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Nationalism
A political ideology that seeks to advance the interests of one’s nation, a group defined by common origin, ethnicity, language, or cultural ties.
National Interests
The interests of the country as a whole, mainly security and economic well-being, as opposed to particularistic interests.
Coordination
Cooperation where everyone benefits from making the same choice and no one wants to break away once others do.
Collaboration
Cooperation where everyone gains from working together, but each has an incentive to cheat. Example: the prisoner’s dilemma.
Power
The ability of an actor to compel another actor to do something it otherwise would not do.
The more power an actor has, the more it can expect to get in the final outcome of bargaining.
Coercion
The threat or imposition of costs on other actors to reduce the value of the reversion outcome (no agreement) and change their behavior. Lets actors demand a better bargain.
Outside option
What an actor gets if bargaining fails and it walks away. A better outside option means more bargaining power.
Agenda Setting
Power to decide which options are considered or voted on, which tilts outcomes toward whoever controls it.
War
Organized use of military force by at least two parties, reaching a minimum level of severity
Interstate War
A war between two or more states
Compellence
A threat meant to make a target change its behavior. Example: Bush’s 48-hour ultimatum to Saddam Hussein.
Deterrence
A threat meant to stop a target from changing the status quo. Example: Netanyahu’s “red line” on Iran.
Resolve
Willingness to bear the costs of war: how much a state values the disputed object relative to those costs. (Capabilities = physical power.)
Credibility
Believability of a threat or promise
Audience Costs
Domestic political costs a leader pays for backing down from a public threat; the mechanism behind tying hands. Fearon: because democracies face audience costs, they can send credible signals.
First-strike advantage
The military benefit of attacking first; creates incentives for preemptive war (e.g. Schlieffen Plan).
Bureaucracy
The government agencies that carry out policy, such as the military and the State Department.
Interest Groups
Organized groups with shared interests that try to influence policy, e.g. arms firms, United Fruit Company.
Diversionary Incentive
A temptation to spark an international crisis in order to rally public support at home
Accountability
Citizens’ ability to punish or remove leaders, mainly through elections
Bandwagoning
Joining the stronger or threatening side instead of balancing against it. The opposite of balance of power.
Warsaw Pact
The Soviet-led alliance of Eastern European communist states, rival to NATO; dissolved when the USSR broke up in 1991.
League of Nations
The collective security organization created after WWI. The US never joined, and it failed to stop aggression in the 1930s.
Genocide
The intentional killing of members of a national, ethnic, racial, or religious group because of that identity. Example: Rwanda (1994).
Humanitarian Intervention
Military intervention to protect civilians from mass atrocities, often without the target state’s consent. Linked to R2P.
Asymmetrical Warfare
Conflict between sides with very unequal military power, where the weaker side uses tactics like insurgency.
Extremists
Actors whose interests are not widely shares, or are held with much more intensity than most people’s
Coercion (terrorist strategy)
Using attacks to impose costs until the target concedes
Provocation
Attacking to provoke a harsh government crackdown that hurts civilians and pushes them toward the terrorists
Spoiling
Attacking to wreck peace talks between the government and more moderate groups
Outbidding
Rival groups using more extreme violence to show they’re the most committed and win supporters.
International Humanitarian Law
The laws of war, such as the Geneva Conventions
Norm entrepreneurs
Individuals or groups that seek to advance principled standards of behavior for states and other actors. They drive the first stage of the norm life cycle.
Private authority
Nonstate actors, such as firms or NGO’s creating and enforcing rules or standards
Treaty of Westphalia (1648)
Settled borders of European states after extended war; set up sovereignty and non-intervention.
Sovereignty
A state’s right to govern itself without outside interference
Theory
A logically consistent set of statements that explains a phenomenon
Actors
Basic units of analysis: states, politicians, burequcracies, IOs, firms, NGOs, voters
Interests
What actors want from political actions. States: security, power, wealth, ideology. Politicians: staying in office.
Interactions
The ways two or more actors’ choices combine to produce outcomes
Strategic Interaction
Each actor’s strategy depends on what it expects others to do
Cooperation
Interacction that makes at least one actor better off without making others worse off
Bargaining
Interaction where one actor gains only at another’s expense.
Pareto frontier
The set of outcomes where no one can be made better off without someone being made worse off.
