L06 Serotonin

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Last updated 4:35 PM on 6/1/26
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54 Terms

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<p><strong>Serotonin</strong></p>

Serotonin

  • Serotonin (or 5-hydroxytryptamine/5-HT) is a monoamine neurotransmitter (along w/DA + NA)

  • Like DA: well-known but misunderstood


  • things that act on monoamine will act on 5HT

  • monoamine but NOT catecholamine

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<p></p>

  • overstates levels of interventions to affect 5-HT

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The reality

  • 5-HT’s role in affect is complex, not unidirectional

    • Any disruption could be “bad”

  • Besides affect, 5-HT mediates other functions

    • social behavior (aggression), arousal, cognition and eating

  • Many disorders might involve imbalances in 5-HT

    • Depression, autism spectrum disorder and more

  • 5-HT may contribute to depression but is not sole cause


  • plays a broader role in social behaviour etc., not just mood

  • plays a role in aversive processing specifically in text

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<p><strong>Serotonergic neurons</strong></p>

Serotonergic neurons

  • CNS: most are in the raphe nuclei (dorsal, median)

  • Most 5-HT is in the gut (~90%) rather than the brain


  • brain stem packed with clusters of neurons that project thru rest of brain

  • drugs can affect serotonergic transmission elsewhere (e.g., gut) since it is also present in the gut

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<p><strong>Serotonergic neurons</strong></p>

Serotonergic neurons

  • Synthesis (from precursor, via enzymes)

  • Vesicular storage (VMAT2)

  • Metabolism (MAO)

  • Transport (SERT)

  • Receptors and autoreceptors

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Serotonin synthesis

  • Precursor is tryptophan

    • Acquired via diet, variation may affect 5HT levels

  • Two key enzymes:

    • tryptophan hydroxylase (TPH2 in neurons), rate-limiting

    • aromatic L-amino acid decarboxylase (AADC)

  • Higher 5-HT synthesis in males is suspected


  • tryptophan usually obtained from diet (so differences in diet may lead to differences in 5-HT; but more tryptophan doesn’t exactly lead to more 5-HT)

  • >1 synthesis enzyme; but there is a rate-limiting enzyme (TPH2)

<ul><li><p>Precursor is <strong>tryptophan</strong></p><ul><li><p>Acquired via diet, variation may affect 5HT levels</p></li></ul></li><li><p>Two key enzymes:</p><ul><li><p><strong>tryptophan hydroxylase</strong> (TPH2 in neurons), rate-limiting</p></li><li><p>aromatic L-amino acid decarboxylase (AADC)</p></li></ul></li><li><p>Higher 5-HT synthesis in males is suspected</p></li></ul><div data-type="horizontalRule"><hr></div><ul><li><p>tryptophan usually obtained from diet (so differences in diet may lead to differences in 5-HT; but more tryptophan doesn’t exactly lead to more 5-HT)</p></li><li><p>&gt;1 synthesis enzyme; but there is a rate-limiting enzyme (TPH2)</p></li></ul><p></p>
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<p><strong>Tryptophan intake and diet</strong></p>

Tryptophan intake and diet

  • Ratio of amino acids affects tryptophan entry

    • High protein, low carb diets reduce entry + 5-HT (trp depletion diet)

    • Low protein, high carb diets increase entry + 5-HT (trp loading diet)


  • enters CNS but is competitive with large AAs

  • diet w lots of large neutral AA, Trp doesn’t get in, therefore low synthesis

  • change diet > AA > Trp entry

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<p><strong>Effects of depletion and loading</strong></p>

Effects of depletion and loading

  • Variable effects depending upon subject and protocol

  • With Trp depletion, vulnerable individuals might relapse into depression (healthy unaffected)


  • some capacities improved/impaired w diff levels of TRP/LNAA ratios (away from average)

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5-HT metabolism

  • Metabolized by monoamine oxidase (MAO), final product is 5- hydroxyindoleacetic acid (5-HIAA)

    • MAO inhibitors are also used to treat depression

    • 5-HIAA used as a surrogate measure of 5-HT


  • monoamine inhibitors may cause anti-depression effects

  • 5-HIAA is a metabolite measured as index of overall serotonergic function (often this case)

