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Flashcards covering key political science theories, authors, and concepts from the lecture notes on collective action, governance, and political behavior.
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Rational Choice Theory
A framework where individuals seek to maximize their own personal payoffs.
Olson's Logic of Collective Action
The theory that individual rationality leads to collective irrationality, where groups fail to achieve common goals unless there is coercion or selective benefits.
Prisoner's Dilemma
A trust and coordination problem between two groups, illustrated by a scenario where individuals must decide whether to cooperate or betray their partner.
Free Rider Problem
individuals in a large group have no incentive to contribute because they can enjoy the benefits of the group's efforts without helping.
Tragedy of the Commons
The depletion of natural resources resulting from individuals acting in their own self-interest rather than for the common good.
Affordable Care Act (ACA)
Biggest healthcare transformation BUT failed to provide single payer system or public option
Uninsured rate decr.
BUT: premiums + insurers profit lots
Madison Tyranny of the Majority
majority faction could use its power to trample the rights of the minority, particularly those with wealth.
madison Fed 10
Many factions prevents any single majority from dominating.
Levitsky and Way
warn against “Competitive Authoritarianism”
Bureaucracy = hollow + govt used to punish opponents/reward allies
Bouie
Con Rot - pol institutes/norms have degraded over time
Unitary State
govt has absolute authority + delegates power at whim (is revokable)
Federalism
power is divided between a central government and semi-autonomous states.
Supremacy Clause
federal law takes precedence over state law.
Necessary and Proper Clause
Congress has power to make all laws necessary to execute its other constitutional powers.
McCulloch v. Maryland
Congress had the right to establish a national bank under the Necessary and Proper Clause.
Wickard v. Filburn
Commerce Clause was applied to personal wheat production to manage market prices, limiting how much a farmer could grow.
Grumbach
Polarization → reversal of nationalization of politics
state = battleground of policies (reuslt determined by where you live)
Voters don't pay attention to national policies + even less to state policies / who their reps are → state politics dominated by special interest groups
Weaver and Prose
Racial Authoritarianism
People of color experience dramatic variations in surveillance and freedom depending on the state they live in (ie: N vs S post recon)
Burke
Optimistic view of parties
People are united for national interest
Parties = vehicles for shared principles
Collective action against monarchy/for common good
Downs
Party = group seeking to control govt by winning elections
Policy = 2ndary to gaining power
Parties adjust positions to win election
Components of Theory
Winner-takes all - only ever 2 majority parties
Duverger’s Law - why vote for 3rd option if 1 of other 2 will def win
Median voter theory - assumes voters = rational → point of pol preference → party adjust policies to meed media voter
Constrained by past reputations BUT can still shift
Builds off MVT → voters NOT well informed (party = guide)
Simple left v right spectrum
Dem support abortion AND gay rights
Bawn et. al. = UCLA school
Reject Downsian model
Parties have polarized
Parties = coalition “policy demanders” tasked with carrying out agenda
Components of Theory
Politicians can contradict median voter preference in the “electoral blind spot”
Main goal = policy → can control the govt.