Instiutions
Rules known and shared by the community that structure interactions
Anarchy
No world government above states to enforce rules
Policy bias
Instiutions favor the interests of their most powerful members
Interation
Repeated interactions between the same actors
Issue Linkage
Tying cooperation in one area to cooperation in another
Public good
A good everyone enjoys whether or not they helped pay for it
Mercantillist Era (1492-1815)
Political and military power through wealth and colonies
Pax Britannica (1815-1914)
Power plus market access for industrial goods
Thirty Years’ Crisis (1914-1945)
Security through alliances, expansion, self-sufficiency
Cold War (1945-1990)
Superpowers maximize global influence; all seek wealth Ex: US vs. USSR blocs; proxy wars; decolonization; Non-Aligned Movement.
Post-Cold War (1991-present)
Wealth through trade, with security still central
What states fight over
Territory (over half of wars in 300 years), national policy, regime type, ethnic or religious divisions.
Alternative explanations
Anarchy and the security dilemma, misperception, domestic politics.
Security dilemma
One state’s efforts to be safe make others feel less safe, creating a spiral.
Crisis bargaining
Bargaining where at least one side has threatened force if demands aren’t met
Coercive diplomacy
Using threats of force to influence the bargaining outcome.
Deterrent threat
A threat meant to keep the status quo
Compellent threat
A threat meant to change the status quo
Bargaining range
The set of deals both sides prefer to war. Exists because war is costly
Complete vs. incomplete information
Whether both sides know each other’s capabilities (affects outcome) and resolve (affects costs)
Incentive to misrepresent
States have reasons to appear stronger or more resolved than they are, i.e., to bluff
Cheap talk
Statements that cost nothing to make, so they aren’t believable.
Costly signal
An action that only a truly responsible state would take. Makes a threat credible
Brinkmanship
Deliberately raising the risk of war to show resolve
Tying hands
Making a public commitment so backing down becomes costly at home (audeince costs)
Paying for power
Spending to raise capabilities, e.g. mobilizing troops
Risk-return trade-off
Pushing for a better deal raises the risk of war.
Commitment problem
A state can’t credibly promise to honor a deal later
Preventive war
Fighting now to stop a rising power from getting stronger later. Responds to future power shifts
Preemptive war
Striking first because an attack is imminent and the first blow is decisive
Indivisibility
The good can’t be split, so no bargain seems possible. Can be socially constructed or strategic.
War duration
Information wars tend to be short (fighting reveals private info); commitment wars tend to be long
Why war is declining
Changing interests (territory less valuable), interactions (nuclear weapons, MAD, economic interdependence), instiutions (democracy, IOs).
National Interest
Goals that benefit a narrow group
Particularistic Interest
Goals that benefit a narrow group
Four key domestic actors
Leaders, bureaucracies (military, State Dept.), interest groups, the general public.
Rally around the falag
Short-term boost in approval during a foreign crisis
Diversionary war (rally effect) evidence
Political benefits of war let State A demand more, shifting the range toward A.
Collective action problem
Large groups struggle to organize because members free ride.
Free riding
Enjoying a benefit without paying the cost of providing it
Concentrated benefits, diffuse costs
When a small group gains a lot and costs are spread thinly, special interests tend to win.
Military-industrial complex
Eisenhower’s warning about the defense industry and military influence on policy
Military as actor
Might favor war for budgets and prestige, but is often cautious since soldiers bear the costs.
United Fruit Company/Guatemala (1954)
Guatemala seized company land; the CIA toppled President Arbenz
Hawks vs. doves
Hawks see lower costs from warl doves see higher costs
Kantian peace
Kant: unaccountable rulers find war easy because they don’t bear its costs
Democracy vs. autocracy
Democracy: leaders are competively elected. Autocracy: not.
Democratic peace
Democracies very rarely fight each other, but are no less likely to fight autocracies.
Transparency
Open debate and free press reveal capabilities and resolve
Endogeneity
Problems showing that democracy causes peace
Common (alternative) cause
A third effect actually causes the supposed cause
Reverse causation
The effect actually causes the supposed cause
Spurious association
The link is a coincidence of circumstances
Transitional democracies
Young, unstable democracies may be more war-prone
Iraq invades Kuwait (Aug 1990)
Iraq invaded over debt (~$14B) and claims of “diagonal drilling.” A UN-backed 42-country coalition led by the US pushed it out.
Alliance
A commitment between states to cooperate on security.