<ul><li><p>Metabolized by <span style="color: red;"><strong>monoamine oxidase (MAO)</strong></span>, final product is <strong>5- hydroxyindoleacetic acid (5-HIAA)</strong></p><ul><li><p><span style="color: red;">MAO </span>inhibitors are also used to treat depression</p></li><li><p><span style="color: green;">5-HIAA </span>used as a surrogate measure of 5-HT</p></li></ul></li></ul><div data-type="horizontalRule"><hr></div><ul><li><p>monoamine inhibitors may cause anti-depression effects</p></li><li><p>5-HIAA is a metabolite measured as index of overall serotonergic function (often this case)</p></li></ul><p></p>
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<p><strong>Vesicular storage</strong></p>

Vesicular storage

  • 5-HT is transported into vesicles via vesicular monoamine transporter 2 (VMAT2)

  • Reserpine (L04 – L06) inhibits VMAT2, preventing 5-HT release*

    • Produces sedation + depression-like behavior


  • we can affect the ability of NT to move into vesicles

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5-HT Transport

  • Occurs via the 5-HT transporter (SERT)

  • SERT knockout mice have many anatomical, physiological + psychological anomalies

  • SERT is the principal target of selective serotonin reuptake inhibitors (SSRIs, such as fluoxetine), the first-line drugs for treating depression


  • picks up 5-HT from extracellular to intracellular space in cell

  • DNM list in image

  • many roles of 5-HT peripherally and centrally

  • SSRI but transporting (although name implies inhibitor)

<ul><li><p>Occurs via the 5-HT transporter (SERT)</p></li><li><p>SERT knockout mice have many anatomical, physiological + psychological anomalies</p></li><li><p>SERT is the principal target of <strong>selective serotonin reuptake inhibitors</strong> (SSRIs, such as fluoxetine), the first-line drugs for treating depression</p></li></ul><div data-type="horizontalRule"><hr></div><ul><li><p>picks up 5-HT from extracellular to intracellular space in cell</p></li><li><p>DNM list in image</p></li><li><p>many roles of 5-HT peripherally and centrally</p></li><li><p>SSRI but transporting (although name implies inhibitor)</p></li></ul><p></p>
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Serotonergic receptors

  • 14 types have been identified with many subtypes

  • All are metabotropic GPCRs except 5-HT3 (ionotropic)


  • 5-HT1 and 5-HT2 focused on - therapeutic + recreational drugs target these

  • most are metabotropic, slow

  • GABA = ionotropic

<ul><li><p>14 types have been identified with many subtypes</p></li><li><p>All are metabotropic GPCRs except 5-HT3 (ionotropic)</p></li></ul><div data-type="horizontalRule"><hr></div><ul><li><p>5-HT1 and 5-HT2 focused on - therapeutic + recreational drugs target these</p></li><li><p>most are metabotropic, slow</p></li><li><p>GABA = ionotropic</p></li></ul><p></p>
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5-HT1A/B Receptors

  • 5-HT1A: somatodendritic, inhibit action potentials

    • Role in antidepressant response

    • Delayed desensitization w/SSRIs (how receptor responds to agonist)

  • 5-HT1B: presynaptic, NT release

    • Social behavior and other roles

    • KO mouse shows more aggression and impulsivity


  • usually inhibitor receptors? (only for action potentials and not any other functions)

  • diff receptors related to diff social behaviours

<ul><li><p><span style="color: red;">5-HT1A</span>: somatodendritic, inhibit action potentials</p><ul><li><p>Role in antidepressant response</p></li><li><p>Delayed desensitization w/SSRIs (how receptor responds to agonist)</p></li></ul></li><li><p><span style="color: blue;">5-HT1B</span>: presynaptic, NT release</p><ul><li><p>Social behavior and other roles</p></li><li><p>KO mouse shows more aggression and impulsivity</p></li></ul></li></ul><div data-type="horizontalRule"><hr></div><ul><li><p>usually inhibitor receptors? (only for action potentials and not any other functions)</p></li><li><p>diff receptors related to diff social behaviours</p></li></ul><p></p>
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5-HT2A Receptors

  • Predominantly excitatory and targeted by many drugs

    • 5-HT2B ~ involved with more peripheral effects

    • 5-HT2C ~ psychological functions and drug responses


  • clozapine, risperidone (5-HT2C)