Elections = more than voter rationality → must appease policy demanders
Hard for parties to adjust policies (sometimes long term deals with coalition groups)
Coalitions not correlated with policies/random
Support of gay rights NOT related to support of abortions
Pierson + Schickler
ALSO rejects Downsian model as prehistoric
Past pol = local BUT now nationalized → state/local have min authority + national media = popping
Dem. McGovern-Fraser reforms took away party boss ability to nom pres → primaries
More median values
Repub party could win without outright majority w/t anti-majority institutes
electoral college, gerrymandered House, Senate
Does NOT respond to median voter → extreme positions
Pol party identification = self identity + hating other side
Mayhew
House members = single minded seekers of reelection BUT stable/functional
Fenno’s Paradox - poor image of Congress BUT indi members = popular in own districts
→ members have to be responsive to constituents to win reelection
Parties = insignificant - signal value of voters but ultimately congress listens to voters, not party leaders
Congress 3 activities:
Advertising
Credit claiming
Position taking
Krehbiel’s
Builds off Mayhew → parties have NO role in bill’s passing
Party identification has nothing to do with positions taken
gridlock = absence of policy change despite leg majority that favors change
Aka: nothing happens unless absolutely necessary
Neustadt's
Pol system = seperate institutes sharing power
Authority ÷ between fed govt + states AND fed ÷ into 3
Executive = 1 branch + President only 1 component
AKA: Pres has very little power → weak/vulnerable BUT expected to do big things
Powers
Veto Congress legislation (BUT cant create…)
Appoint cabinet secretaries, fed judges/officials BUT require Senate approval
Pardon fed crimes
Vague authority to execute orders
State of union address → Recommend actions to congress
Commander in chief + can declare war
Informal power to persuade other part of govt → forced to bargain
Last resort = command authority BUT failure → lose support
Ex: Marshall Plan - Truman made Sec of State Marshall pub face → lose personal glory BUT worked out → support
Kernell
Going Public (build off Neaustadt idea Pres = weak)
Incr polarization + tech adv → incr need to go public
Publically pressure Congress to do smth
Going Public limitations
Damages relations w/t Congress → last resort
Cant change position once made
Pub disagree → pres look weak + ineffective → lose credit w/t Congress AND public
Can only do occasionally or pub will be fatigued + see pres as problematic
Howell
Neusdat = right BUT outdated → modern pres = dif situations
Now pres = strong + “imperical”
Lack of formal power → desire to get more power
Gridlock + polarization → cant negotiate anyway
Could expand informal powers bc…
No collective action problem → quick unilateral actions before other branches can respond
Pres = chief executive → claim powers using ambiguity
National crisis → commander in Chief → bypass congress
Unilateral actions only succeed if checks/balances don't block/act + next pres doesn’t undo (ie: ACA)
Howell & Moe
Agree pres = too weak BUT also too powerful bc …
Growing fed bureaucracy let pres expand power
Bureaucracy treat R vs D dif
Accept D goals vs hostile to R ones → D use less unilateral power vs R use more → R “strongman presidency”
Weber
Bureaucracy = highly effective + rational form of organization BUT dehumanizing for workers
High conformity cost for low transaction costs
Core challenges
Principle-agent problem - bureaucrats = unelected officials → should follow Congress directions NOT pursue own goals
Gailmard & Patty
Problems with Principle-agent prob
Bureaucrats have dif incentives than Congress
Bureaucrats = zealots (passionately believe in cause) OR slackers
Malidistribution info: Bureaucrats have expertise in agency vs Congress doesn’t
Lowi
Congress vague delegation of power to the admin state gave lawmaking power to bureaucrats
Iron Triangle - alliance between congressional (sub)committee + specific bureaucracy + interests group
Everyone gets what they want - interest group gets policies, agency gets pol support + budget from committee, & committee member gets campaign contributions + electoral support from interest group
McCubbins & Schwartz
2 types congressional oversight:
Police-Patrol Oversight
Direct, centralized, lots resources/time, proactive
stop problems before get too big
Ex: regular hearings even if there is no scandal
Fire-Alarm Oversight
Decentralized + reactive
