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Defense
ward off an attack; minimize damage to self
Prestige
respect from others; establishing dominance and hegemony
Brute force
used to achieve one's desires through the elimination of the enemy; use of violence to get victory; about enemy strength; does not try to shape the motives of others
Coercion
diplomacy of violence; threat on costs of other political actors in order to change their behavior; may not involve the use of force at all - more success when not using force; two forms - deterrence and compellence; threat of more violence to come; about the enemy's interests
Economic threats/coercion
embargo, sanctions, trade agreement severances
Gulf War; Iran/Iraq War examples of?
Brute force
Deterrence
preventing others from doing an unwanted action through threats; a type of coercion; no need for force if successful; "I will hurt you if you take action;" others must believe it
Examples of deterrence
Eisenhower threatened use of nuclear weapons to defend Taiwan; US cares about NK having nuclear weapons and use threat of force to stop them
Compellence
stop unwanted action; convince others to take an action they don't want to take through the threat of force; "I will hurt you until you do what I want;" successful because of rapid change
Example of compellence
Taiwan Strait Crisis of 1950 and 1958 - US demanded to leave Formosa, Taiwan alone, Eisenhower threatened naval ships would attack
Which is more difficult: compellence or deterrence?
Compellence - once you've already done something, it is hard to go back on what was done; more costly than deterrence; fixed deadline
Bargaining
political actors choose outcomes where they are better off at the expense of another
Crisis bargaining
at least one actors threatens to use force if demands are not met; tradeoff between trying to get a better deal AND trying to avoid war
Warfare before Napoleonic Wars
wars fought on behalf of monarch, mercenary soldiers, no nationalized armies, little concept of nationality; purpose = to obtain territory and material gains; no point hurting civilians
Warfare with French Revolutionary Wars
Levee en Masse = a million and a half Frenchmen in French national army, it was the people's wars, greater connection between war and civilians; purpose = victory, hurt enemy's military first
Warfare today
can start with coercion, target civilians, no need to hurt enemy's military first, victory can also = serious cost
Shelling on nuclear weapons
nuclear weapons do no more damage than an ice pick to defenseless people; scale of destruction is not different through time; purpose of violence has change - now it's easier to hurt others & civilians; instruments are used more for punishment than to gain
Nuclear triad
land, air, and sea
Causes of proliferation (rapid growth)
national security, regime legitimization, status/prestige, coercive power
Security model
IR is anarchic; states are uncertain about survival so they seek deterrents; nuclear asymmetry = major vulnerability; proliferation/rapid growth and acquirement = chain reaction
Example of security model
Stalin asked America to provide them with an atomic bomb to protect themselves
Domestic model
leaders are guided by domestic constituents and powerful lobbies; idea that weapon growth can be a distraction from something more important - model more likely during hard times
Example of domestic model
Indian weapon growth - lost war to China, no consensus about security needs/nukes, took 10 years after China's nuke test and government infighting/lobbying by scientists to have nuclear program; did test because of = record low approval ratings, economic recession, riots; 90% Indians proud of the test = national confidence in leadership
Status model
Nukes = symbols of modernity & great power status
Example of status model
French weapon growth - wanted to restore great power status in 50's, loser in WWII, decolonization minimized France's role, "in 10 years time, France will still be an important country"
Benefits of nuclear proliferation
extended peace/stability - nukes are not obsolete by better ones, no need for guaranteed total destruction; second-strike ability (strike back if hit)
5 benefits of nuclear proliferation by Waltz
small gains is little incentive to fight; states act with care when costs are high; country with nukes does not need to fight to increase security; attacked states fight stronger (out of self-preservation); certainty knowing states are strong makes war less likely
Costs of nuclear proliferation
domestic instability - nukes end up in the wrong hands = terrorists, unchecked military, nuke smuggling; might encourage reckless nuclear states
Terrorism
NO AGREED DEFINITION - US definition: spread terror among civilians to achieve political objective; premeditated, political violence, done by sub-national groups/secret agents, usually to influence audience; tactics are not international norms of war, does not want territory, fight not in the open, done by "violent intellectuals"
Suicide terrorism
use of it violates the norm of tactics; targets civilians even though it is generally agreed they should not be involved; publicity or coercion purpose, not scared of dying for their cause, remove opposition, more destructive than other terrorisms, lots of attention
Actions that are not terrorism
wartime, self-defense, action is against war targets/military (not civilians), collateral damage
Terrorism trends (what is becoming more common?)
increase in # of attacks, not very deadly, most are bombings
Why terrorism?
gain supporters/publicity from large audience (hostages, hijacking), to coerce (bombings)
Is terrorism irrational?