<ul><li><p>Predominantly excitatory and targeted by many drugs</p><ul><li><p>5-HT2B ~ involved with more peripheral effects</p></li><li><p>5-HT2C ~ psychological functions and drug responses</p></li></ul></li></ul><div data-type="horizontalRule"><hr></div><ul><li><p>clozapine, risperidone (5-HT2C)</p></li></ul><p></p>
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5-HT in behavior

  • Anxiety and depression (aversive processing)

  • Behavioral inhibition (impulsivity)

  • Social behavior (aggression)

  • Arousal and consciousness (psychedelics)

  • Hunger/eating (not covered)

  • Memory/cognition (not covered)

  • Pain (not covered)


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Anxiety

  • Feeling of worry, nervousness or unease

  • Adaptive to an extent, but problems arise when dysregulated

  • Role of 5-HT is complex

w

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5-HT signaling + anxiety

  • Duration matters (i.e. how long)

  • Increases sometimes associated w/increased anxiety

    • During stress, acute elevations in 5HT2

    • SSRIs might increase anxiety (jitteriness syndrome); inhibits 5-HT transport → anxiety

    • SERT KO mice have increased anxiety

  • Selective activation of raphe nuclei of special interest

  • image: Acute but not long-term activation increases anxiety


  • selective activation of dorsal raphe neurons → brief activation vs chronic (chronic was not associated w anxiety)

<ul><li><p><strong>Duration </strong>matters (i.e. how long)</p></li><li><p>Increases sometimes associated w/increased anxiety</p><ul><li><p>During stress, <span style="color: red;">acute elevations in 5HT2</span></p></li><li><p>SSRIs might increase anxiety (<strong>jitteriness syndrome</strong>); inhibits 5-HT transport → anxiety</p></li><li><p>SERT KO mice have increased anxiety</p></li></ul></li><li><p>Selective activation of raphe nuclei of special interest</p></li><li><p>image: Acute but not long-term activation increases anxiety</p></li></ul><div data-type="horizontalRule"><hr></div><ul><li><p>selective activation of dorsal raphe neurons → brief activation vs chronic (chronic was not associated w anxiety)</p></li></ul><p></p>
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Depression

  • Loss of interest or pleasure even when performing activities normally enjoyed (e.g. Anhedonia)

  • Decreased energy (e.g. Fatigue)

  • Feelings of guilt or low self-worth

  • Disturbed sleep, appetite and activity

  • Inability to concentrate

  • Thoughts of suicide

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Causes of depression

  • Like most psychological disorders, multiple environmental and genetic factors contribute to risk

  • Our job is to discuss the neurochemical ones (as we are in PSY396)

  • Several major theories in this area:

    • Monoamine hypothesis

    • Neuroendocrine hypothesis

    • Inflammation hypothesis

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The monoamine hypothesis

  • ↓ Monoamine NTs (noradrenaline + serotonin) → ↓ Mood (depression)

  • This is where the much-maligned ideas of the “happy transmitter” and “chemical imbalance” originated.


  • monoamines includes serotonin and noradrenaline

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Supporting evidence

  1. Reserpine depletes 5-HT and other monoamines, produces depression-like behavior

  2. Low levels of 5-HT (i.e. in blood), 5-HT metabolites (e.g. 5-HIAA) and other monoamine markers in depression

  3. Tryptophan depletion can trigger an episode of depression in vulnerable individuals

  4. Most drugs that treat depression target the monoamine system (inhibiting transport/metabolism)


  • making inferences about periphery → caveat regarding 5-HT metabolites

  • found drugs that work → came up with theory from them

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Antidepressant drugs

  • Surprising effect: some re-uptake of 5-HT by DAT, co-release of 5-HT with DA (not routine)


<ul><li><p>Surprising effect: some re-uptake of 5-HT by DAT, co-release of 5-HT with DA (not routine)</p></li></ul><div data-type="horizontalRule"><hr></div><ul><li><p></p></li></ul><p></p>
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History of antidepressant drugs

  • MAO inhibitors were first widely-used class (starting late 50s)

  • Tricyclic antidepressants shortly afterward

    • Transporters and receptors

  • SSRIs followed (popularity rose over the 90s)

  • Numerous atypical drugs since:

