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what characteristics the global spread of democracy over time?
uneven expansion marked by waves and reverse waves, with overall growth since 1800 but periodic declines
what datasets track global democracy trends?
Polity, V-Dem Polyarchy, BMR
Huntington’s First Wave of democratization?
democratization in Europe and British settler colonies through suffrage expansion and parliamentary institutions from 1848-1922
First Reverse Wave
the rise of fascism and authoritarian regimes from 1922-1945
Second Wave of democratization
post-WWII democratization and decolonization from 1945-1955
Second Reverse Wave
Cold War authoritarianism and post-colonial regimes from 1955-1974w
Third Wave of democratization
global expansion beginning in Portugal and Spain and spreading to Latin America, Eastern Europe, and sub-Saharan Africa from 1974 to present
why is the Third Wave significant?
it’s the largest and most geographically widespread wave, increasing democracies from ~37 to ~100
which regions democratized early in the Third Wave?
South Europe and Latin America from the 1970s to 1980s
how did the fall of communism affect democratization?
led to democratic transitions in Eastern Europe and former Soviet republics
what was the role of sub-Saharan Africa in the Third Wave?
experienced many transitions in the early 1990s
the Color Revolutions
democratic movements in the early 2000s (2000-200), often following fraudulent elections
what did the Arab Spring represent?
a wave of mass protests beginning in 2011 aimed at democratization, with mixed outcomes
what has happened to democracy since 2005?
stagnation and erosion, followed by partial recovery after 2013 and ongoing backsliding
how many countries were classified as free in 2024?
83
how many countries were classified as partly free in 2024?
56
how many countries were classified as not free in 2024?
56
what paradox defines democracy today?
democracy is a near-universal ideal but not universally practiced
who argued that liberal democracy marked the “end of history”?
Francis Fukuyama
what did Fukuyama mean by the “end of history”?
liberal democracy had become the only legitimate form of government
what challenges Fukuyama’s thesis?
uneven democratic success and the resilience of authoritarian models like China and Russia
which groups are generally pro-democratic?
students, intellectuals, unions, working class, middle class
which groups are ambivalent or contingent democrats?
business groups, democratic foreign allies, the poor, and the military
which groups are generally anti-democratic?
landed elites, regime coalitions, autocratic foreign allies
transition from above
also called transformation
when a segment of the authoritarian elite chooses democracy
examples of transition from above
Spain + Brazil
transition from below
also called replacement
mass mobilization or opposition forces push out authoritarian rulers
examples of transition from below
Romania, the Philippines, Tunisia
bargain or transplacement transition
join action and negotiation between regime and opposition
examples of bargain transitions
Poland + South Africa
how many transitions from above occurred between 1974-1990?
16 cases
how many transitions from below occurred between 1974-1990?
6 cases
how many bargain transitions occurred between 1974-1990?
11 cases
how important was foreign intervention in democratization from 1974-1990?
rare, only 2 cases → Grenada, Panama
what triggers most democratic transitions?
a disruptive event that weakens regime power
how many democratic transitions occurred between 1800-2014?
139
violent shock transition
democratization following coups, civil wars, war defeat, or hegemony withdrawal
what percentage of transitions followed violent shocks?
about 100 of 139 cases
electoral continuity
when the ruling party liberalizes and then wins democratic elections
autogolpe or self-coup
an elected leader dismantles democratic institutions
examples of autogolpes
Hitler, Fujimori (Peru 1992), Napoleon III
what are other types of democratic breakdown?
military coups, popular revolutions (rare), foreign intervention
veto coup
military intervenes to block popular mobilization and establishes permanent ruleg
guardian coup
temporary military intervention to restore order during civilian crisis
breakthrough (junior officer) coup
lower-ranking officers overthrow leadership in a revolutionary movement
modernization theory
economic development leads to democracy
Who is associated with modernization theory?
Seymour Martin Lipset
how does development promote democracy according to Lipset?
through industrialization, education, urbanization, and a stronger middle class
what is Huntington’s critique of modernization theory?
development without political institutions increases instability w
what does Prezeworski argue about democracy and development?
development stabilizes democracy but doesn’t cause democratization
what do Acemoglu and Robinson argue?
institutions and development mutually reinforce democracy
why does economic equality support democracy?
it strengthens lower and middle classes and reduces elite fear or redistribution
why is resource wealth bad for democracy?
it funds repression, reduces accountability, and limits modernization
rentier effect
governments rely on resource rents instead of taxation, reducing accountability
how do international incentives affect resource-rich autocracies?
they may favor authoritarian stability to maintain access to resources
what are top-down international influences on democracy?
incentives, coercion, democracy promotion, competition, linkage
what are bottom-up international influences on democracy?
norms, learning, diffusion, political culture, colonial legacies
relationship between democracy and economic growth
small average effect, but democracies avoid the worst crises
how does democracy affect human development?
improves education, health, happiness, reduces poverty
democratic peace theory
democracies don’t fight wars with each other
how do democracies perform in wars?
they are more likely to win