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Transcription Initiation at Eukaryotic Promoters
Some Things to Keep in Mind
āAt most TATA and or Initiator Inr containing promoters
āāTranscription initiates and proceeds in one direction
āAt CpG island promoters
āāTranscription initiates in both directions
āāPolymerase stalls and falls off in one direction
āāTranscription proceeds in the other direction only
Textbook Note
āCurrent textbook has no good CpG island initiation figure
āFigure shown is from the 8th edition
RNA Polymerase II
āLoaded onto promoters by GTFs
āPauses downstream of the initiation site

CpG Island Near the Transcriptional Initiation Site of the Human APRT Gene
APRT Gene
āAPRT stands for Adenine Phosphoribosyl Transferase
CpG Island Location
āCpG islands are located near the transcriptional initiation site
āCG repeats are highly concentrated near the start codon
Relationship to Transcription
āThe start codon is located close to the transcription start site
āHigh CG density is associated with transcription initiation

CpG Islands and Gene Transcription
CpG Island Promoters
āCpG islands occupy the promoters of about 70 percent of vertebrate genes
āThese genes are often essential
āThey are transcribed at a low but constant rate
Chromatin Features
āCpG rich DNA contains fewer nucleosomes
āFewer nucleosomes make DNA easier to transcribe
Transcription Initiation
āAt CpG islands transcription initiates at any position within the island
āInitiation site is not precisely defined
āTranscription initiates in both directions
āTranscription proceeds only toward the Open Reading Frame ORF
āORF is the DNA region that codes for protein
Textbook Note
āDeamination and stability of methylated C in CpG islands in mammals is not important for this class

Bi Directional Transcription at CpG Islands
Experimental Approach
āRNA is labeled with Br UTP
āBr UTP is a UTP analogue
āLabeling is done after ChIP using an RNA Pol II antibody
āRNA is then sequenced
Results
āPlot shows intensity of transcription across the analyzed locus
āRNA synthesis initiates in both directions
Key Term
āTSS means Transcription Start Site

Meaning of the Results
Transcript Peaks
āTranscripts peak at approximately +50 and ā250
Interpretation
āRNA Pol II initiates transcription in both directions
āRNA Pol II then pauses before elongating further in the sense direction
Key Term
āTSS means Transcription Start Site

Meaning of the Experiment
CpG Island Transcription
āAt CpG islands equal numbers of RNA polymerase initiate in both sense and antisense directions
Sense Direction
āSense transcripts pause before elongating further
Antisense Direction
āAntisense transcripts pause at the opposite end of the CpG island
āThey do not continue transcription

Figure 8-12 Promoter Type Analysis
Genes Shown
āHsd17b12: Hydroxysteroid 17β Dehydrogenase 12
āRpl6: Ribosomal Protein L6
Question
āWhat type of promoter does Hsd17b12 have
āWhat type of promoter does Rpl6 have
Experimental Overview
āCells treated with formaldehyde to cross-link DNA and proteins
āChromatin sheared by sonication
āAntibody to RNA Pol II added
āPaused polymerase and nascent RNA captured
āPol IIāDNA complexes immunoprecipitated
āCross-links reversed
āDNA sequenced
What the Figure Shows
āRNA Pol II signal across each gene
āDirection of transcription initiation is visible
Interpretation
āBidirectional initiation ā CpG island promoter
āUnidirectional initiation ā TATA or Inr promoter

Assembly of Pre-Initiation Complex on TATA-Containing Promoters
Promoter Elements
āPromoter elements such as the TATA box or Initiator direct General Transcription Factors to bind DNA
Unbound Promoter
āPromoter DNA contains a TATA box
āTFIID binds first
āāTFIID contains TBP and TAFs
āāTBP binds the TATA box
Upstream Promoter Complex
āTFIIA and TFIIB bind to stabilize TBP on DNA
āThis forms the upstream promoter complex
Core Pre-Initiation Complex Core PIC
āRNA Polymerase II binds with TFIIF
āāPol II contains a CTD tail
āTFIIE and TFIIH bind
āUpstream and downstream DNA are positioned
āThis forms the closed PIC
Open Pre-Initiation Complex Open PIC
āTFIIH uses ATP
āDNA is unwound forming a transcription bubble
Initially Transcribing Complex
āNTPs are added
āNascent RNA is synthesized
āInitiation factors are present
Elongation Complex
āRNA Polymerase II escapes the promoter
āElongation factors associate
ā5ā² cap is added to the RNA

Unbound Promoter and Closed Pre-Initiation Complex
Unbound Promoter
āPromoter DNA contains a TATA box
āāConsensus shown as ΄΄΄ĪĪĪ TATA ΄΄΄
āTFIID binds first
āāTFIID is a multi protein complex
āāTBP means TATA Binding Protein
āāTAFs are TBP Associated Factors
Early Factor Binding
āTFIIB binds after TFIID
āTFIIA binds to stabilize the complex
āThis forms the upstream promoter complex
RNA Polymerase II Recruitment
āRNA Polymerase II is recruited with TFIIF
āPol II contains a CTD
āāCTD means Carboxy Terminal Domain
āCTD is non phosphorylated at this stage
āNon phosphorylated CTD contacts several GTFs
Core Pre-Initiation Complex Core PIC
āTFIIE and TFIIH are recruited
āTFIIH functions as a kinase and a DNA helicase
āUpstream and downstream DNA are positioned
āThis state is called the Closed PIC
Key Term
āPIC means Pre-Initiation Complex

