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Why do OTs care about research
OT is science driven and evidence based
Generic research schema
ontology, epistemology, methodology, methods, knowledge/conclusions
Ontology
Realism:
Reality is objective, “out there”
Relativism
Multiple realities exist, context bound
Epistemology
Positivist
Deduced through measurement/observation
Goal of inquiry - explain, predict, generalize
Researcher is detached, limit bias
Interpretive
Constructed through experience
Goal on inquiry - describe, understand, interpret
Researcher may be a co-creator of meaning
Quantitative (Methods)
measure variable, test hypotheses, evaluate relationships on effects
How much? How many? What is the effect?
Numerical data
Statistical analysis
Estimate, effect sizes, hypothesis tests
Qualitative
Understanding meanings, experience, and processes
Why? How? What does this experience mean?
Text, interview, observations
Thematic and interpretive analysis
Concepts, themes, theories
Population, intervention, outcomes, control
What does PICO stand for?
Research question
Identify the research problem, identify the research rationale, identify the type of research (study design)
Identify the research problem
made up of
clinical experience
clinical theory
professional literature
Identify the research rationale
review of literature and theoretical framework
Identify the type of research (Study design)
What type of research can solve this problem?
What type of variables do I need to manipulate?
Explanatory (comparision)
cause and effect
compared the effects of an intervention on health outcomes, causal relationships across groups or conditions
Exploratory
observational
examine relationships among the variables
Descriptive
Qualitative
Describe populations
characterize clinical phenomena or existing conditions, abstract construct
Methodological
develop assessment tools
Independent Variable
The cause of what you change, can be manipulated
Dependent variable
the effect or outcome
do not manipulate but can be changed based on influence of other variable
P: children with ASD
I: tablet based communication apps
C: picture exchange systems
O: Communication skills
PICO Ex - Research Question: “Among children with
Autism Spectrum Disorder, does the use of
tablet-based communication apps enhance
functional communication skills more
effectively than traditional picture-
exchange systems?”
methodological
investigation of measuring instruments
reliable, valid measure of constructs
research objectives
testing or development
evaluate effectiveness
replication or extension
review
components of a good question
feasible
answerable
ethical
feasible
will answering this question be worth it? in terms of resources, research subjects, expertise, existing knowledge, and scope
answerable
do we have the tools or ability to actually answer the question
is it concrete (not moral/ethical)?
“why” questions are the toughest - easier to show one treatment is more effective than another to discover why
ethical
research integrity and protection of human subjects (IRB)
Components of a good question
specific
clear
Factors: concepts, variables, constructs
Axiology
Description: What does the researcher value? What is their stance toward the research and participants?
Positivism Paradigm: Objectivity; minimize researcher bias
Interpretivism/Constructivism Paradigm: researcher perspectives acknowledged; reflexivity
Ontology
Description: Refers to the nature of reality. What is there to know?
Positivism Paradigm: Single objective reality
Interpretivism/Constructivism Paradigm: multiple realities
Epistemology
Description: Refers to the nature of knowledge. How do we know what we know?
Positivism Paradigm: Knowledge is discovered through measurement
Interpretivism/Constructivism Paradigm: knowledge is constructed through experience and interaction
Methodology
Description: the overall strategy or rationale that links philosophical assumptions with specific methods
Positivism Paradigm: quantitative
Interpretivism/Constructivism Paradigm: qualitative
Methods
Description: the specific tool and techniques used to collect and analyze data
Positivism Paradigm: surveys, experiments, statistics
Interpretivism/Constructivism Paradigm: interviews, observations, thematic analysis
Ontological - Qualitative
knowledge about what things are
multiple realities
aim to report the multiple realities of participants
Epistemological - qualitative
knowledge about how we know
individual perspectives are truth
researchers get as close to the participants as possible
axiological - qualitative
knowledge about values, ethics
researchers bring their values to a study
researchers take on a particular “position” and make it known to the reader
methodological - qualitative
principles and rules of organizations of a system of inquiry
inductive process of research
researchers work with particulars before generalizations, describe details in context, and continually revise questions
Why use qualitative methods?
