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what are the 4 stages of a normal swallow?
oral prep, oral, pharyngeal, esophageal
what cranial nerves are involved in swallowing?
CN V (trigeminal), VII (facial), IX (glossopharyngeal), X (vagus), XI (accessory), XII (hypoglossal)
is the oral prep stage voluntary or involuntary?
voluntary
how long is the oral prep stage?
variable in length
what happens to solids during the oral prep stage?
they are masticated and mixed with saliva to form a bolus
what is the function of the labial seal in the oral prep stage?
it contains food in the oral cavity and creates suction for drinking
which cranial nerve innervates the muscles of mastication?
CN V (trigeminal)
what does saliva do for swallowing?
breaks down food
what is saliva made of?
water and enzymes
what are the 3 major salivary glands?
parotid, sublingual, submandibular
which cranial nerves are involved in the oral prep stage (besides CN V)?
CN IX (glossopharyngeal) and CN VII (facial)
is the oral stage voluntary or involuntary?
voluntary
how long does the oral stage last?
1 second
what does the tongue do during the oral stage?
the anterior tip rises and the posterior portion drops to act as a ramp for the bolus
what happens to the bolus during the oral stage?
it is squeezed posteriorly toward the pharynx through the oral cavity
what kind of motion does the tongue do during the oral stage?
rolling contact against the palate
is the labial seal still contained during the oral stage?
yes
does nasal breathing occur during the oral stage?
yes
which cranial nerves are involved in the oral stage?
CN V (trigeminal), CN VII (facial), and CN XII (hypoglossal)
is the pharyngeal stage voluntary or involuntary?
both involuntary and voluntary
how long does the pharyngeal stage last?
1 second
what does the bolus do during the pharyngeal stage?
it contacts the faucial pillars
what does the soft palate do during the pharyngeal stage?
it elevates
what do the vocal folds (both true and false) do during the pharyngeal stage?
they adduct
what happens to respiration during the pharyngeal stage?
it pauses (apnea)
what does the larynx do during the pharyngeal stage?
it elevates and moves forward
what does the epiglottis do during the pharyngeal stage?
it inverts
what does the cricopharyngeus do during the pharyngeal stage?
it relaxes and opens
why does the soft palate elevate (velopharyngeal closure) during the pharyngeal stage?
closes off passage to the nasal cavity preventing nasal regurgitation
what cranial nerves are involved in the pharyngeal stage?
CN V (trigeminal), CN X (vagus), and CN XI (accessory)
does the epiglottis close or elevate during the pharyngeal stage?
closure - it inverts to close off airway
do the false vocal folds/ventricular folds close or elevate during the pharyngeal stage?
closure - they adduct
do the true vocal folds close or elevate during the pharyngeal stage?
closure - they adduct
does the RLN (recurrent laryngeal nerve) of CN X (vagus) cause a closure or an elevation?
closure
does the larynx close or elevate during the pharyngeal stage?
elevation - it elevates
by what cranial nerves are the muscles that assist in elevation innervated?
CN V (trigeminal), CN VII (facial), CN XII (hypoglossal)
what does pharyngeal constriction do during the pharyngeal stage?
it squeezes the bolus through the pharynx to the esophagus
when is pharyngeal constriction initiated?
when the bolus meets sensory receptors near faucial pillars during pharyngeal stage
which cranial nerves are involved in pharyngeal constriction?
CN VII (facial), CN IX (glossopharyngeal), CN X (vagus), and CN XI (accessory)
is the esophageal stage voluntary or involuntary?
involuntary
how long does the esophageal stage last?
8-20 seconds
what happens when the bolus enters the esophagus?
peristaltic waves move bolus to stomach in conjunction with gravity
what does the cricopharyngeal muscle do during the esophageal stage?
it contracts to close the upper esophageal sphincter to prevent reflux
what happens to respiration during the esophageal stage?
it resumes
what coordinates peristalsis?
the medulla
which cranial nerve is involved in the esophageal stage?
CN X (vagus)
what are the 2 specialized nuclei in the brainstem?
nucleus tractus solitarius (NTS) and nucleus ambiguus (NA)
is the nucleus tractus solitarius made of efferent or afferent fibers?
afferent fibers
is the nucleus ambiguus made of efferent or afferent fibers?
efferent fibers
what path does the nucleus tractus solitarius (NTS) follow?
it ascends to the pons, hypothalamus, and thalamus and terminates in the primary sensory cortex of the parietal lobe
what path does the nucleus ambiguus (NA) follow?
it begins in the inferior motor cortex and descends to the substantia nigra and then to the reticular formation of the pons
list some areas involved in swallowing (8 of them):
inferior primary motor cortex, prefrontal cortex, cerebellum, basal ganglia, thalamus, right temporal lobe, primary motor cortex, primary sensory cortex
what is a cough?
a defense reflex
what does coughing do?
prevent aspiration and help clear secretions
what is the first component of the cough reflex arc?
afferent fibers from the vagus nerve (CN X) convey signals from cough receptors in the pharynx, larynx, and trachea
what is the second component of the cough reflex arc?
signals go to a cough center in the upper brainstem and pons
what is the third component of the cough reflex arc?
efferent signals are then sent from the cough center via the vagus (CN X), phrenic, and spinal nerves to the respiratory muscles, and via the vagus nerve (CN X) to the larynx
what can cause silent aspiration?
neurological damage that suppresses the cough reflex arc
how often does silent aspiration occur?
