the total-water PDF, determined by the turbulence scheme

A: tunable parameter, determines asymmetry of total water distribution

B: tunable parameter, scales the cloud cover for a determined PDF asymmetry (more or less clouds with same critical relative humidity, B=A+1 im code)

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Why so much code for something so simple?

  • lots of limiting things within safety margins

  • tuning parameters A and B adjusted on height

  • delta q adjusted for layer thickness

  • specific tweaking to enhance cloud fraction in stratocumulus region

  • adjusts cloud liquid water under specific conditions