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Formulation of Program Theory
Articulate and evaluate the conceptualization of health problems
Casual Model
- What causes the health problem?
- Necessary for the development of any interventions
Predisposing Factors
things that facilitate or hinder likelihood of a given behavior (knowledge, attitude, belief, values)
Reinforcing FactorsEE
rewards & feedback received from others regarding a given behavior (attitudes and support of influential people, economic rewards, social norms)
Enabling Factors
conditions that help/hinder doing a given behavior ( availability of resources, accessibility of services, laws and policies)
9 phases of PRECEDE-PROCEED framework
- social assessment
- epidemiologic assessment
- behavioral & environmental assessment
- educational & ecological assessment
- administrative policy
- implementation
- process evaluation
- impact evaluation
- outcome evaluation
Intervention Model
- the mechanism by which the intervention will influence the problem
- focus on changing modifiable factors in the casual model
-
Mediational Model Structure
- intervention to mediator to outcome
Logic Model
- graphic depiction of key program elements
- tells story of program in a condensed format
Components of Logic model
- inputs, activities, outputs, impact (short term), impact (long term), outcomes
Components of Logic model
Components of Logic model
- inputs, activities, outputs, impact (short term), impact (long term), outcomes
Logic Model: Inputs
resources needed for program activities (staff funding, partners, settings)
Logic Model: Impact (short term)
program mediators (knowledge changes that result in activities and outputs)
Logic Model: Impact (long term)
behavioral and health effects of intervention
Outcomes
longer term health outcomes (goals)
Why create a logic model
- promotes collaboration among stakeholders to develop agreement on program theory and outcomes
- convenient visual representation of a program
- aids in developing evaluation questions and measures
- often required by funders
5 common elements to health promotion program planning
- assessing needs
- setting goals and objectives
- developing interventions
- implementing interventions
- evaluating results
Primary prevention
preventing from ever having a health problem
Secondary prevention
preventing from a severe case (catching them in the early phase)
Tertiary prevention
already a well established health problem
Role of planning frameworks
- integrate behavioral and social science theories
- develop interventions to prevent and control health problems
- a tool to help partners focus on goals and understand them
- an action guide to streamline efforts
- an evaluation guide for measuring progress and success
Examples of Planning Models
- PRECEDE PROCEDE
- RE-AIM
- Mobilizing for Action Through Planning and Partnerships
- Intervention Mapping
PRECEDE-PROCEED
framework for identifying strategies to address factors linked to outcomes of interest
- begin with desired outcomes
- work backwards to identify factors influencing success
- plan with target community
PRECEDE-PROCEED Assumptions
- behavior and behavior change must be enabled
- behavior and behavior change must be reinforced
PRECEDE-PROCEED Step: Social Assessment
PRECEDE-PROCEED Step: Epidemiological Assessment
Identifies health problems for program focus
PRECEDE-PROCEED Step: Behavioral & environmental assessment
Identifies predisposing, reinforcing, enabling factors that impact behavioral and environmental targets
PRECEDE-PROCEED Step: Intervention Alignment and Administrative& policy assessment
Selects & aligns program components with priority determinants of change, identifies resources, organizational barriers and policies for implementing and sustaining program
Designing the intervention
What are key aspects of promising approaches that are/have been used in practice
Best Practices
interventions that have been proven effective in multiple settings and populations
Best Experiences
the prior experiences of other practitioners communities, states, or national programs in addressing the same issues. Come from prior or existing programs
Best Processes
Proven methods and strategies used to assess the population and local situation to select appropriate interventions
SMART Research Questions
Specific, Measurable, Attainable, Realistic, Time-Bound
Needs & Assets Assessments
Systematic Process to:
- define the health problem characterize within a specific population and context
- identify needs and resources
- compile evidence to inform development of intervention tailored to population
- identify both the good and band
Identifying Stakeholders
Those who are relevant to a future health promotion effort because they: may be affected, have potential to influence, have key insight
Who to involve in your intervention?
- state and community partners
- support and intermediary org
- funders
- those affected (community members)
Why involve community members?
- provides direct experience
- realistic about their needs and priorities
Why promote diverse partcipation?
- better represent the community
- gain different opinions
- bring more experience and capacity to the table
- new collaborations and partnerships
Community Assets
anything that can be used to improve the quality of community life. Could be schools, influential people, etc
Why identify community assets?
- foundation for community improvement
- external resources may not be available
- improvement efforts are more effective and longer lasting when community members dedicate their time to changes they desire
- when efforts are planned on the strengths, people are more likely to feel positive about them
Asset Mapping
A community asset is anything that can be used to improve the quality of community life
What is a Needs Assessment?
collection of information on both current health status and ideal health status of a group or community
What three levels of ecological model does need assessment reflect?
- Intrapersonal
- Interpersonal
- Community
Results of a needs assessment can be used to...
- help advocate for health resources
- establish a baseline against which to gauge the effectiveness of the program
Photovoice
an activity in which participants are asked to represent their communities or express their points of view by taking pictures of scenes that highlight research themes
What are the three main goals of photovoice?