Respond to problems once they happen
Creates tools for citizens to report problems
Admin Procedure Act (1964) - bureaucrats want to create new regulation → must publish in Fed register before implementing → feedback
Whistleblower Protection Act (1989) - protect fed employees who report issues from retaliation
McC + S prefer fire alarm
more efficient/effective
Create credit claiming opportunities
Tie to Mayhew (politicians = single minded seeker of reelection)
Congressman = heroic when they step in
Howell & Moe
Dual Principle problem
Congress NOT only one controlling bureaucracy → also President
D + R abuse authority over bureaucracy
D overreach vs R sabotage
Scalia
Textualism/originalism
Interpret Con + statues directly with no wiggle room
Bryer
Purpovism/Active Liberty
Texts are driven by purpose so its a judges job to interpret them according to that purpose
Rosenberg
Skeptical that courts can actually create meaningful social change
Court decisions follow social change and demand but do not actually create that change
Ie: Brown v Board actually did very little (Voting Rights Act actually helped increase equality)
Balkin
ACA constitutional mandate got more and more insane
Focus on role of conservative intellectuals, social movements/media, & role of repub party
bensel
Federal govt in the post civil war era was super weak and couldn’t impose any econ programs for the entire nation
Due to incompatibility of industrial north w/t antebellum south pol econs + issue w/t western expansion
*strictly material and structural explanation of civil rights divide
clash between pol econ + elite interests
Tocqueville
Discussed other factors contributing to civil war divide
Euro immigrants had common roots
Rejection of territorial aristocracy → middle class
Stark regional differences
Huntington
Post Cold-War conflict = cultural, not ideological
Core culture forged by Christianity + protestant values
Individualism + work ethic
Immigrants = threat to culture
Assimilation leads to success
Warns against country made of two languages, cultures, and peoples
Menand
Critiques Huntington nativism/monoculturalism
Am = most patriotic nation + immigrants have strong US pride
Democracy NOT static dogma but experiment that changes according to shifts in culture/society
Strongest societies are made of a bunch of dif components
Converse
People don't have any consistent ideological belief system
Ex: people claim to be against abortion but support gay people (“R” value AND “D” value)
Others don't fully understand what a “liberal” or “conservative” is → cannot make any meaningful pattern
Findings used as basis for pol scholars behaviors
Given pol ignorance, debate of how to understand pub opinion and how big of a problem ignorance is for democracy
3 categories: arbitrary outcomes, elite theory, + heuristics
Achen and Bartel
Arbitrary outcomes
Pub elections are meaningless and random
Blind retrospective voting
Vote based on things unrelated to pub policy
Ex: econ depression → blame president
No policy preferences → rely on party/social identity
Lenz
oters choose politician based on party THEN match their policy preferences to that of the candidate
Party usually based on parents party
Influenced on pointless things (slogans, vibes, etc)
Mills
Elite Theory
Elites pass down ideas/problems → people think its their own thoughts
US run by elites → control elections which are just a facade / illusion of freechoice
Gilens + Page
US is an oligarchy, not democracy
Policiesrespond only to affluent
Popkin
Heuristics - informed shortcuts
Not as pessimistic about democracy
Says voters are uninformed BUT "heuristics" give some sort of informed rationalist
From afar, pub opinions = accurate, even if indi ones aren’t
EX; Gerald Ford ate tamale with husk → lost Mex Am voters
Crazy to not vote based on food BUT on other hand showed he didn’t know their culture
Taul and Nyan
Motivated reasoning
People want to believe a certain version of reality and contradictory version = threat → rejected
ALSO causes them to double down on OG belief
Backfire effect
Bradley Effect
People base responses based on who they are talking to
EX: if black person asking if you vote for black candidate → say yes BUT then you don’t
Gilens and Jardina
Relationship between race + pub opinion
Gilins: White people often support racially associated programs
Jardina: white identity politics
Whites took dom status for granted → feel threatened
Not white supremacy just “in-group favoritism) → oppose immigration, support trade protection, trump etc.
