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Alternative dispute resolution (ADR)
A process for resolving legal disputes outside the court system
American Arbitration Association (AAA)
A national organization that administers arbitration and mediation proceedings under established rules
Anchoring
A negotiation tactic where one side makes the first offer to set expectations
Arbitration
A private dispute-resolution process where a neutral party makes a final decision
Arbitration brief
A written submission presenting facts, legal arguments, and requested relief to the arbitrator
Arbitration clause
A contract provision requiring disputes to be resolved by arbitration instead of court
Arbitrator
A neutral person who hears evidence and makes a decision in arbitration
Best alternative to a negotiated agreement (BATNA)
Your backup plan if negotiation fails
Binding decision
A resolution that is final and enforceable by law
Bracketing
A negotiation technique using proposed settlement ranges to narrow disagreement
Caucus
A private meeting between the mediator and one party during mediation
Compensatory and punitive damages
Monetary awards to compensate losses and in some cases punish wrongful conduct
Contract modification
A legally enforceable change to existing contract terms agreed upon by the parties
Discovery gap
Missing or incomplete information that may affect a case’s outcome
Evidence partiality
Clear bias by an arbitrator that may justify setting aside an arbitration award
Exhibits
Documents or items used to support legal arguments or claims
Facilitated negotiation
A negotiation process guided by a neutral third party who manages the discussion
Federal arbitration act (FAA)
A federal law that supports the use and enforcement of arbitration agreements
Framing
Presenting information in a way that supports your perspective in negotiation or mediation
Incremental concessions
Gradual compromises made to move negotiations toward resolution
Interest
An underlying need or concern motivating a party’s position
Interest-based bargaining
A strategy that focuses on needs and goals rather than demands
Judicial Arbitration and Mediation Services (JAMS)
A private organization offering mediation and arbitration
Legal theory
The legal reasoning explaining why a party is entitled to relief
Mediation
A process where a neutral third party helps resolve a dispute without making a decision
Mediation summary
A concise document outlining facts, issues, and settlement positions for mediation
Mediator
A neutral facilitator who helps parties communicate and reach an agreement
Mitigation strategies
Steps taken to reduce damages after an injury or breach
Motion to compel arbitration
A court request requiring parties to resolve a dispute through arbitration
Negotiation
A process in which parties communicate to resolve disputes without litigation
Nonbinding decision
A resolution that parties may accept or reject without legal consequences
Power imbalance
A situation where one party has significantly more leverage than the other
Pre-mediation checklist
A preparation tool listing key documents, issues and objectives
Preemption
When federal law overrides or replaces conflicting state law
Proposed resolution
The outcome a party wants in mediation or settlement, usually involving money or terms
Protective orders
Court orders limiting the disclosure or use of sensitive information
Revised uniform arbitration act
A model law updating arbitration procedures adopted by many states
Settlement agreement
A written contract resolving a dispute and defining each party’s obligations
Settlement brochure
A written summary of a case used to persuade the opposing side to settle
Specific performance
A remedy requiring a party to carry out contractual duties
Stipulation of dismissal
A joint filing that formally ends a lawsuit
Take it or leave it basis
An offer presented without opportunity for negotiation
Unconscionable clause
A contract term that is extremely unfair and may not be enforceable
Undue means
Improper conduct, such as fraud or coercion, affecting an arbitration outcome
Uniform arbitration act
A model statute establishing foundational rules for arbitration enforcement
Vacate an arbitration award
To have a court set aside an arbitrator’s decision due to legal defects