    • Selective NAT + 5HTT inhibitors (SNRIs), DAT + NAT inhibitors (Bupropion)


  • more recently, more mixed ones + those targeting noradrenaline

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Antidepressant controversy

  • Debate about over-prescription (for off-label use and mild depression) and discontinuation effects (~15-60% estimated; severe ~ 3% of cases)

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Serotonin syndrome

  • Psychological, autonomic and neurophysiological changes (tremor + seizures)

  • Linked to antidepressant medications (5HT1A and 5HT2B action)

  • Uncommon without polypharmacy (i.e. many drugs at once)


  • affects mood, autonomic = organs, tremor (motor)

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Problems (evidence against)

  • Drugs not always effective (~30% may not respond)

  • Benefits small over placebo

  • Though drugs increase serotonin levels immediately, mood is not improved for weeks

  • Drugs may increase anxiety (jitteriness syndrome)

  • Drugs don’t reverse depression directly but instead might reduce symptoms through other mechanisms (e.g. emotional blunting)


  • depression sometimes arises from diff mechanisms, where drugs may not be effective (that inhibits serotonin reuptake)

  • secondary long-term effect of drugs

  • drugs may help manage depression by indirectly affecting other mechanisms, doesn’t have to directly affect serotonin

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The debate rages on

<ul><li><p></p></li></ul><p></p>
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Even if serotonin imbalances do not cause depression, altering serotonin levels may still help treat it. Why?

  • serotonin is contributing factor, but is one of many

  • and depression is complex

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<p><strong>Long-term SSRIs + Autoreceptors</strong></p>

Long-term SSRIs + Autoreceptors

  • With chronic use, 5-HT autoreceptors downregulated

  • Downregulation increases 5-HT release

  • Effect is accompanied by desensitization of other receptors (particularly 5-HT1A)


  • downregulation of presynaptic receptor many inhibit NT release

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<p><strong>Long-term MAOIs have effects too!</strong></p>

Long-term MAOIs have effects too!

  • Loss of post-synaptic receptors for monoamines (L05)


  • less receptors, receptor desensitization, or change in NT release

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Long-term effects of 5-HT drugs (2): neurogenesis

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Postnatal NG + depression

  • In most of the mammalian brain, new neurons are not generated after birth

  • The hippocampus might be an exception and show postnatal neurogenesis

  • New hippocampal cells could affect mood, learning + more

<ul><li><p>In most of the mammalian brain, <em>new neurons are not generated after birth</em></p></li><li><p>The hippocampus might be an exception and show <strong>postnatal neurogenesis</strong></p></li><li><p>New hippocampal cells could affect mood, learning + more</p></li></ul><p></p>
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NG + depression

  • Antidepressants increase NG, at least in animals

  • If NG is blocked, antidepressants are less effective

  • Time course of antidepressants corresponds to time course of maturation of newborn neurons (~4 weeks)

  • Most major work is done in animals (generalize with care)


  • more excitable, plastic → more easily activated → long-term potentiation

  • note animal models → NG procedures invasive in humans

  • add more notes

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<p><strong>Levels of analysis for depression</strong></p>

Levels of analysis for depression

Which level do we choose?


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Beyond the brain

  • SSRIs might induce personality changes

    • Neuroticism decreased, extraversion increased

  • SSRIs might induce “emotional blunting” (valence of positive + negative states reduced)

    • Might be therapeutic (if negative states are a problem) but comes with side effects (positive states are less fun)

    • In reinforcement learning tasks, people taking antidepressants may respond less to negative outcomes and not modify their behavior


  • antidepressants may not be treating, but may be tuning system down for lots of emotions (may be useful for very aversive states, but note positive states?)

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Other disorders treated by SSRIs

  • Generalized anxiety disorder

  • Social anxiety disorder

  • Panic disorder

  • Bipolar depression*

  • Premenstrual dysphoric disorder

  • Post-traumatic stress disorder

  • Bulimia nervosa

  • Obsessive-compulsive disorder


  • antidepressants broadly used for other conditions, not just depression

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On a related note…

  • As SSRIs complex effects, there is interest in alternative drugs

  • In humans, the selective serotonin releasing agent (SSRA, see L03) fenfluramine was associated with:

    • Reduced sensitivity for outcomes in aversive contexts (reinforcement learning task > similar to SSRIs)

    • Enhanced inhibition, bias towards impulse control (no-go task)

    • Improved verbal memory


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<p><strong>Opponency theory: 5HT vs. DA?</strong></p>

Opponency theory: 5HT vs. DA?

