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Diversion
Programs that are designed to keep offenders from being processed further into the formal justice system
Concerns with Diversion
Net Widening
Coercion
Net Widening
Concerns with Diversion
Potential, unanticipated consequence of diversion in which persons who would otherwise have been released outright by police or not charged by Crown counsel are involved in the justice system
Coercion
Concerns with Diversion
Offenders surrender basic procedural rights to access programs
Intermediate Sanction
A wide range of correctional programs that generally fall between probation and incarceration
-halfway house, bootcamp/house arrest, day attendance centres/IPS, CSO/electronic monitoring
Probation
A sentence imposed that provides for the supervision of the offender in the community by a probation officer, either as an alternative to custody or in conjunction with a period of incarceration
Uses of probation
part of conditional discharge
condition of suspended sentence
part of intermittent sentence
sentence on its own
following prison term of 2 yrs or less
in conjunction with a conditional release
federal offender who received sentenced exactly 2 yrs
Activities of probation officers
officers of the court
investigation
counselling
surveillance & enforcement
assessment
service coordination
Dual Role of Probation Officers
Assistance and support: address issues that contribute to crime, ID resources in community
Enforce conditions: ensure compliance with general and specific conditions of probation order
Effective Case Management
Identification of risks and needs of offender, and appropriate level of supervision
Risk management and protection of the public
Use the LSI-OR in Ontario
Core role of probation officer in completing assessments (Identify risks and needs Supervision plan)
Risk, Need, Responsivity
Risk Principle
Need Principle
Responsivity Principle
Risk Principle
Correctional interventions are most effective when matched with the offender's level of risk, and higher-risk offenders benefit most from interventions
Need Principle
To be effective, correctional interventions must address the criminogenic needs of offenders
Responsivity Principle
Correctional interventions should be matched to the learning styles of individual offenders
Intensive Supervision Probation (ISP)
An intermediate sanction that generally includes reduced caseloads for probation officers, increased surveillance, treatment interventions, and efforts to ensure that probationers are employed
-For young offenders, greater risk
ISP - Probationers
Pos experiences
Deterrent
Pains of probation
More punitive than prison
ISP - Probation Officers
High stress
Safety issues
High need clients
High caseload
Electronic Monitoring
Correctional strategy that involves placing an offender under house arrest and then using electronic equipment to ensure the conditions of supervision are fulfilled
-Front End: as condition of early release, used to support an altn, ensures public safety
-Back End: used by sentencing judge
The rule of law
The requirement that governments, as well as individuals, be subjected to and abide by the law
Restorative Justice
A problem-solving approach to responding to offenders based on the principle that criminal behaviour injures victims, communities, and offenders, and that all these parties should be involved in efforts to address the causes of the behaviour and its consequences
Principles of Restorative Justice
Addressing harms and needs
Confirming obligations of offenders, families, communities, society
Inclusive and collaborative
Involving stakeholders
Righting wrongs
Restorative Justice Approaches
Victim-Offender mediation
Circle Sentencing
Victim-Offender mediation
Provides an opportunity for a crime victim and the offender to communicate and address the impact of the offence, and for the offender to take responsibility for the offence and its consequences
Circle Sentencing
Involves collaboration and consensual decision making by community residents, the victim, the offender, and justice system personnel to resolve conflicts and sanction offenders
-focus is crime and larger conflict
-sentence only 1 part of sol'n
-focus on present and future conduct
-behav judged with holistic framework taking into account community and family
-sentence considers offender, victim, community
Collaborative Justice Project
Urban setting (Ottawa-Carleton)
Pre-sentence approach
Considers cases of serious offending, such as robbery, break and enter, assault causing bodily harm
Criteria for Acceptance into Collaborative Justice Project
Serious crime where the Crown is seeking custody
Accused remorseful, takes responsibility, and willing to repair harm
Identifiable victim who is interested in participating
Restorative Justice in Aboriginal Communities
Increasingly involved in developing RJ services, which can vary widely by community
-Tsuu T'ina Nations Court: aboriginal judge/crown/clerks, peacekeeping program, elders/victims/offenders/others/in circle healing, completion ceremony
-Comm Holistic Circle Healing Program: comm response to high rates of sex assault, traditional healing practices, restore peace and harmony
Circle of Support and Accountability
Developed by Canadian Mennonite Community based on Indigenous practices of healing circles
Support for sex offenders released from federal institutions with little or no supervision
Extend restorative contact with offender (housing, emp'ment, spiritual/moral support, financial mngmt, budget cut avoided)
Challenges in Restorative Justice
Resistance by CJ personnel
Limited comm interest or capacity
Perception RJ approaches are soft
Lack of public awareness
Revictimization
Victims and offenders understand objectives
Victims and offenders are equal participants
Effectiveness of Restorative Justice
Yes:
Reduces reoffending
Facilitates comm involvement
Pos impacts admin of justice
Maybe:
Meets needs of crime victims
Pos impact on offenders
Aboriginal initiatives in Aboriginal communities
Hard to tell:
Circle sentencing and recidivism
Division of Responsibility for Sentences
2 years and under- Provincial Responsibility
2 years plus 1 day - Federal Responsibility
Held by Province/Territory if in custody before and during trial - jail or detention centre
The Canadian Penitentiary
Kingston Penitentiary completed in 1835 (closed in 2013)
-Moral architecture—reflects themes of order and morality
-Auburn model of strict silence, hard labour, and strong emphasis on religion
Types of Correctional Institutions
