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Observation
Phenomenon seen or recorded and described in some detail. can be repeated, reproduced, and or evaluated
Puzzles
Observations not predicted by existing theories or that contradict those theories. Observations generated from new or unexplored processes or new meas;urement tools.
Explanation
statement (or compound statement) that provides clarification about some process (usually one that was previously unclear)
Building blocks of a theoretical explanation
Actors – Actions – Outcomes, Interests – Interactions – Institutions
Institutions
the set of rules of the interactions (the rules are knowable by the participating actors).
Promote cooperation with enforcement of punishment, international level can’t punish states
State
is a central authority that has the ability to make and enforce laws, rules, and decisions within a specified territory.
2 Concepts of State
The actions taken by political decision makers within the country or in the name of the country. The “states-as-actors” approach views the state as a collection of actors with their own interests that act in the name of the state. The “states-as-actors” approach views the state as a collection of actors with their own interests that act in the name of the state. OR State as a single, collective entity with a single set of interests.
The actions taken by a single, collective entity with a single set of interests. This approach views the state as an independent entity with its own interests.
Nationalism
a particularly important interest that drives actors to prioritize the interest of one’s nation, which is defined by common origin, ethnicity, language, or cultural ties.
Actors
the basic unit for the analysis of international politics; they can be individuals or groups of people with common interests.
Purposive and strategic
Sovereignty
the expectation that states have legal and political supremacy—or ultimate authority—within their territorial boundaries.
Ultimate authority over people and territory of the state.
Other states and religious bodies are excluded from exercising political authority over a sovereign state.
Sovereignty is indivisible.
All sovereign units are formally equal (for example, all states have a seat in the UN General Assembly).
Anarchy
The lack of a central, international authority
Dyads
unit-of-analysis that we use to measure the interactions between two actors
Interactions
the ways in which the choices of two or more actors combine to produce political outcomes
Bargaining
an interaction in which two or more actors must decide how to distribute something of value. In bargaining, increasing one actor’s share of the good decreases the share available to others.
Both want greater share, but both sides must decide that a deal is better than the alternative
Cooperation
an interaction in which two or more actors adopt policies that make at least one actor better off relative to the status quo without making others worse off.
Coordination
a type of cooperative interaction in which all actors benefit from making the same choices and subsequently have incentive to comply.
Collaboration
a type of cooperative interaction in which actors gain from working together but nonetheless have incentives not to comply with any agreement
Prisoner’s dilemma
Collective action problems
obstacles to cooperation that occur when actors have incentives to collaborate but each acts with the expectation that others will pay the costs of cooperation.
Free Riding
the failure to contribute to a public good while benefiting from the contributions of other.
Reversion outcome
the outcome that occurs when no bargain is achieved
Coercion
a strategy of imposing or threatening to impose costs on other actors to induce a change in their behavior
War
the organized use of military force by actors (or groups of actors) that passes a minimum level of severity.
Interstate wars
wars between states.
Civil wars (intrastate wars)
wars that take place within a state.
Because of these commitment problems, civil wars rarely end in negotiated settlement
Onset
why some process starts or begins.
Duration
why a process persists or ends.
Bargaining Failures (3)
Incomplete-information (asymmetry)
Credible-commitment
Issue-indivisibility
status quo
current state of the allocation of a good
Crisis bargaining
interaction in which at least one party has threatened the use of force if demands are unmet
Coercive diplomacy
one state seeks to influence the bargaining outcome by threatening to use force
Compellence
State A tries to get State B to do something — to change the status quo — under threat of force.
Deterrence
State A tries to prevent State B from doing something — to maintain the status quo
Military
most important bureaucratic actor in decisions about war. The military also has the best information about capabilities and resolve.
Hawks
favor war.
Doves
oppose war.
Democratic Peace
lower probability of war between two democratic states
Autocracies tend to go to war to…
secure private goods for their relatively small winning coalitions.
Democracies tend to go to war to…
secure public goods for their relatively large winning coalitions.
Public goods
products that are nonexcludable and nonrival in consumption, such as national defense.
Nonexcludable - consumption of the good cannot be prevented.