  • both forms of transmission actually strong in any given state

  • both in play, both interacting

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Aggression

  • Behavior intended to cause harm/pain (whether psychological or physical)

  • Affective defense aggression (reactive)

    • response to a perceived threat, emotional, SNS activation

  • Predatory attack aggression (instrumental)

    • planned, goal-directed, lacks emotion or SNS activation


  • distinct mechanisms for reactive + instrumental

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<p><strong>Aggression, Impulsivity and 5HT</strong></p>

Aggression, Impulsivity and 5HT

  • Disrupting 5-HT signaling affects aggression and impulsivity

  • TPH2-KO, MAO-KO, 5HTR1b-KO mice are more aggressive

    • For TPH2-KO: supplementation to increase 5-HT levels reduces aggression

  • SERT-KO and 5HTR1a-KO mice are less aggressive


  • KO = synthesis problem (without gene, can’t make it)

  • WT = wild type

  • latency to attack low = attack sooner + more attacks

  • data suggests deletion of TPH2 limits serotonin and increases aggression

  • supplement removed to allow for serotonin?

  • predicting that high serotonin levels = high aggression difficult to do

    • diff levels → diff amounts of aggression

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Generalization to humans?

  • Rare gene variants linked w/aggression in humans

    • MAOA1 (case of James Fallon), 5HT2B2

  • Low 5-HIAA levels associated with anti-social behavior

  • Interaction of 5-HT system with home environment

    • Relevant to blunting of 5-HT system with stress in animals?

  • Human effects are in general less clear/compelling


  • rare for genes to be connected with something

  • all we say is that certain variations are associated with aggression

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<p><strong>5-HT + the ultimatum game</strong></p>

5-HT + the ultimatum game

A. Dictator extends offers, player accepts or refuses

  • perceived fairness a factor

B. After many offers, the player might elect to “punish” the dictator


  • common in finance + economic behaviours

  • spend own money to hurt dictator (after history w dictator)

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5-HT + other social behaviors

  • Tryptophan depletion is associated with increased rejection of unfair offers and punishment

  • Conversely, drugs increasing 5-HT levels (e.g. SSRIs) may increase acceptance of unfair offers

  • Results are complex, subject to interpretation

  • Genes in the 5-HT + DA system weakly related to performance


  • 1st isn’t a problem, extreme forms are harmful

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5-HT + Disordered Social Behavior – Focus on Autism- Symptoms

  • Poor social interaction

    • Fails to respond to name, poor eye contact, resists cuddling, prefers playing/being alone, aggression in certain cases

    • May not recognize/respond to social cues

  • Repetitive behaviors/Difficulty switching behaviors

    • Arranging objects, making sounds, hand flapping, head rolling and body rocking

    • Special interests

  • Slow language development

    • Starts later than age of 2 (may remain non-verbal), repetition of words/phrases (echolalia), abnormal tone/rhythm


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Studying ASD today

<ul><li><p></p></li></ul><p></p>
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ASD ~ Neurodevelopmental

  • Characterized by abnormalities in brain growth and/or development

  • Deficits in emotion, learning, self-control + memory

  • Class also includes schizophrenia (SZ), attention deficit hyperactivity disorder (ADHD), learning disabilities and more

  • Alterations in brain structure may be associated with imbalances in serotonin at key periods


  • what defines the neurodevelopmental category

  • not acquired

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5-HT + Autism

  • Associated with hyperserotonemia (high 5-HT peripherally, ~25% of male cases)

  • Imbalances early in life may affect neurodevelopment and subsequent adult behavior

  • 2nd image:

  • SERT KO mice show autistic-like behavior; tryptophan depletion normalizes behavior; several other transgenic studies are similar

  • Some have proposed treating autism w/5-HT drugs


  • very high serotonin levels in periphery in some cases

  • levels of 5-HT during development affects wiring in early stage + effects are long-lasting