Min security: no perimeter fence, unrestricted inmate movement except night
Medium security: high security perimeter fence, some restrictions on movement
Max security: high security perimeter fence, highly controlled envir with movement strictly controlled
Types of security
Static: fixed security apparatus, walls/fences/alarms/videos
Dynamic: ongoing, meaningful interactions btwn staff and inmates
Total Institutions
Challenges of Correctional Institutions:
Highly structured environments in which all movements of the inmates are controlled 24 hours a day by staff
Extended through technology
May heighten the pains of imprisonment
Can become claustrophobic
Special Inmate Populations
Challenges of Correctional Institutions:
Seniors - growing pop over 50, chronic diseases/disabilities/special resources, victimized by younger inmates
Ppl with mental illness - growing pop, new asylums, short periods and lack resources = treatment hard
Offenders with Fetal Alcohol Syndrome - brain damage, impulsive, aggressive, violence, LD
Challenges of Correctional Institutions
Poor conditions
Growth in remand
Changing offender profile
Overcrowding
Gangs
Inmate safety
Female Offenders
Challenges of Correctional Institutions:
Increase of 40%
More violent crimes
1 in 10 gang affiliated
1 in 4 drug charges
Past victimization
Previous psychiatric issues
Greater physical and mental health needs
More over age of 50
Arbour Report
An inquiry into events at the Kingston Prison for Women in April 1994, which documented violations of policy, the rule of law, and institutional regulations and had a significant impact on the development of women's corrections
-Louis Arbour did investigation
Correctional Officers
Legal and moral authority: enforcing rules vs functional r'ship, discretion
R'ship with inmates: accommodative r'ships, inmate testing, reading cues
R'ships with admin and treatment staff: neg view of them, can limit ability to make pos change
Who is in prison?
Male
Young
Single
Dysfunctional instability
Minority
Low skills
Low education
Under-housed
Status Degradation Ceremonies
The processing of offenders into correctional institutions whereby the offender is psychologically and materially stripped of possessions that identify him or her as a member of the free society
Pains of Imprisonment
Deprivations experienced by inmates, including the loss of autonomy, privacy, security, and freedom of movement and association
Inmate Social System
Inmate subculture: Patterns of interaction and the relationships that exist among inmates
Prisonization: Process by which inmates become socialized into the norms, values, and culture of the prison
Institutionalization: Inmates who have become prisonized to such a degree that they are unable to function in the outside free community
Inmate families
Isolation, stigmatization, neglect, and concerns over finances, housing, and children
Psychological effects on partners and children: Trauma, shame, academic and behavioural problems
Family visits reduce institutional misconduct and lower rates of reoffending
Classification and Treatment - Risk Factors
Static
Dynamic
Static Risk
Attributes that predict recidivism but aren't changeable
-Crim history, prior convictions, past performance on release
Dynamic Risk
Attributes that can be altered through intervention
-Level of education, emp'ment skills, addictions, cog thinking ability
Involvement in Crime
Lack of attachments
School or emp'ment problems
Lack of pro-social leisure
Antisocial peers
Antisocial attitudes
Antisocial personality
Substance abuse
History of antisocial behav
Case Management and Treatment
Matching needs and abilities of offenders with correctional programs
-Correctional plan: Determines offender's initial institution placement, specific training or work opportunities, and preparation for release
-Treatment: low priority, limited availability, many leave prison without completing programs
Principles of Effective Treatment
Empirically supported
Incorporate risk, needs, responsivity
Focus on dynamic risk factors
Monitored and evaluated
Well-trained dedicated staff
Recidivism rates
Measuring Effectiveness
Number of offenders released from confinement who return to prison
Problems using Recidivism
Prevents assessments of relative improvement
Difficult to connect participation in programs with how they do once released
Offender shifts from serious to minor crime
Other factors, such as supportive family, type of supervision
Return to crime may not be detected
Conditional Release
Leaving prison before end of sentence
subject to conditions that if breached can trigger revocation
Parole
Cold Turkey Release
Release of offender at end of sentence
No conditional release or supervision possible
Warrant Expiry Date
End of offender's sentence
Preparing for Release
Release Plan: Plan setting out residential, educational, and treatment arrangements made for an inmate who is applying for conditional release
Community Assessment: Evaluation of the feasibility of the release plan, the level of supervision required, and the availability of community resources
Types of Release
Temporary Absences
Day Parole
Full Parole
Statutory Release
Temporary Absences
Conditional release allowing inmate to participate in community activities while residing in a minimum-security facility (UTA, ETA)
Day Parole
An opportunity for inmates to be at large to prepare for full release while returning at night to an institution or community residential facility
Full Parole
An inmate at large and under supervision in the community for the remainder of his or her sentence
Statutory Release
Type of conditional release that allows incarcerated federal offenders to be released at the 2/3 point in their sentence
Serve remaining 1/3 under supervision in the community
Victims - Release, re-entry
May observe the hearing and make statements in person, in writing, or by pre-recorded video
Participation is sporadic and rare
Info sharing
Issues in Parole Decision Making
Boards may be subject to public and political influence
Absence of case information feedback
Absence of clearly defined release criteria
Reintegration
The process whereby an inmate is prepared for and released into the community after serving time in prison
Pains of Re-entry
The difficulties that inmates released from prison encounter as they try to adjust to life in the community
Prison: slow, structures, few choices/responsibilities, assistance avail
Outside: fast, complex, many choices/obligations, no one to assist right away
Problems: emp'ment, family reunification, housing, friends, subst abuse, crim record, anxiety etc.
