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What are the key historical documents laying the foundation for research ethics?
The Nuremburg Code (1947)
The Universal Declaration of Human Rights (1948)
The Declaration of Helsinki (1964)
The Belmont Report (1979)
United Nations Declaration on the Rights of Indigenous Peoples (2007)
The Nuremburg Code (1947) CONTRIBUTIONS
First modern international code for human research
Response to inhumane Nazi experiments on camp prisoners
Not legally binding, but internationally recognized as foundational in research ethics.
Key Ethical Principles of the Nuremberg Code (10 total):
Voluntary informed consent is essential.
Research must have social value—cannot be random/unnecessary.
Must be based on prior animal studies or existing knowledge.
Avoid unnecessary suffering or harm.
No experiments with expectation of death/disability, unless researchers are also participants.
Risk must not exceed the value of the problem addressed.
Provide adequate protection against harm.
Only qualified professionals should conduct the research.
Participants can withdraw at any time.
Researchers must stop the experiment if harm is likely.
The Universal Declaration of Human Rights (1948) CONTRIBUTIONS
Establishes fundamental and universal human rights for all people
Promotes respect, education, and recognition of rights globally
Informs ethical research through emphasis on human dignity, freedom, and equality
Declaration of Helsinki (1964) contributions
expanded on ethics codes, drafted by the World Medical Association as a “living document”
Formation of ethics review boards (IRBs)
differentiation between therapeutic and non-therapeutic research
Identification and protection of vulnerable populations
Ongoing informed consent and removal of sexist language
Belmont Report (1979) CONTRIBUTIONS
published in response to past unethical US studies (e.g. Tuskegee Syphilis Study); foundational for US research ethics
3 principles
Respect for persons: autonomy and protection for those with diminished capacity
Beneficence: maximise benefit, minimise harm
Justice: fair distribution of research burdens and benefits
What was the Tuskegee Syphilis Study, and why is it ethically significant?
US Study (1932-1972) involving Black men with syphilis who were not given informed consent and denied treatment even after a cure was found
Violated all Belmont principles
no respect for autonomy
no beneficence - participants were harmed
injustice
United Nations Declaration on the Rights of Indigenous Peoples (2007)
Affirms the rights of Indigenous peoples to self-determination, culture, identity, languagem employment, health, education, etc.
Crucial for ethical research involving Indigenous communities: centers Indigenous sovereignty, consent, & benefit
What does “relational ethics” refer to
makes fuzzy the articificial separation of methodology & methods
guides our methodology & methods and weaves both together
What concepts and frameworks does “relational ethics” draw from?
Transformative Praxis (e.g., Pihama & Southey, 2015)
Relational ethics is tied to transformative aims—research should benefit the communities involved.
Applies to personal, service, and structural levels.
Encourages working through openness, vulnerability, and shared learning.
Centralises phronetic knowledge (practical, lived experiences)
Te Ara Tika
a framework developed to guide ethical research with Māori, for Māori, and by Māori.
supports researchers in upholding Tikanga Māori (Māori values and practices)
promoting mana-enhancing, respectful engagement.