Closed PIC to Elongation
Closed PIC
āTFIIH uses ATP
āTFIIH helicase activity opens the DNA double helix
Open PIC
āDNA opening creates a transcription bubble
Initially Transcribing Complex
āNTPs are added
āNascent RNA is synthesized
āRNA Polymerase II initiates transcription
āInitiation factors are present
CTD Phosphorylation
āTFIIH kinase activity phosphorylates the CTD
āPhosphorylation releases RNA Polymerase II from the promoter
Elongation Complex
āElongation factors associate
āRNA synthesis continues
ā5ā² cap is added to the RNA

Transition from Initiation to Elongation (Figure 8-3)
Initiation State
āRNA Polymerase II assembles with General Transcription Factors
āMediator and activators are present
āPol II begins transcription
āNascent transcript is produced
Pausing
āRNA Polymerase II pauses shortly after initiation
āPausing is stabilized by NELF and DSIF
āPolymerase remains near the promoter
Release from Pausing
āP-TEFb is recruited
āP-TEFb phosphorylates factors associated with Pol II
āNELF dissociates
āDSIF becomes a positive elongation factor
Elongation
āRNA Polymerase II transitions into productive elongation
āElongation factors associate
āAdditional Pol II molecules can initiate
āGene is transcriptionally on
Scaffold
āSome General Transcription Factors remain at the promoter
āThis scaffold allows repeated rounds of transcription

Elongation Factors and Polymerase Pausing
Last Step of Initiation (Fig 8-13)
āTFIIH kinase phosphorylates the CTD
āPhosphorylation releases RNA Polymerase II from the promoter
CTD Phosphorylation
āInitial phosphorylation of the CTD occurs by TFIIH kinase
āThis marks the transition away from the promoter
Early Elongation and Pausing
āAfter CTD phosphorylation RNA Polymerase II moves downstream of the initiation site
āTwo negative elongation factors bind
āNELF associates with RNA Polymerase II
āDSIF associates with RNA Polymerase II
āThese factors pause the polymerase
Elongation Complex
āElongation factors are present
āInitiation factors dissociate
ā5ā² cap is added to the nascent RNA
Key Terms
āNELF means Negative Elongation Factor
āDSIF means DRB Sensitivity Inducing Factor

Release into Productive Elongation
P-TEFb Kinase
āAnother kinase P-TEFb also called CDK9 Cyclin T
āP-TEFb means Positive Transcription Elongation Factor b
Further Phosphorylation
āP-TEFb further phosphorylates the CTD of RNA Polymerase II
āP-TEFb also phosphorylates NELF
āRNA Polymerase II with fully phosphorylated CTD is released
Elongation Factor Switch
āNELF dissociates from the polymerase
āDSIF switches from negative to positive elongation factor
Positive Elongation Factors
āPAF joins the polymerase
āSpt16 joins the polymerase
Gene Activation
āRNA Polymerase II moves into productive elongation
āNascent transcript continues to grow
āGene is transcriptionally on
Promoter Scaffold
āSome General Transcription Factors remain at the promoter
āThis scaffold allows additional Pol II to initiate

Switch from Initiation to Pausing to Elongation (Fig 8-14)
Paused Elongation Complex
āRNA Polymerase II is paused
āDSIF is associated
āNELF is associated
āCTD is not fully phosphorylated
Activated Elongation Complex
āP-TEFb acts on the complex
āCTD is further phosphorylated
āNELF dissociates
āDSIF remains and functions positively
Additional Elongation Factors
āPAF associates with RNA Polymerase II
āSPT6 associates with RNA Polymerase II
āSPT6 removes nucleosomes from upstream DNA
Key Terms
āPAF means Polymerase Associated Factor
āSPT6 means Suppressor of Ty 6

HIV Transcriptional Elongation and Viral Latency (Fig 8-15)
Early Transcription
āThe 5ā² end of a short HIV RNA is synthesized
āRNA Polymerase II pauses shortly after initiation
TAR Structure
āThe 5ā² end contains a secondary RNA structure called TAR
āTAR holds the paused polymerase
āTAR inhibits Cdk9 Cyclin T also called P-TEFb
Tat Protein
āHIV encodes a protein called Tat
āTat binds to TAR
āUnder cell stress paused polymerase is released
āThis allows some Tat protein to be produced
Release of Pausing
āTat bound to TAR activates CDK9 Cyclin T kinase
āActivated P-TEFb releases paused RNA Polymerase II
Viral Latency
āHIV remains dormant when polymerase is paused
āStress activates transcription
āActivated virus kills T cells and abolishes immunity