Downsian model of rational voting
benefits outweight the costs
Anzia
Interest groups often push to have races or referendums move to off-cycle years → more influence
If going off heuristics → wait for good econ to start campaign
BUT heuristics also can neg impact campaign
Ie: nicknames (Sleepy Joe)
Popkin
Campaigns are critical for “cognitive focal points”
Help make connections with politicians and own life
Disagrees with Anzia that negatives from campaigns do anything
Abramowitz
Elections treated as existential crisis were Americans hate each other and our govt is super dysfunctional
Negative partisanship - voters motivated by hate of the other side more than love of their own
AKA: at masslevel D + R are genuinelydifferent and hateeachother → polarization
Fiorina
Agree with Abramowitz about elite polarization BUT says on mass level most Am. are moderates
Polarization = “sorting” not clear cut differences (more distinct, not more extreme)
Liberal = Dem
Conserv = Repub
Disagrees with Abramowitz about focus on party activists, news viewers, donors, and voters to make polarization claims
Dont represent avg american who are moderate
AKA: masses are NOT different, just sorted into ideologies
Concern about polarization is overblown
Feelings of hatred are not validly measured (people just pick the extremes - class example berkeley vs stanford)
Mason
Very little dif between Dem + Repub at mass level BUT they are effectively polarized
Ideological differences NOT necessary to divide people
AKA: not ideologically dif, just sorted
more about perception (polarization just impacts how we view stuff = big dividing issue)
Pierson + Schickler
Agrees Abramowitz is right about mass polarization
voters are ideologically and effectively polarized because of themselves (ideological influences and culture)
Focus on role of institutions driving polarization
Nationalization of mechanisms of politics (parities, media, etc)
Now institutes are polarized tho
Madison's system (checks and balances prevent one group from being too powerful)
BUT P&S say Affective polarization breaks from madison bc everything has become nationalized and partisan → no more moderates, people are polarized into D or R
Madison and Interest groups
View interest groups as corruptive
Madison argue factions are dangerous bc they pursue selfish interests not public ones BUT eliminating them would eliminate liberty
Solution: let factions rapidly grow → too many factions competing for one to be dominant
Dahl —> Dahl x Truman
Pluralism
Madison's idea of power being dispersed among competing groups → pub policy = result of bargaining + compromise
Disturbance Theory (Dahl x Truman)
Groups combine when interests align
Olson
Rational self interested individuals will NOT act to achieve group goals (free rider problem)
→ small groups with centralized interest are easier to organize than big groups with dif interests
Social pressure = effective
Schattschneider
Criticises pluralism
Flaw: rich and powerful usually win
To overcome freerider problem → selective incentives
Special benefits for those who contribute
Hall and Deardroff
Interest groups have 2 strategies
Insider tactics - rely on personal access to govt officials and mutually beneficial exchanges
Legislators who are focussed on reelection>policy need lobbyist help → provide subsidies to reduce workload in exchange for $ + career advancement
H + D say they are NOT corrupt bc they have to tell the truth in order to keep benefiting
Not an attempt to bride/persuade opponents
BUT still corrupt bc only rich can afford to subsidise allies
Hall and Wayman
Public sees money and campaign contributions as corrupt BUT most pol sci view it as buying access to Congressmen
Give advice → congress will support your issue
Not directly bc that would be sus
Outsider tactic
No personal contact –. Use implicit or explicit threats to alter politics
Mobilize pub opinions using protests, campaigns, demonstrations, etc
Interest groups can encourage members to call members of congress
Pierson & Schickler
Madison system of moderating decentralized groups w/t local parties doesn't work
→
Replaced by nationalized/polarized interest groups
Local roots + want access to both parties bc they are not ideologically sorted
Control parties by enforcing discipline + nationizing conflicts → cross-party compromises
Lukes
Criticise Dahl + pluralists for having superficial view of power (“A” tells “B” what to do)
3rd face = most powerful/important
Domination isn’t class based
Second Dimension of Power
Power is not just for winning votes, it decides WHO gets voted on
Focus on agenda control + decision making
Lukes argues its too committed to observable conflict + assumes that if there is no conflict there is no general consensus
Third Dimension of Power
LUKES
“A” exercises power over “B” by influencing/determining “B’s” desires by controlling info, mass media, + socialization
Focus on shaping preferences to exercise power without observable conflict
Critiques
paternalism/elitism problem = concept of “real interest” lets academics (aka lukes) to say they know best for the group
Empirical problem - how do you prove “latent conflict” exists if it is never seen
Marxist critique - economic components of hegemony = important
Theofor Adorno
Culture Industry → false needs
Pacifies masses w/t entertainment → dont see real issues
Ex: oh look! Shopping → but we are at war…
Noam Chomsky / Edward Herman
Manufacturing consent
Propaganda model (ownership, advertising, sourcing, flak, ideology) → media filters out dissent + shapes public opinion to align with elite interests → manufacture consent (LUKES)
Edward Said
Orientalism - apply knowledge to production
Power works by controlling the representation of the other
“A” controls “B” by defining who “B” is
Judith Butler
Gender performativity
3rd dimension used on level of identity itself
Power doesn’t act on a subject but FORMS it
Ie: gender isn’t internal power but preformed