Parole Officer Supervision
Responsibilities include assessment, monitoring, counselling, officer of the court
-Dual role Confidant and enforcer of rules
Recent emphasis on risk management and surveillance
-Enforcement orientation
Programs for Offenders
Community correctional centres and residential facilities (halfway houses)
Intensive supervision program
-High-risk offenders on conditional release
Special Populations on Parole
Sex offenders
High-risk offenders
Mental illness
Making it: Predictors of Success
Support network
Stable housing
Emp'ment
Participation in treatment
Decision to be pro-social
Demographics
Re-entry for Women Offenders
Risks: high-risk rating, unemp'ment, sub abuse, failure to complete comm programs
Challenges: emp'ment, childcare, contact with children, accommodation, partner issues, gender discrim
Success: being pro-social, support network, pos r'ship with parole officer
Suspension
Initiated by the supervising parole officer in cases where the parolee has allegedly failed to abide by the conditions of release
-Can be cancelled or sent to PBC for review
Revocation
A decision by a releasing authority (parole board) made in connection with an offender whose release has been suspended
Evidence-Based Legislation, Policies, and Programs
-Lack of access to well-developed body of empirical knowledge to inform legislative or policy decisions
-Most initiatives are not evidence-based
-Follow business model where research is strongly related to innovative practice
-More people are interested in being re-elected than making a difference
Challenges to Developing Evidence-Based Practices
-Policymakers' resistance to new strategies
-Concerns about costs
-Public desire for retribution
-Complacency among line staff
-Defining success
-Lack of awareness about evidence-based practices
-Cooperating with researchers
-Fear of unknown
People can party constantly during low cost functions
Accountability - Evidence Based Practices
Increases legit of actions
Raises public confidence
Professional commitment to evid based strategies
Accused accorded rights
Reduces arbitrary and abusive behav
Whole CJS is accountable to public
Reactive Sanctioning
Levels of crime fluctuate independently of CJS efforts
CJS reacts to problems instead of solving them
Problems defined by law rather than how they are experienced
Proactive Problem Solving (Sanctioning)
Problem solving courts and RJ
Addresses more than crim behav
Symptom of deeper issues
Reducing Marginality
Many people in conflict with the law are marginalized
Crime is a symptom of deeper social, economic, and community disorder
CJS does not address marginality (addiction, poverty, homelessness, mental illness)
-Take an evidence-based approach and collect data
-Partner with other agencies, organizations, communities
Victim Needs
Avoid victim blaming
Address marginalization and revictimization of crime victims
Balance between victim rights and administration of justice
Managing Technology
Increasing use of technology for information gathering and surveillance
Update policies and reduce overreliance on technology
Maintain human, helping relationships that are a core component of successful CJ interventions
Ethics in CJ
In policing: deception and confessions, biased policing, discretion
In courts: plea bargaining, punishment, adversarial justice
In corrections: mandatory treatment, staff ethics vs managerial directives, inmate mothers and children
Diversity
Cultural diversity poses challenges to criminal law and the justice system
Few studies on how professionals manage when confronted with diversity
How do Crown, defence, judiciary, parole, and probation officers handle cases involving minorities
Fiscal Crises of Governments
Cutbacks in funding to CJS
Smart on crime: Fairness, accuracy, alternatives, prevention, reintegration, evidence-based assessments
Reduces overcrim: Penalties that have no relation to the offence or culpability and are overly excessive, restorative and problem-solving initiatives
Expanding Effective Criminal Justice Interventions
Recognize and document effective interventions: specialized courts, risk/need/responsivity principles, comm engagement and involvement
Collect and report helpful errors: compile "lessons learned"
Mobilizing the Community
Untapped reservoir of community support
If nurtured, can play a significant role in CJS
Successful initiatives, such as Circles of Support and Accountability, subject to funding cuts despite evidence for success
-Political agenda outweighs evidence-based programs
Treated as Adult
Pre 1908
All ages
Harsh sentences, housed with adults
Juvenile Delinquency Act
1908-1984
7+, 12-16, 17 or 18
Established a separate system
Included status offences
Young Offenders Act
1984-2003
12-18
Excluded status offences (after Charter of Rights, 1982)
Established due process
Youth Criminal Justice Act
2003-now
Balanced YOA with Social Needs
Increased Sentencing Options
No transfer to adult court but Youth Justice could impose adult sentence