topics that need to be explored (not well-understood)
Generating details description and understanding
Expressing individuals’ experiences
Natural settings and real-world problems
Qualitative designs
phenomenology
grounded theory
ethnography
narrative research
case study
qualitative design characteristics
search for meaning, understanding, or process (often in context)
Use an inductive approach
Researcher as the primary tool for data collection or analysis
The end product is richly descriptive
Narrative research
focus: explore the life of the individual
problem: tell the stories of individual experiences
Phenomenology
focus: understand the essence of the experience
problem: describe the essence of a lived phenomenon
Key characteristics: focus on people’s direct, lived experiences and looks for what is common across participants’ experiences
Grounded Theory
focus: develop a theory grounded in data from the field
problem: ground a theory in the view of participants
ethnographic research
focus: describe and interpret a culture-sharing group
problem: describe and interpret the shared patterns of culture of a group
Case study
focus: develop an in-depth description and analysis of a case or multiple cases
provide an in-depth understanding of a case or cases
bracketing
phenomenology
setting aside researcher assumptions and bias
purposeful sampling
phenomenology
recruit people who have experienced the phenomenon
data collection
phenomenology
conduct in-depth interviews to explore lived experiences
analysis reduction - whole-part-whole
phenomenology
1. Whole - read the interviews as a whole
2. Part - identify important statements (meaning units) using horizontalization
3. Whole - group similar meanings into themes
outcome
phenomenology
identify common themes across participants (thematic analysis), describe the essense of the experience
horizontalization
phenomenology
all statements start equally important and valuable
reduction
phenomenology
process of identifying the essence of the phenomenon
grounded theory - key characteristics
focuses on process and patterns to build theory
theory emerges from the data grounded in the world
uses iterative data collection and analysis
continues until theoretical saturiation
Theoretical saturation
grounded theory
the point at which continued data collection stops providing new insights for the developing theoy
Theoretical sampling
grounded theory
resampling to develop a richer theory
after initial interviews, identity areas where more depth is needed (Ex: early vs late in process, men vs women, etc)
Expand or adjust the sample accordingly
Open coding
grounded theory process
break transcripts into meaningful units and label them as codes
constant comparison
grounded theory key process
compare codes across participants to identify patterns and differences
axial coding
grounded theory key process
group related code into broader categories and identify relationships
selective coding
grounded theory key process
integrate categories around a central process to develop a theory
ethnography - key characteristics
researcher is immersed in the group’s natural setting (“fieldwork”)
focuses on group/cultures (Ex: communities, programs, institutions, organizations)
understands experiences from the cultural group’s perspective
emic
ethnography term
insider’s perspective - meaning as understood by members of the culture
etic
ethnography term
outsider/analyst perspective - researcher's interpretation of cultural meaning
ethnography key processes
observation
interviews
field notes
cultural objects/documents
observation guide to structure field observations
findings are typically presented in a rich, descriptive narrative
case study - key characteristics
bounded system
can involve a single case or multiple cases
defined by the unit of analysis (the case), not by the research topic
bounded system
key characteristic of case study
a clearly defined unit of study, bounded by time, place, activity or group
ex: one person, one program, one school, one policy
Case study - key processes
select a case based on typicality, uniqueness, success, etc.
collect in-depth data from multiple sources (interviews, observations, documents, photos)
Report a case description and case themes
narrative research - key characteristics
focuses on individual stories and lived experiences
people make sense of experiences by organizing events into narratives
Data are typically first-person narratives (interviews, oral histories, journals, biographies)
Narrative research - key processes
collect stories
re-storying: reorganize participants’ accounts into a coherent story
Identify key events, turning points, interactions, and context
Preserve participant’s voice and meaning, often collaboratively
focus groups
collect info from small groups at the same time
Common experience or characteristic
Moderation guides
Key strength: people can build on each other’s ideas
Consider group dynamics
case study
To provide an in-depth description of how one community-based rehabilitation program supports participation in daily activities among adult with disabilities.
