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A Supportive Presence
Clinical Repose
Warmth and Caring
Acceptance
Genuineness
Availability
Validation of the
Client’s Story
Identifying and
Affirming Strengths
Provision of
Concrete Supports
Advocacy
Clinical Repose
Relaxed, attentive, reassuring steadiness of
the clinician
Therapy session as “holding environment”
Anchored, client-centered and caring presence
Allows the client to stay self- and problem-focused
without distraction or fear of judgment or
abandonment
Deliberate yet warm
Calm and confident manner
Warmth and Caring
Care about clients and their well-being
Part of relational process
Conveying warmth appropriately
Acceptance
Unconditional positive regard
Appreciation and affirmation of client
Clinician communicates nonjudgmental
acceptance
Genuine care for the client
Acceptance is affected by
Societal Norms
Personal Values
Stylistic Differences
Societal Norms
Standards and expectations of conduct
Often codified into law
Change over time
Different cultures, different norms
Culture-bound syndromes
Culture-bound syndromes
A set of behaviors, often a combination of psychological and somatic symptoms, that are only found in specific localities, societies, or groups. It is assumed that these behaviors are influenced by local cultural factors. The current DSM refers to these as cultural concepts of distress.
Personal Values
Developed in context of family and
sociocultural influences
Nonjudgmental- unconditionally accepting
people but not all behaviors
Must be prepared to have personal values
challenged by client’s values or behaviors
Stylistic Differences
Everyone has a personal style—clients and
clinicians
Personal style- habits and preferences
May feel more comfortable with some styles
than others
Clinician’s responsibility to make ambiance
harmonious
Genuineness
Congruence
Honesty
Free from pretense, hypocrisy
Meaning what we say, but not saying
everything we think
Congruence
When clinicians are genuine and authentic with clients, free of pretense and hypocrisy, and do not hide behind a mask of professionalism.
Availability
Easy accessibility and flexibility
Physically and psychologically available
Using technology to increase availability
Additional contact in crisis
Accompanying client under duress
Establishing a safety net
Validation of the Client’s Story
The clinician’s endorsement and appreciation
of the realities of the client’s story
Universalizing
Clinician verbally situates the client in a
community of people sharing similar feelings,
experiences, or opinions.
Used to undercut client’s sense of isolation or
differentness
Not always useful
Strengths perspective
A view of human development and functioning that highly values client assets and potentials. Clinicians identify and underscore the often undervalued or unnoticed strengths that clients have used successfully to resolve problems, as well as highlighting and utilizing new strengths and supports.
Transferability of skills
The clinical concept asserts that one’s strengths, talents, or methods of coping in one situation might work well in others.
Provision of Concrete Supports
Help client access needed services
Maslow’s hierarchy of needs
Concrete needs are foundation
Builds trust and working alliance
Avoid rescue fantasies and excessive “doing
for”
Advocacy
Work with social service agencies, other
institutions, and social action groups to
increase benefits, access, opportunities,
justice, and rights for clients and all people
Help clients get proper amount and kinds of
services
Energizes the clinical work
Empathy
Experiencing the world from another ’s subjective perspective while maintaining one’s own perspective as an outside observer
Basic empathy
What is on the surface
What client knows and has communicated
Advanced empathy
What client has not yet verbalized
What client may not yet be aware of
Reflecting what lies beneath the surface to help
the client gain new perspective
Empathy: A Balancing Act
Separate but involved in experience: observing the client, feeling, and thinking about the client’s experience
No separation: feeling and thinking as if one were the client
Three Facets of Empathy
Cognitive empathy
Emotional empathy
Emotional regulation
Cognitive empathy
The ability to take the perspective of another, to understand the intentions, desires, and beliefs of another person by thinking about the other person’s situation.
Emotional empathy
The ability to feel as another person feels, to experience the emotional state of another.
Emotional regulation
The ability to self-soothe or calm oneself. Emotional regulation is essential for clinicians so that they can act in helpful ways instead of being overwhelmed by their empathy for a client.
Clinical Empathy
Developing empathy
Learn how to understand the perspective and feelings of the client
Communicating empathy
Effectively communicating understanding to client
Checking with client about its accuracy
Using empathy
Acting on that understanding in a helpful way in the clinical relationship
Developing Empathy
Mutual empathy
Relational awareness
Mindfulness and meditation
Learning to read facial expressions
Role playing
Gathering information
Experience with “others”
Practice and supervision
Mutual empathy
The relational process of reciprocal caring and attending that leaves the participants in the relationship feeling seen, understood, and moved by the other.
Communicating Empathy
Supportive sounds
Mirroring
Behavioral synchrony
Facial mimicry
Physical form of reflection
Empathic echo
Empathic reflection of content
Empathic reflection of affect
Mirroring
A skill in which the clinician subtly matches the client’s posture, facial expression, and gestures, while being careful not to mimic or parrot them, in order to increase rapport and empathy. Can be used as a physical form of reflection.