organizational level = no; have objectives, strategies, adopting practices, strike democracies where leaders will give in to demands
How to stop terrorism
target leaders (but can get new leaders), crush group, move towards legitimate political process (talks with them often don't work), border control, homeland security
How terrorism stops by itself
achieved their objectives/autonomy (i.e. PKK in Turkey), group implosion (philosophy implodes, group differences, lose control), do other forms of activism (i.e. FARC)
International Political Economy (IPE)
study of the relationship between politics and economics; three theories = liberal, Marxist, mercantilist
IPE - liberal
absolute gains are possible, less regulation = best, maximize total welfare, no politics involved in economics; actors = individuals, firms, entrepreneurs
IPE - Marxist
gains = zero-sum between classes, all parties can't win, distribution = skewed (favors those on top), mode of production determines the political structure; actors = economic classes
IPE - mercantilist
realist approach, gains = zero-sum between countries, power politics & national security determines political structure, trading zones establish power over lesser states; actors = nation states
History of trade
1850s = Britain & others liberalize - result of change from mercantilist
Late 19th/early 20th century = 1st era of globalization; Interwar = trade restrictions; Postwar = liberalization under GATT; 1980s = globalization
Absolute advantage
a good a nation produces more efficiently than others
Comparative advantage
a good a country produces at a lower opportunity cost than other countries; all countries have a C.A. in something so theoretically all countries should benefit from free trade so should focus to produce these
Opportunity cost
what a country forgoes in order to produce a particular good
Political reasons to restrict trade
autarky (self-efficiency), national security, domestic welfare
Economic reasons to restrict trade
infant industry, anti-dumping, ensure survival of technological industries
How to restrict trade
tariffs (tax levied at border) & non-tariffs barriers (quota/limit # of foreign goods, regulations/red tape, standards, subsidies, nationalization, voluntary export restrictions)
Common market
no tariffs or other barriers internally, common external trade policy
Economic Union
common market, unified institutions, and economic policies
World Trade Organization (WTO) (succeeded GATT) goals
liberalization (remove all barriers), non-discrimination, reciprocity, safeguards; successful in reducing barriers to trade among nations
WTO and the poor
many came out of poverty through trade, some suffered because of liberalization (barrier removal); cannot assess overall welfare; WTO usually benefits economy
What does currency do?
provide liquidity, adjustment, signal confidence
How to compare my country's currency vs. another's
trade-off of stability vs. policy control
stability = do I want a currency with reliable and predictable exchange rates? --> then fixed or adj. peg
autonomy = do I decide my own interest rates/respond to domestic economic conditions? --> then floating
History of monetary system
Gold Standard = paper money fixed to gold, states hold gold in reserve to back up currency; country w/ deficit = lower reserves & forced to decrease money supply
governments tried floating rate systems --> lead to economic isolationism and government intervention
Bretton Woods acomplishments
1944
created adjustable peg at $35/oz.; dollar as reserve currency (not enough gold), established IMF and original World Bank
Bretton Woods problem
US started spending and dollar was devalued; NATO members = "exorbitant privilege"
End of Bretton Woods
1971
US no longer willing to keep the dollar fixed to gold; "dollar as hostage" of speculators; desire to stabilize the dollar
Currency situation today
floating exchange rates among major currencies that fluctuate widely = US, Japan, Euro, and Britain
regional monetary systems = stabilize exchange rates among groups of countries
International Monetary Fund (IMF)
1944
to manage international monetary relations, focus on international financial system i.e. debt/currency crisis
provide emergency funds, administer rules about change rates, surveillance and consultations on countries' economic policies
Currency crisis
inflation pressures --> imports are now more expensive; debts are denominated in foreign currency = firm bankruptcy
Changes in globalization in 1930s-80s
ISI (done by most developing countries) = import substitution industrialization - self-sufficiency, nationalization/subsidies, growth from within
EOI (done by East Asia) = export oriented industrialization - export goods with comparative advantage, self-sufficiency is not a goal; 70s = export boom
International globalization factors
products made cheaper by weak currencies, tax breaks to exporters, low-cost loans
Overseas investing
direct investing abroad = managing/owning foreign companies
indirect investing abroad = portfolios of stocks and bonds
90% to wealthy countries - more economic/political stability = less risk
Almost half of all world's investments travel across borders - controversial practice
FDI (foreign direct investing)
investment made by firm/individual in one country to another country that is relatively stable
Portfolio investment
can leave quickly; restrictions in some countries
when it goes - negative effects on domestic economy, casino capitalism (economic dues of other states as a form of gambling - led to ongoing economic crisis)
Risks of overseas investees (not the investors)
policies made to attract international investors - not focus on domestic development; often prevents natural internal development; developing countries create huge debts/poverty trap
Multinational corporation criticisms
should invest at home, outsourcing jobs to countries with lower wages, low standards (anti-union, abuse of workers), look for pollution friendly countries & ethically lax governments, influence locals
Economic interdependence