- enable people to record and reflect their communities strength and concerns
- to promote critical dialogue and knowledge about important issues through large and small group discussions of photographs
- to reach policymakers
Steps to conduct a photo voice
- conceptualize the problem
- devise initial themes
- conduct photovoice training
- take pictures
- facilitate group discussion
- select photographs
- codify issues, themes, and theories
- present findings to stakeholders/target audience
Four phases of community needs assessment
Phase 1: Gather preliminary data and generate assessment questions
Phase 2: collect community data
Phase 3: analyze data and interpret results
Phase 4: prioritize needs, identify assets, and make recommendations
Phase 1: Gather preliminary data and generate assessment questions
- gather basic community information
- observe and take notes
- talk to people
Phase 2: collect community data
- assemble secondary data
- gather primary data
- identify gaps in knowledge
Phase 3: analyze data and interpret results
- analyze the data
- compare perceived and actual needs
- compare your community to others
Phase 4: prioritize needs, identify assets, and make recommendations
- prioritize needs
- validate prioritized needs
- create an asset map
- submit findings and recommendations
What is theory?
Where do theories come from?
theories come from repeated observations of some happening
Three parts of a theory
- concepts
- constructs
- variables
Theory concept
- is the idea which theory is formed
- concepts come from factors that influence health behavior such as beliefs, relationships, and social structures
Theory Constructs
- ways in which the concept is used in the theory
- Constructs: mastery experiences, vicarious learning, verbal persuasion, physical and emotional state
Variables
identify the ways the concept is measured
Models
mix of concepts from a number of theories used together
Characteristics of theory
- general
- testable
- abstract
- replicable
- supported
- logical and meaningful
- efficient
Characteristics of Conceptual Models
- specific
- testable
- specific-variables
-replicable
- supported
- logical and meaningful
- efficient
Steps in Choosing a Theory
1. identify the health issue and the intervention population
2. gather info about the health issue
3. identify possible causes for the health issue
4. identify the level of interaction for the possible causes of the issue
5. identify the theory that best matches the level and causes
Types of Relationships: Antecedent
background factors that precede expected relationships
Types of Relationships: Mediating
variables that come between predictor and outcome variables
Types of Relationships: Confounding
variables that related to both outcome and predictor variable
Types of Relationships: Modifying
the relationship between the predictor and outcome is influenced by a third variable
Self-Efficacy Theory
individuals are more likely to engage in activities for which they have high self-efficacy and less likely to engage in those they do not
People with strong self-efficacy...
- see difficult tasks as challenges to be mastered
- set goals and maintain strong commitment to attaining them
- approach difficult situations with confidence
- are less prone to depression and stress
People who doubt their ability...
- see difficult tasks as threats and avoid them
- give up the face of failure
- quickly lose faith in their ability
- are more prone to depression and stress
Ways to change self-efficacy
- mastery experiences
- vicarious experiences
- verbal persuasion
- somatic and emotional states
Mastery Experiences
successfully doing something is a mastery experience that increases self-efficacy
- trying different things
- over-coming obstacles
- practicing things that do not come easily
Vicarious Experiences
learning by watching someone similar to yourself be successful is a vicarious experience that increases self-efficacy
conversely, watching the person fail threatens self-efficacy
Verbal or Social Persuasion
encouragement by others that increases self-efficacy
Somatic or Emotional State
occurs when someone thinks about doing something can increase or decrease self-efficacy
Logic Model: Activities
key events or actions performed by program and its staff
Logic Model: outputs
direct products of activities (# of people reached, satisfaction, materials, distributed)
Health Belief Model
Used to understand and predict health behaviors
Health Belief Model: Perceived Susceptibility
beliefs about the changes of getting a condition
Health Belief Model: Perceived Severity
beliefs about a seriousness of a condition and its consequences
Health Belief Model: Perceived Benefits
beliefs about the effectiveness of taking action to reduce risk of seriousness
Health Belief Model: Perceived barriers
beliefs about the material and psychological costs of taking action
Health Belief Model: Cues to action
factors that activate readiness to change (reminders)
Health Belief Model: Self-Efficacy
Confidence in ones ability to take action
Where does the HBM fit within the Ecological Model?
Intrapersonal
Strengths of Health Belief Model
- tailored to individual needs
- used to predict or explain health behaviors
- intuitive conceptualization and modifiable constructs
- perceived barriers strongest predictor of health behavior
Limitations of HBM
- little known about relationship between constructs
- cues to action not adequately researched
- effects of each construct small
Transtheoretical Model
- health behavior change is a process that goes through a series over time
- people who need to change the most are often not ready to change their behavior
Stages of Change: Precontemplation
has no intention of taking action within the next six months
Stages of Change: Contemplation
intends to take action in the next six months
Stages of Change: Preparation
intends to take action within the next 30 days and has taken some steps in that direction
Stages of Change: Action
has changed behavior for less than 6 months
Stages of Change: Maintenance
has changed behavior for more than 6 months
Stages of Change: Termination
zero temptation to regress and 100% self efficacy
Self-liberation
belief that one can change and the commitment and re-commitment to act on that belief
Social liberation
increase healthy social opportunities or alternatives
Where does the TTM fit within the ecological model?
Intrapersonal??
TTM Strengths
-Applied and effective with a large number of health problems
- Can be used in a range of settings
- Supported by both theoretical and applied studies
TTM Limitations
- Applicability to children and adolescents is unclear
- Applied more often to risk reduction than to risk prevention
- Difficult to recruit individuals in precontemplation stage
- Poor retention rates
Social Cognitive Theory
Recognizing that behavior is influenced by the environment and personal factors. All interact with another