ethnography
To describe and interpret shared patterns of daily routines among residents of an assisted living community
phenomenology
to describe the essence of lived experience of losing independence in daily activities among older adults
ethnography
to understand the shared culture of an inpatient rehabilitation unit and how it shapes engagement in occupational therapy
grounded theory
to develop a theory explaining how a family caregivers decide when and how much assistance to provide to a person with dementia during daily activities
narrative research
to explore the life story of a stroke survivor returning to meaningful daily activities after stroke
narrative research
to explore the personal journey of an OT working in a rural community
case study
to develop an in-depth understanding of how one OT program implements a smart-home intervention for older adults with cognitive impairment
grounded theory
to develop a theory explaining the process by which stroke survivors adapt their daily routines after returning home from rehabilitation
phenomenology
to understand the lived experience of returning to work after spinal cord injury
preparing for a qualitative interview
understand your research, ethical considerations, developing interview questions
Understand your research
review relevant literature
Clarify your research questions and research objectives
1. What is already known 2. What is not known (gap) 3. What needs to be studied 4. Research objectives/questions
Ethical considerations
obtain IRB/ethics approval
develop an informed consent process
protect anonymity and confidentiality
consider vulnerable populations
Developing interview questions
questions should be open-ended, clear and concise
avoid leading or biased questions
test your question for clarity and relevance
common interview mistakes to avoid
leading questions
over-empathizing
overlooking non-verbal cues
strategies for effective interviews
rapport building
active listening
Rigor and Trustworthiness in qualitative research
how can we ensure our research has been carried out rigorously, systematically, and carefully
How do we know the findings are trustworthy?
Steps and decisions the qualitative researcher makes to enhance how fairly and accurately the data are represented
Result in more trustworthy findings
Credibility
Is it believable?
There is confidence in “truth” of the findings
The extents to which research findings correspond with reality
transferability
does it apply elsewhere?
Can findings be transferred to other people in similar situations?
If study is transferrable, similar participants & research methods should result in similar
results
dependability
Is the process consistent and traceable?
The extent to which the research process is logical, consistent, traceable, and clearly
documented so that others can understand how findings were developed from the data.
Confirmability
Are findings grounded in data rather than researcher preference?
The impartiality and objectivity of the findings.
Findings remain unaffected by the biases or preferences of the researchers.
prolonged engagement, member checking, triangulation, negative case analysis, reflexivity
Which components fall under credibility
thick description and purposive sampling
Which components fall under transferability
audit trail, triangulation
which components fall under dependability
audit trail, triangulation, peer debriefing, member checking, reflexivity
which components fall under confirmability
prolonged engagement
Spend adequate time in the field
Building rapport with participants to understand their perspectives deeply
member checking
Participant validation
Raw data, preliminary themes, interpretations/findings back to participants
to verify accuracy
triangulation
Using multiple sources to validate findings
Variety of data sources, methods, researchers, and theories
E.g., interviews + observations
negative case analysis
Considering alternative interpretations of data and reevaluating them by
referring to data segments that tend to contradict the researcher’s
reconstruction of reality
thick description
The process of reporting study procedures and data analysis methods in extensive detail
purposive sampling
Purposefully choosing participants to represent different experiences, ideas, attitudes, or behaviors in the study
audit trail
Keep an audit trail of research decisions, changes, and data analysis processes to ensure traceability
Documenting decisions and their rationale throughout all aspects of study design and implementation
peer debriefing
Engage with colleagues or experts to review interpretations and findings, minimizing researcher bias
reflexivity
Acknowledge and critically reflect on how personal biases and
preconceptions influence the research process