1/3 dysphagia patients
what are the other indicators of silent aspiration?
dysphonia, dysarthria, abnormal gag reflex, abnormal volitional cough, cough after swallow, voice change after swallow
what should happen to the patient if they show any indicators of silent aspiration?
they should be assessed via diagnostic imaging
what is dysphonia?
a voice disturbance in the parameters of vocal quality, pitch, or intensity
what is dysarthria?
a speech disorder resulting from disturbances in muscular control affecting the areas of respiration, articulation, phonation, resonance, or prosody
what is an abnormal gag reflex?
either absent or weakened velar or pharyngeal wall contraction, unilaterally or bilaterally, in response to tactile stimulation of the posterior pharyngeal wall
what is an abnormal volitional cough?
a weak response, verbalized response, or no response when given the command to cough
what is a cough after swallow?
cough immediate or within 1 minute of ingestion of calibrated volumes of water (5, 10, and 20 mL presented in duplicate)
what is a voice change after swallow?
alteration in vocal quality following ingestion of calibrated volumes of water
what are some causes of neurological swallowing disorders/conditions?
CVA, stroke, TBI, tumors, multiple sclerosis, Parkinson’s disease, Huntington’s disease, ALS (amyotrophic lateral sclerosis), Guillain-Barre syndrome, myasthenia gravis, spinal cord injuries
what percentage of stroke patients end up having dysphagia?
70%
list some things that neurological injury can lead to in the oral prep and oral stages of the swallow (4 of them):
weakness in facial musculature leading to poor mastication and bolus control, poor labial seal which causes anterior spillage, pocketing, poor bolus propulsion and difficulting forming bolus (will see lingual pumping)
list some things that neurological injury can lead to in the pharyngeal stage of the swallow (3 of them):
it can be delayed, weak, or absent; damage to brainstem, NTS and/or NA can result in absent swallow; weakness in muscles can cause decreased pharyngeal constriction, weak laryngeal elevation, and impaired velopharyngeal (VP) closure
what is a neurological exam?
systemic examination of the nervous system
what is the neurological exam used for?
tool used to explore and identify any pathology affecting the proper functioning of nervous system organs
who typically performs a neurological exam?
usually neurologist, but SLP can also
what is step 1 of the neurological exam?
the interview - interview of patient and/or family to understand signs/symptoms and circumstances of illness
what is the purpose of the questions during the interview of a neurological exam?
meant to elicit patient’s “chief complaint”
list some questions that could be asked during the interview of a neurological exam (7 of them):
history of present illness, when did symptoms start?, how long do they last?, do they get better or worse?, past medical history, social and environmental history, review of systems - problems with lungs, heart, etc?
what is step 2 of the neurological exam?
the physical exam
list some things assessed during the physical exam of a neurological exam (6 of them):
patient awake and alert? responsive?, hygiene and dress are examined to determine ability for self-care, heart and lungs are assessed via stethoscope, body posture and motor activity observed, height and weight, HEENT exam
what is a HEENT exam?
exam of head, eyes, ears, nose, and throat
what is step 3 of the neurological exam?
neurological exam proper - more formal assessment of mental status, motor activity, reflexes, senses, and equilibrium
list some components of the neurological exam proper (4 of them):
briefly asses their expressive and receptive language abilities; assess cognition briefly - orientation, long and short-term memory, attention, etc; cranial nerve evaluation; motor testing - posture and movement of limbs
what is step 4 of the neurological exam?
lab tests
what kind of lab tests are needed for the neurological exam?
blood tests - CBC and metabolic panel, and neuroimaging if needed
what is a complete blood count (CBC)?
measures platelets, red and white blood cells, hemoglobin, and provides and insight into overall heath
what is a metabolic panel?
measures chemical balance and metabolism
what can damage to CN I (olfactory) cause?
anosmia (inability to smell), hyperosmia (abnormally sensitive smell), hyposmia (decreased sense of smell)
what can damage to CN II-IV, VI (optic, oculomotor, trochlear, abducens) cause?
decreased vision and blindness: hemianopsia (one-sided visual loss), loss of pupillary light reflex, deviation of gaze, diplopia (double vision), nystagmus (involuntary eye movements)
what can damage to CN V (trigeminal) cause?
difficulty moving mandible; impaired sensation to the forehead, cheek, upper and lower lips
what can damage to CN VII (facial) cause?
facial plegia or paresis (ask patient to smile), loss of taste
what can damage to CN VIII (auditory/vestibulocochlear) cause?
loss of equilibrium (balance issues and/or dizziness), hearing loss, tinnitus
what can damage to CN IX (glossopharyngeal) cause?
absent gag response, absent swallow
what can damage to CN X (vagus) cause?
absent swallow, impaired voice, silent aspiration, absent/impaired velar elevation (which may also happen with damage to CN V)
what can damage to CN XII (hypoglossal) cause?
impaired lingual lateralization, impaired lingual elevation and retraction, lingual atrophy (fasciculations)