  • low/high levels of 5-HT associated w diff wiring + conditions

  • KO/depletion has opposite effects on mice

<ul><li><p>Associated with <strong>hyperserotonemia </strong>(high 5-HT peripherally, ~25% of male cases)</p></li><li><p>Imbalances early in life may affect neurodevelopment and subsequent adult behavior</p></li><li><p>2nd image:</p></li><li><p>SERT KO mice show autistic-like behavior; tryptophan depletion normalizes behavior; several other transgenic studies are similar</p></li><li><p>Some have proposed treating autism w/5-HT drugs</p></li></ul><div data-type="horizontalRule"><hr></div><ul><li><p>very high serotonin levels in periphery in some cases</p></li><li><p>levels of 5-HT during development affects wiring in early stage + effects are long-lasting</p></li><li><p>low/high levels of 5-HT associated w diff wiring + conditions</p></li><li><p>KO/depletion has opposite effects on mice</p></li></ul><p></p>
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5-HT Selective drugs

Many relevant drugs beyond SSRIs


  • skipped

<p>Many relevant drugs beyond SSRIs</p><div data-type="horizontalRule"><hr></div><ul><li><p>skipped</p></li></ul><p></p>
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Beyond SSRIs…

  • Atypical antipsychotics for schizophrenia (clozapine, risperidone) act on 5-HT2 receptors (5HT2A ~ therapeutic effects, 5HT2C ~ side effects)

  • Psychedelics are thought to involve 5HT2 receptors

    • Lysergic acid dimethyl amide (LSD), psilocybin, ayahuasca, mescaline are good examples; ketamine is not (mechanism not 5HT)

  • 5-HT transmission is also central to the effects of 3,4- methylenedioxymethamphetamine (MDMA; ecstasy)


  • psychedelics have similar structure to 5-HT

  • ketamine not a lot of action on 5-HT

  • may ask for MDMA acronym but DNM long name

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Psychedelics

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Psychedelics + 5-HT

  • LSD is structurally similar to 5-HT

  • In humans, the perceived intensity of the psychedelic experience correlates with neural 5-HT2R binding (e.g. in the cingulate cortex)

  • In humans and animals, behaviors associated with psychedelics are blocked by 5-HT2R antagonists

    • In animals, the head twitch and discriminative states (L03) to psychedelics are both diminished by 5-HT2 blockers


  • binds receptor more, and receptors not available, effects are greater

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<p><strong>Psychedelic use</strong></p>

Psychedelic use

  • Interest in treating mental health problems

    • Alternative treatment, early trials suggest it is not superior to other drugs

    • Could be combined with other methods

    • *note: not a lot of research surrounding this as treatment

  • Interest in microdosing for perceived benefit

  • Research is tightly regulated due to legal status; funding hard to get

  • Placebo-controlled trials are complicated, placebo effects likely

    • Placebo responses in trials when confederates are present

    • Microdosing studies also show placebo effects

  • Perceived benefits may not reflect real drug effects

    • Recent studies have suggested complex effects on creativity (acute impairment, long-term enhancement)


  • breaking blind…

  • always know if you’re in treatment group for drugs → effects are strong

  • dose too low → can’t effect things of interest

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Doing Better Psychedelic Research

  • Inference issues

  • Conflict of interest

  • Safety

  • Lack of control

  • Sample size

  • Selection bias

  • Study duration

  • Breaking blind

  • Placebo effects

  • Mechanisms


  • drug studies must be carefully observed + safe

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MDMA + 5-HT

  • Potently increases 5-HT release (also affects catecholamines)

  • Associated with euphoria, warmth, energy and empathy

  • High doses associated w/lasting damage to the 5-HT system in animals, cognitive deficits and other problems

  • Therapeutic roles being explored


  • MDMA/ecstasy in medical context → explored effects in various conditions

<ul><li><p>Potently increases 5-HT release (also affects catecholamines)</p></li><li><p>Associated with euphoria, warmth, energy and empathy</p></li><li><p><span style="color: red;"><em>High doses</em></span> associated w/lasting damage to the 5-HT system in animals, cognitive deficits and other problems</p></li><li><p>Therapeutic roles being explored</p></li></ul><div data-type="horizontalRule"><hr></div><ul><li><p>MDMA/ecstasy in medical context → explored effects in various conditions </p></li></ul><p></p>