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Federalism
system of organizing governments in a nation so two or more levels of government (state/national) share formal authority over the same area/people
Intergovernmental Relations
interactions among national, state, and local governments (including regulations, transfers of funds, and sharing of information)
Unitary Government
all power resides in central government, regional government can only exercise allowed power, derive authority from states/constitution
Confederation
weak national government, most power resides in the hands of regional governments who give chosen powers to the national government, rare
Importance of Federalism
decentralizes politics (not all at national level), decentralizes policies (different states focus on different issues), and continues idea of separation of powers between state and national
Federalism Division of Power
defined powers of state and national governments with some overlap, stronger national government (compared to articles) but states are still vital component, supremacy clause, boundaries of national power, and judges are bound by constitution
Supremacy Clause
3 items that are the supreme law of the land (over state laws), ladder: Constitution, national government laws, treaties, state laws, local laws/constitutions; everything must agree with the "rungs" above it
National Government Boundaries
cannot usurp states' powers, 10th amendment "reserved powers clause"
Constitutional Truism
assertion that states have independent powers
National Supremacy
national policies take precedence over state policies, McCulloch V. Maryland, goes beyond enumerated powers
McCulloch V. Maryland
issue of state versus national power over national bank, court held that congress had certain implied powers in addition to power in constitution
Implied Powers
article 1 sec. 8, powers of federal government that go beyond those written in the constitution
Enumerated Powers
powers specifically stated in the constitution
Elastic Clause
authorizes Congress to pass all laws necessary and proper to carry out the enumerated powers
Gibbons V. Ogden
defines commerce very broadly to encompass nearly every form of commercial activity (gives national government more power), established power of congress to promote economic development
10th Amendment
powers not delegated to the U.S. by the constitution, nor prohibited by it to the states, are reserved to the states respectively, or to the people
Brown v. Board of Education
rules school segregation as unconstitutional, part of civil rights movement towards equality
United States V. Lopez
ruled Federal Gun Free Schools Act as unconstitutional since it is not a part of interstate commerce and should be left up to the states, limited congress' commerce power
Federal Gun Free Schools Act
established a perimeter around any U.S. school where a gun could not be present
State Obligations in Federalism
full faith and credit, extradition, privileges and immunities
Full Faith and Credit
requires each state to recognize the public acts, records, and judicial proceedings of all other states
Extradition
legal process whereby a state surrenders a person charged with a crime to the state in which the crime is alleged to have been committed
Privileges and Immunities
provision of constitution according citizens of each state the privileges and rights of any state in which they happen to be
Dual Federalism
a system of government in which the states and the national government each remains supreme within their own spheres, each with different powers and policy responsibilities that don't overlap
Cooperative Federalism
a system of government in which states and the national government share powers and policy assignments
Devolution
transferring responsibility for policies from national government to state/local government (followed by repealing federal speed limits, etc.)
Fiscal Federalism
pattern of spending, taxing, and providing grants in federal system, cornerstone of the national government relations with state and local governments
Grants-In-Aid
federal funds appropriated by congress for distribution to state and local governments
Two Types of Federal Aid
categorical grants and block grants
Categorical Grants
main source, specific purposes of state and local spending, must apply, strings/regulations must be met, project or formula grants
Project Grant
competitive application, not everyone receives one
Formula Grant
automatically received but still have to apply, distributed according to formulas specified in legislation
Block Grants
for broad programs, state discretion in spending the money
Universalism
something for everybody, federal grants follow this
Crossover Sanctions
using federal dollars in one program to influence state and local policy in another
Crosscutting Requirements
a condition on one federal grant is extended to all activities supported by federal funds, regardless of their source
Mandate
requirements that direct state/local governments to provide additional services under threat of penalties or as a condition of receiving federal grant
Underfunded Mandates
states have to budget more funds to receive federal money
Unfunded Mandates
state/local governments must spend their own money to meet national laws without help
Advantages of Federalism
more opportunities for participation due to more levels, increased access to government due to more levels, increased opportunities for government to respond to demands for policies, multiple levels for political party growth, diversity of opinion in public policies in different states, and reduces decision making and conflict at national level
Democracy Disadvantages
quality of services depends on state, can discourage states from providing services, local interests may impede national majority support of policies, vast number of local governments make it difficult to know which government is responsible
Privatization
describes how a piece of property or business goes from being owned by the government to privately owned
Popular Sovereignty
government based on the consent of the people, government's source of authority is the people