What are the Te Ara Tika guidelines for Maori research ethics, and what are their core principles
We Trust Maori Mana
Whakapapa (Relationships)
Tika (Research Design)
Manaakitanga (Respect & Care)
Mana (Justice & equity)
Main objectives of Te Ara Tika Framework
to explain key ethical concepts for Maori
to support decision-making around Maori ethical issues
to identify ways to address Maori ethical concerns
To clarify the kaitiaki roles of Maori ethics committee members
Te Ara Tika: Whakapapa core principles
used explain the genesis + purpose of any particular kaupapa (topic/purpose)
the development & maintenance of meaningful relationships between researcher and participant
Te Ara Tika: Tika core principles
Reserch design is mainstream, maori-centred
kaupapa maori
Te Ara Tika: Mana core principles
Justice & equity
Protects the authority and dignity of Maori individuals and communities
Research muct be beneficial, empowering, and not exploitative
Te Ara Tika: Manaakitanga core principles
Respect and care
Emphasises kindness, generosity, and care for participants
Involves reciprocity, humilitym and ensuring participant wellbeing
What are the different levels of engagement with Maori that research may fall under in NZ
Research with no specific Maori component
Research specifically relevant to Maori
Research involving Maori
Maori centred research
Kaupapa Maori research
1) Research with no specific Maori component
No Matauranga Maori involved
Maori not involved in the research process
May be of some interest to Maori, but not more than to other stakeholders
2) Research specifically relevant to Maori
Research is relevant to Maori as stakeholers or end-users
Maori is not usually involved
Matauranga Maori may guide relevance in minor ways
Can contribute to Maori aspirations
3) Research involving Maori
Matauranga Maori (20-50%) included
Maori involved in the design and/or conduct of the research
Direct relevance to Maori
Contributes to Maori aspirations and outcomes
4) Maori-centred research
Maori-led or closely guided by Maori
~50%+ Matauranga Maori used
Kaupapa Maori research is core focus
Maori are primary end-users, and work is often collaboratve or consultive
Significant contribution to Maori aspirations
5) Kaupapa Maori Research
80%+ Matauranga Maori is central to the project
Fully grounded in te ao Maori, with fluent understanding of Maori culture
Often led by Maori researchers, using Kaupapa Maori methodologies
Strong contribution to Maori aspirations and self-determination (tino rangatiratanga)
What is Māori Data Sovereignty?
The inherent rights and interests Maori have over the collection, ownership, and use of Maori data
Grounded in relationships with land, water, and the natural world
Māori Data Sovereignty
Data as living tāonga (treasure): Data holds strategic value for Māori.
Māori data includes:
Data produced by Māori or about Māori
Data from Māori organisations/businesses
Data used to describe/compare Māori collectives
Data about Te Ao Māori from research
What is Vision Mātauranga
A NZ government science policy framework that:
Integrates Western science and Matauranga Maori to create new research possibilities
Encourages purposeful, mutually beneficial relatiionships between researchers and Maori
Vision Mātauranga 4 pillars
My Husband In Turin
Matauranga
Hauora & oranga
Indigenous Innovation
Taiao
Vision Matauranga: Matauranga
Exploring indigenous knowledge & research, science & technology, and developing a distinctive body of knowledge at the interface between indigenous and western knowledge
Vision Matauranga: Hauora & oranga
Providing better health and social wellbeing for Maori
Vision Matauranga: Taiao
Achieving sustainability through understanding iwi and hapu
relationships with the enviro
Vision Matauranga: Indigenous Innovation
The development of producs, processes, systems, and services from Maori knowledge, resources, and people
What is Kaupapa Māori Research?
A non-deficit, Maori-centred approach that:
Uses Maori tikanga (practices/protocols) to inform research, policy, education, and health
Addresses deep structural inequalities
Challenged dominant power structures, control, ownership, and constructions of “truth”
Rooted in Tino Rangatiratanga (self-determination)
KMR principle: Tino Rangatiranga
The Principle of Self-Determination
allows Maori to control their own culture, aspirations, and destiny
KMR: Taonga Tuku Iho
The Principle of Cultural Aspiration
Emphasises the validity of Maori ways of knowing, doing, and understanding the world
Taonga = prized, special
KMR: Ako Maori
The Principle of Culturally Preferred Pedagogy
Teaching and learning practices that are preferred by Maori
KMR: Te Titiri Waitangi
The Principle of the Treaty of Waitangi
Critically analyse relationships, challenge the status quo, and affirm Maori rights through te Titiri
KMR: Ka piki nga raurau o te kaina
The Principle of Socio-Economic Mediation
• KMR provides positive benefit to Māori communities overcoming hardship
KMR: Whanau
The Principle of Extended Family Structure
Relationships are central and the researcher has ongoing relationship with research stakeholders
KMR: Kaupapa
The Principle of Collective Philosophy
The research contributes to the community’s aspirations and purpose
KMR: Ata
The Principle of Growing Respectful Relationships
Building and nurturing relationships and wellbeing when engaging with Maori