Behavioral synchrony
The participants in a conversation often change their postures, gestures, and mannerisms to match each other. Behavioral synchrony helps us perceive and recognize the emotional experience of another, builds rapport, and increases empathy.
Facial mimicry
An observer matches his or her facial musculature to the facial gestures in another person’s facial expression. Facial mimicry helps us perceive and recognize the emotional experience of another, build rapport, and increase empathy.
Empathic echo
A verbal reflection of both the content and the affect within a client’s story, to signal that the clinician is attending closely to what the client says and does in the moment.
Empathic Reflection of Content
Verbal reflection of client’s story
Clinician shares client’s perspective
Challenge to reflect verbally what client has
said
May reflect parts of what client has said and
save other content for later
Empathic Reflection of Affect
Reflect feelings expressed by the client
May reflect feelings not explicitly expressed but which may underlie the client’s story
Using Empathy
Demonstrates support and caring
Encourages client self-disclosure
Builds the working alliance
Serves as the basis for clinical hunches
Empathic Failures
Reflects the wrong content, feeling, or
meaning
Misses important themes
Piles on too much sympathy
Confuses one client’s story with another
Clinician seems disingenuous
Boilerplate empathy
“I feel your pain”
Piling it on
That is the saddest story that I have ever
heard”
Getting the facts wrong
• Clinician: “Sounds like your dad was not listening to you.”
• Patient: “It was my uncle who was not listening
Trivializing/Universalizing
“lot of people get sad”
• “What do you think it is about your break-ups that makes them so much more painful than the norm?
Mistaking similarity for empathy
“I had a lot of trouble adjusting to college too”
• “I was nervous about dating when I started but it got better for me and I am sure it will for you too.”
Common Reasons for Empathic Failures
Countertransference
Projection
Overidentification
Antipathy
Countertransference
A term from psychodynamic theory to describe an unconscious process in which the clinician views the client as representative of an important figure from the clinician’s past, and then behaves toward the client as though he or she were that person.
Projection
A psychodynamic term to describe the clinical process in which clinicians disavow and repress their own unpleasant or taboo feelings, then attribute these feelings to clients or others (“I’m not angry, she is!”).
Overidentification
A psychological process in which clinicians emphasize the similarities between themselves and their clients, while minimizing or denying things that would reveal differences between them.
Antipathy
hatred of man(kind)
Ways to Avoid Empathic Failures
Detailed process recordings
Video and audio recordings
Individual and group supervision
Role-plays
Personal therapy
Learning from Empathic Failures
Models for clients that mistakes can occur without destroying a relationship
Two-way feedback heightens mutuality
Sorting things out together helps the clinical alliance
Exploration
Clinician gathers initial information
Using questions, prompts, or probes
Elaboration
Encourages clients to expand on, deepen, or enrich the details of their stories
Levels of Exploration & Elaboration
Moving between circles of conversation
Outer circle
Middle circle
Inner circle
Guided by awareness of cultural norms, customs, and taboos
Use intervals of respite to cushion process
Don’t go too deep too fast
Outer Layer
Opening surface exploration that occurs early in the interview when the client is assessing for trustworthiness
Middle Layer
More revealing exploration of deeper level content, conflicts, and feeling as the therapeutic relationship develops
Inner Layer
Feelings and content about frightening, taboo, or shame-bound areas.
Questions and Questioning
Reliable and effective for gathering information, deepening discussion, or broadening focus
Help to build relationship
Serve as intervention
Most often used:
Early in work
For assessment
During crisis
Topics of Questions
Client’s thoughts, feelings, behaviors, and relationships
Strengths and resources
Cultural identities, beliefs about help seeking, what causes problems and how might be resolved
Other people in the client’s life
Larger social contexts- effects of discrimination, bias, or other oppression
Client’s reactions to the clinician
General Principles Regarding the Use of Questioning 1
Questions should be intentional
Clients should know why questions are being asked and how the information will be used
Clinicians need to be sensitive to cultural attitudes toward questioning
Questions should be well timed
Too much questioning makes the clinician the director
General Principles Regarding the Use of Questioning 2
Questions can interrupt concentration
Flexibility in data gathering is essential
Good questions can be supportive and therapeutic, as well as data-gathering
Difficult questions should be introduced carefully
General Principles Regarding the Use of Questioning 3
Too little questioning can make for drift or leave the client at a loss for direction
Follow-up questions are often necessary
Clinician questions can be both verbal and nonverbal
Answers to questions can be both verbal and nonverbal
General Principles Regarding the Use of Questioning 4
Attend to apparent patterns and themes emerging in client answers to questions
Clinicians need to be aware of what they are not asking
Both clinicians and clients can use questions as defenses or weapons
Wording of questions can affect answers
Closed-ended questions
More focal of the two types
Can usually be answered with a word or two
Often begin with “do you” or “are you”
Open-ended questions
Give the client more opportunity or flexibility in responding and elaborating
Often begin with “what” or “how”
Problems with Closed-Ended Questions
Give the client little opportunity or encouragement to expand
Clinician keeps the initiative, disempowering the client
Often leading questions
Suggest the answer the interviewer expects or prefers
Benefits of Closed-Ended Questions
Help get lots of information in very short time
Can be imperative in establishing clear assessment or understanding
Often provide needed structure and calming
Tried-and-True Questions
Easily and directly get at the things we need to know to assess, plan, and act wisely
Examples:
Where would you like to begin?
