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Where did the theory originally develop from?
for SMI → dementia, schizophrenia, TBI (Acute care)
What is Allen’s Theory?
when completing daily activities uses task analysis to measure and monitor: problem solving and safety
What do interventions in Allen’s theory look like?
interventions match and adapt functional cognitive capacities with activity demands and contexts
just right challenge
How do Allen’s level help us as OTs?
OT groups often include clients with cognitive differences, so levels help us:
match activities to abilities
ensure safety and participation (gives them sense of empowerment)
focus on meaningful occupations
What does Levels (1,2,3,4,5,6) work on:
Level 1:
Level 2:
Level 3:
Level 4:
Level 5:
Level 6:
Level 1: Automatic actions- reflexive, basic survival
Level 2: Postural actions- gross motor, movement-based
Level 3: Manual actions- hands on, tactile, repetitive
Level 4: Goal-directed actions- purposeful, needs visual cues
Level 5: Exploratory actions- trial and error, impulsive, concrete thinking
Level 6: Planned actions- fully independent
What is the OT role in Allen’s group?
match activity to the clients ability and reach their goal
use cues: visual, verbal, tactile- each level has their own space for these cues
adapt environment for success
provide graded assistance: facilitate → probe → observe → rescue
Allen’s 4 approaches to cognitive therapy?
Task Analysis: breaking down tasks into steps; identify physical and cognitive demands
Cues: visual, verbal, tactile prompts to guide performance
Attention: match task demands to client’s attention span
Action and Speed: allow extra processing time at lower levels; provide step-by-step demonstration
How are assessment and interventions planned?
based on how clients learn and perform tasks
What are 3 categories to consider when doing assessment and interventions
Attention: to developmental sensory sequence
body sensation (position and movement)
incorporating touch and vision
using all together
Motor actions: observing movement and verbalizations
Conscious awareness: increases with each level
What do level 1 clients look like?
only reflexes
clients not appropriate for groups
bedridden
conscious but only respond to internal cues: hunger and pain (rubbing chest and face shows pain)
behavior is reflexive and habitual
arousal may be elicited for seconds
fully dependent on caregivers
What is the OTPF focus for level 1 clients?
basic ADLs (eating, toileting, positioning), Rest and sleep
What is the goal for level 1 clients? List some activities you can do with them too
Goal: engage in 2-3 minutes of sensory based activity with HAND-OVER-HAND support
Activities: music, sensory stimulation (hands open with towels or massages), hand over hand feeding
What are the best cues for level 1 clients?
tactile and sensory
hand over hand assistance for basic ADLs
gently guiding movement (turn head toward sound)
What do OTs do with level 1 clients when they are aggitated?
provide deep pressure, warmth, or texture for comfort
softly touching hand with washcloth to initiate movement
What do level 2 clients look like?
client not appropriate for groups
can be stimulated to perform actions: postural changes with physical cues
can imitate gross motor actions
can assist in basic ADLs (can self feed- but messy)
24-hour care needed
Tx: self-care and movement/exercise group
How do you test if a client is a level 2 or level 3?
quick test of 2 or 3 claps
ask client to imitate 3 claps -if yes then level 3
if more or less than 3 claps, not a level 3
What is the OTPF focus for level 2 clients?
ADLs: dressing and grooming
Health management: movement/exercise
What is the goal for level 2 clients?
participate in 5 minutes of gross motor activity with physical cues
What are some activities for level 2 clients?
stretching, beanbag toss, grooming practice
What are the best cues for level 2 clients?
tactile, kinesthetic (proximal and distal control), auditory rhythm
demonstrate body movement (stretching or clapping)
How do we use rhythmic cues and physical cues for level 2 clients?
rhythmic: music, counting, clapping 3x
physical: gently tap shoulder or arm to prompt movement
physical: physically guide posture during activity
What do level 3 clients look like?
groups are appropriate for these clients
can perform manual actions (movement with hands) with tactile cues (INTENTIONAL MOVEMENT)
motivational tasks within arms reach may be repeated many times
attention up to 30 mins (task can be longer)
basic grooming tasks may be independent with reminders (can do it, but not great)
mobile but can get lost easily (have to supervise bc safety concernz)
repetitive work can be done at a 3
supervision required for clothing, $$, meal prep and following a schedule
DANGEROUS ITEMS NEED TO BE OUT OF REACH
tools use supervised used in tx: tools that are extension on hand (toothbrush, fork, paintbrush) are safe to use
What is the OTPF focus for level 3 clients?
