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Faulty randomization
When the treatment and control groups do not look the same, this is likely an issue with ___
Partial compliance
When some people don’t take up treatment
What attrition in an RCT can affect
Balance
Whether you can get at the “real” causal effect
Generalizability
What affects the generalizability of an RCT?
Who agrees to be in the trial
Who gets the intervention
Who is included in the trial
Why do we care about RCTs?
Gold standard - everything tries to replicate a RCT
Good at reducing threats to internal validity
Although there are still threats to IV/EV
Ethical issues are trickier
When should we use a RCT?
You’re certain about the direction and magnitude of an intervention effect
You can conduct an ethical evaluation
You are piloting a new approach
You know the treatment does not harm
True or False: RCTs are experiments
True
True or False: RCTs can have multiple treatments or approaches
True — these are called treatment arms (greenwashing & trash pick up vs trash pick up only)
RCT Types
Pretest-posttest control group design
Posttest only control group design
Cross-over design
Delayed intervention design
Placebo
Beneficial effect of the intervention on the group that did not get it
Double blind
Means researchers don’t know who is in treatment or control (placebo is administered).
Pretty uncommon in policy settings. Very common in medicine
Ethical issues in RCTs
Is it ethical to withhold a program from a group of people?
Is it ethical to randomly determine the treatment that people will receive?
Is it ethical to expose people to experimental treatments or programs?
Is it ethical to invest time/resources into RCTs
What makes an RCT different ethically?
Potential to answer policy-relevant questions by cleanly identifying causal impact (which may be very important)
Collection of (potentially sensitive) primary data on individuals and communities (may be costly)
Close collaboration between researchers and implementers (may influence research/introduce bias)
Randomization itself, which may change how programs are delivered.
Causality Risks and Benefits
The better the ability to answer causally and the more important a question is to designing effective policy, the higher the benefit for a given risk.
Just because there may be a lot of benefit – some risks are just not ok.
Often RCTs are very focused/too small scale/too specific to be very useful.
If data collected can’t be used widely why put the burden on research subjects?
Close Collaboration w/ Programs
Researchers can affect the design of programs if they are close to it which might have ethical concerns
Programs, unlike research, are not regulated
Researchers could potentially influence how programs are implemented which may have ethical concerns (ie: deciding to randomize a program or randomizing who gets a finite resource)
Ethical concerns with randomization
Someone doesn’t get a treatment — if treatment is life saving we may have to delay it because it’s unethical otherwise
Always winners and losers with randomization
True or False: No research has ethical concerns.
False. All research has ethical concerns, especially RCTs.
Types of Ethical Issues
Knowingly causing harm
Choice to participate or not (informed consent — allowing people to opt out)