Can you tell me more about your situation?
Who is available to support you in this?
Are there things you haven’t mentioned yet that would be important for me to know?
Can you say more about that?
Problematic Types of Questions
“Why” questions
Pseudoquestions
Double questions
Tangential questions
Rat-a-tat questioning
Why” questions
Often sound and are judgmental and rarely work.
Pseudoquestions
Clinician directives or commands disguised as questions.
Double questions
Confuse clients by asking them to reply to a stream of two or more questions at once.
Tangential questions
Veer from the main topic of the interview, taking side roads without good reason and creating an aura of poorly focused conversation.
Rat-a-tat questioning
Barrage the client with one rapid-fire question after another. No topic is pursued long enough to develop any real depth or meaning.
Prompts
Brief responses that encourage the client to continue with the story or to add to what has been said
Meant to be minimal
Signal close attending
Silence
A form of communication, not just a blank space between communications
May serve as a natural breather between topics or as a period of thoughtful reflection
Can indicate comfort, discomfort, anger, calm, or many other things
Culture influences use of and response to silences
Dot-dot-dot reflection
An interview response in which the clinician repeats back the last thing said and leaves it hanging, unfinished, in midair for the client to complete.
Underlining
An interview response in which the clinician underscores important content or experience by the strategic use of verbal or nonverbal emphasis, often rendered through tone, facial expressions, or emphatic gestures.
Summarizing
An interview technique in which the clinician pulls together in condensed form
the major ideas, themes, or patterns that have just been discussed, and then reflects them back to the client.
Refocusing
Returning the client to a desired topic by gently inserting it into the conversation again
Keeps conversation focused on stated objectives
Prevents rambling
Initiating New Topics
Fruitful areas for exploration
Areas not yet introduced by client
Know when to follow the client’s lead and when to address new topic
Sensitive Timing
What and how much to ask, when to ask it, and whom to ask
Aware of in each interview and across sequence of all interviews
Watch what evolves once exploration begins
Note reactions to exploration
Remember no one is “ON” all the time in clinical work – clinician nor client
The State of the Clinical Relationship
Level of trust and comfort
Will have ups and downs
Sort through stumbling points
Check-in with client throughout work together about how relationship is going
The Client’s Readiness to Explore Charged Areas
Intent is to do nothing to harm or needlessly intrude on the client
Weigh new learning against emotional price
Gradually introduce deeper-level exploration
Check in with clients about their reactions
Coping levels and resources (or lack of them) important clues to client readiness and capacity
The Client’s Cognitive Capacity and Expressive Style
Try to “be where the client is”
Keep language simple, encouraging, and respectful of each client’s style
Use client’s metaphor
Creates sense of close following
Respect for way client frames world
Be aware of cultural meanings
Use client’s metaphor
A word or phrase that stands for another similar concept
Informed and Respectful Process
Avoid jargon, pomp, and talking down to people
Educational and class differences can negatively affect the language clinicians use with and about clients
Clinicians may make mistaken assumptions about groups of people that undermine appropriate inquiry
Maintaining the Not-Knowing Position
Not-knowing perspective
It is okay not to know
Clients often know more than we do about the realities of their experience and of everyday life
Introspection- look inside for our own bias
Extrospection- observe our outward behavior and adjust as needed so that power stays with the client
Introspection
look inside for our own bias
Extrospection
observe our outward behavior and adjust as needed so that power stays with the client
Sustaining techniques
attend to timing and usage of inquiry
Checking-in
Crediting client strengths
Slowdowns
Validation of difficulty of disclosure
Checking-in
Asks client how things feel after a period of exploration.
Crediting client strengths
Appreciate client's courage, determination, and accomplishments during hard work.
Slowdowns
Taps the brakes, modeling patience and carefulness. There is no need to rush the unfolding story or feelings.
Validation of difficulty of disclosure
Recognizing and appreciating reluctance to share private matters with an outsider.
Appreciating and Using Resistance
Resistance - the client’s reluctance or refusal to follow the clinician’s leads or suggestions
Should not be seen as negative trait of client
Clients signaling a need for caution/protection
Responding to resistance
Reflect the resistance
Explore why client does not want to continue on topic
Honor and reframe resistance as sensible
Resistance
the client’s reluctance or refusal to follow the clinician’s leads or suggestions
Enough is Enough
Go down a different path or explore with different words on another day
Interns and new employees are especially vulnerable to pressure from supervisors and consultants to go after information
Recognize when to let go and move on- unless imminent risk of harm to client or others