ADLs: grooming, feeding with utensils
IADLs: simple cooking, laundry
Leisure: crafts, softing
higher levels
What is the group goal for level 3 clients?
complete a 2-step familiar task with tactile cues in group
What are group activities with level 3 clients?
bead stringing, sanding wood, hygiene stations, snack prep
What are the best cues for level 3 clients?
tactile, limited visual
place the object/tool directly in the client’s hand
tap or point to the next step in a familiar task
provide repetitive demonstration of hand motions
What do you have to do with level 3 clients during activities?
remove distractions and keep items within arm’s reach
What do level 4 clients look like?
basic living skills are intact (can brush teeth and dress)
goal-directed actions can occur with visual cues (see toothpaste/tooth brush = will brush teeth)
short tasks can be completed: making a sandwich, washing dishes
attention up to 1 hour
can perform most self care with A in new situations, anticipating needs or managing $$ (little bit like dif. between $1 and $20)
heat and electricity may pose danger
directions for tasks must be visually demonstrated: cannot follow written directions
familiar tasks need reinforced with new tasks need to be repetitious
clients can ask for assistance due to increased awareness (asking for help = increased awareness)
What is the OTPF focus for level 4 clients?
ADLs: bathing and dressing
IADLs: meal prep and chores
Leisure/Social: games and crafts
What is the group goal for level 4 clients?
follow visual sequencing to prepare a snack with setip (3 steps, supervision)
What are some group activities you perform with level 4 clients?
sandwich making, wooden trivets, card games
What are the best cues for level 4 clients?
visual, sequencing
SHOW FINISHED PRODUCT OR VISUAL MODEL (completed craft)
lay materials in visible sequence: left to right or top to bottom
use color coding or labeling for steps
gesture or point to next step without verbal overload
What is the hallmark of what level 5 clients look like?
trial and error is hallmark of 5
What do level 5 clients look like?
capable of new learning and reasoning
can imitate new procedures and remember several steps at a time
new and varied tasks are sought out and explored
groups: can use choices!
difficulty with long term consequences of actions
timing can be a problem (cooking recipes)
money management is a problem due to saving for anticipated problems
difficulty with purchasing meals items, laundry and filling prescriptions
lack of abstract thinking: don’t understand illness or effects of meds
jobs and social relationships are challenging: self-centered
interventions should focus on social awareness, relationships and accepting help
EXPLORATORY ACTIONS
What is the OTPF focus of level 5 clients?
IADLs: complex cooking, money management
Work/education: job tasks
Leisure: advanced crafts, recreation
Social: peer problem solving
What is the group goal for level 5 clients?
demonstrate safe tool use in craft group with less than or 2 cues
What are some group activities that level 5 clients do?
cooking/baking with safety, mosaics, woodworking, role play
What are the best cues for level 5 clients?
verbal; experimental feedback
CUES for level 5 clients:
Give:
Ask:
Encourage:
Provide:
Give: Give verbal prompts to anticipate safety- “check the stove before turning it on”
Ask: Ask guiding questions- “what could you do next”
Encourage: Encourage reflection on errors or choices
Provide: Provide immediate feedback during trial-and-error learning
What do level 6 clients look like?
not everyone will reach this level- classify clients on injury (ppl w/o TBI or mental illness not classified)
absence of disabilitt
use deductive reasoning and can plan ahead
future events are anticipated
behavior is organized
verbal and written directions can be followed without demonstration
able to use symbolic cues
What is the OTPF focus for level 6 clients?
all occupations; health management, community participation, prevention and wellness
What is the group goal for level 6 clients?
plan and lead a wellness group independently
What are group activities that level 6 clients participate in?
community outings, wellness planning, leadership roles
What are the best cues for level 6 clients?
symbolic, verbal, written
written instructions, lists, schedules, planners
encourage independent problem solving
discuss abstract consequences
support with visual checklists for multitask planning
What levels are directive leadership used for?
OT provides structure, sets goals, selects activities
appropriate for lower levels (3-4)
What levels are facilitative leadership used for?
OT shares decision-making with group, supports choices
best for mid-level clients (4-5)
What levels are advisory leadership used for?
OT acts as consultant, group largely self-directed
Most appropriate for higher levels (5-6)