movement of goods and capital
Political interdependence
examples = UN, WTO, IMF
implementation/surveillance of global rules, international standards
International courts
Cultural interdependence
people and ideas move more freely
possible cultural homogeneity/decreasing diversity = more shared interests = peace
Globalization perspectives
states are becoming hollow/useless, will decrease in influence; globalization inevitable
globalization maximizes welfare
states are not going anywhere
globalization is reversible (Friedman)
globalization has happened before (20th century) with development of railways, steamships, telegraphs and states persist
Intervention
a state's intervention in the affairs of another state to change political/economical structure
different from conflict = limited goals = replacement of leader, aid to refugees, protection of civilians from own government
not to conquest/defeat military
one-sided action, no declaration of war
Strategic intervention
give ideologies (dangerous ideologies like communism are seen as a threat), install reliable, business-friendly leaders, install stronger leader to prevent overthrow
Humanitarian intervention
designed to relieve humanitarian crises come from large-scale human rights abuses
political overthrow, peacekeeping, aid and resources to civilians
Ideological intervention
i.e. the Cold War and wanting to stop communism
Forms/ways of intervention
economic sanctions, diplomacy, peacekeeping, humanitarian aid on the ground, use or threatened use of military force (i.e. no-fly zones, regime change)
Regime change w/ direct involvement examples
meaning to take military action to restore democracy
example Operation Nifty Package - threatened democracy in Panama by fraud elections, beating up opponents, threatened access to Panama canal
example Operation Enduring Freedom - enemy Saddam Hussein, possible weapons of mass destruction, murderous dictator, US to spread democracy
Regime change w/ indirect involvement examples
funding/arming insurgent groups, funding opposition parties, anti-regime propaganda, supporting overthrows
example Operation Ajax - targeted prime minister of Iran when he nationalized oil; US and UK put embargo on Iranian oil, many killed, covert propaganda campaign
Increase in regime change w/ direct involvement
preoccupation with seeing bad leaders as the next Hitler, unmatched US power = implement desires anywhere
Why does regime change rarely work?
privileges some groups over others, lack of knowledge about domestic situation, lack of will to remain indefinitely, better strategy to install pliable leader than allow democratic vote, lack of preconditions for democracy
Peacekeeping paradox?
conflict recurs 50% of the time w/ peacekeepers
conflict recurs 20% of the time w/o peacekeepers
explanation = peacekeepers only go to extremely troubled states where conflict is harder to peacekeep; does not mean peacekeepers are incompetent
in controlled study, peacekeeping reduces conflict by 85%
Intervention problems
increase in distortions in local economy, discourages local economic activity, produces new dependencies, reinforces existing political and economic quos
Intervention morality perspectives
morals should have no role in IR
national interests prevail over morals
morality is local - stronger moral obligations to our people than other people
morality should have no boundaries - a person is a person
Peacekeeping enforcement
used to create peace through hostility i.e. they're uninvited to the party, forced to shut the party down
Environmental issue
CFCs connection with global warming/ozone hole and bad effects on humans (i.e. cancer)
CFCs mostly used by developed countries
strategies to fix it - regulate? privatize? punishment?
Montreal Protocol
1987
single most successful agreement seen in IR
prohibited CFCs, 197 nations ratified, expected to recover by 2050
Greenhouse gases
C02 emissions lead to higher temperatures; big increase in 2000s (mainly due to industry in China)
Freeriding
social benefit but you don't pay the cost
Externality
unintended consequence of production or consumption
Negative externality example
pollution
caused by production of goods, affects entire population, companies not held accountable so no incentive to reduce impact
Positive externality examples
immunization, restored historic buildings, research into new technologies
Collective action problem example
coal in India - 55% of India's energy is from poor quality coal = twice as polluting than that in the West
fairness issue - if India continue high coal usage, it will hurt us all
Tragedy of the commons
effects shared by all, invisible hand doesn't always work
common pool resources = water, air, etc.
Recent environment agreements
2014 US/China agreement on carbon radiation = use non-fossil fuels for energy, reduce emissions
2015 Paris agreement = nationally determine your conditions to help temperature issue, no enforcement but "name and shame"
Rise of China
economic - main exporters, surpassing US, helps economy by keeping their currency low and exports high
demography - rapid population growth and urbanization
military - spending increasing, projected to surpass US military spending; pursuing same aircraft carrier as US and UK
cultural - influence growing since 2008 Olympics, technology boom
Why China owns debt?
reliable investment and return, guaranteed market for its products, reduces dollar value and increases local currency value
Why US allows China to own debt?
keeps consumer prices low, fund government programs that grow economy, keeps US interests low
If China sells US debt
increases US interest rate, people lose confidence in the dollar, slow US economy, consumer prices increase
can hurt Chinese economy too - US can devalue dollar and decrease debt
Liberal view of future of China
China would prevent domestic unrest due to economic decline
interdependence reduces probability of war because of mutual benefit - cost of war is high
liberals = more open
Liberal solution
strengthen current Western order - US should follow rules