Nonrival - consumption by one consumer does not prevent consumption by other consumers
often are undersupplied because of the free-rider problem
Private goods
products that are excludable and rivalrous in consumption.
Excludable - consumption of the good can be prevented.
Rivalrous - consumption by one consumer does prevent consumption by other consumers.
Alliances
Institutions that help group members cooperate militarily in the event of a conflict. (NATO)
Increase power of group of states
Club good
Can be offensive or defensive (most are defensive)
Form with compatible interests
Collective Security (institutions)
Broad-based institutions that promote peace and security among members. Doctrine that an attack on any state is the concern of all states ("one for all, all for one"). (United Nations)
Increase completeness of information between states
Public good
Membership is universal or regional
Bilateral Security
Commitment between two states that doesn’t extend beyond
Multilateral Security
Bounded alliance club; members of club defend one another
Balancing
Aligning with the weaker side or forming a coalition with other states to oppose the principal source of danger or hegemony.
Bandwagoning
Aligning with the stronger, dominant, or threatening power rather than opposing it.
Positive sum interaction
win-win interaction
Theory
set of assumptions --- also referred to as premises or postulates --- and a set of propositions linking two concepts --- a cause X and an effect Y.
A scientific explanation
identifies the effect (Y) of a cause (X), in the form of a hypothesis that X ⇒ Y (X caused Y) and ¬X ⇒ ¬Y (not X caused not Y, or the absence of X caused the absence of Y), all else equal.
Concepts
the hypothetical components of an explanation
Constructs
the empirical components of an analysis, which defines how the observed data is created.
Data
Unit-of-Analysis; case; subject; country-year; dyad-year; institution-month
Hypothesis
A testable, falsifiable statement that predicts the relationship between an independent variable and a dependent variable Derived from a concept-level explanation but stated in construct terms so it can actually be checked against empirical data
Dependent variable
The outcome being explained or predicted (y-variable, outcome variable, target variable)
Independent variable
The explanatory or causal variable thought to produce variation in the dependent variable (x-variable, treatment variable, program intervention)
Compatible Interests Hypothesis
As the number of compatible interests between states increases in the international system, the number of wars that result from bargaining failures will decrease.
Peace enforcement
Coercion against an aggressor, imposes peace on warring parties by intervening with military force in an ongoing conflict (Chapter VII).
Peacekeeping
Sends peacekeepers to act as a buffer between belligerents. Requires consent of combatants. Seeks to resolve commitment problems by providing impartial monitors.
Terrorism
violence or threatened violence against noncombatants by a nonstate group, for political ends. Extremists without widely shared interests. Bargaining failure
Coercion, Provocation, Spoiling, Outbidding
Grievance
government mistreatment of a specific population (Iraq’s Kurds, Sudan’s Christians, Egypt’s Copts).
Greed
competition over lucrative resources (diamonds, gold, and oil). All involve territorial control.
Group-level
shared ethnic, religious, or linguistic ties; access to resources; shared grievance (observe).
Country-level
more likely when a country is poor, undemocratic, or hard to monitor (difficult terrain, large population).
International
foreign states may arm or fund rebels, or sanction a government they oppose (proxy wars).
Reasons for rebellions
Separatism, irridentism
Separatism
a group seeks to break away and form its own state.
Irredentism
a group seeks to join a neighboring state that shares its identity.
Insurgency
asymmetric warfare waged by rebels or terrorists against a stronger state.
Counterinsurgency
Conventional militaries often struggle against insurgents, who embed themselves among civilians or in remote terrain; heavy firepower risks killing noncombatants and backfiring
Strategies of terrorism:
Coercion, Provacation, spoliing, Outbidding
Coercion
impose costs on the target to induce policy change, using fear to pressure the target government; attacks make future threats of violence credible
Provocation
attack to provoke a disproportionate government response, which can radicalize sympathetic audiences and grow the terrorists’ base over time — this works best when the home population is uncertain about the target’s true interests.
Spoiling
sabotage a potential peace deal between the target and moderates to hold out for better terms; violence undercuts trust in whether the opponent can be relied on, so spoiling tends to happen during or just after peace talks.
Outbidding
compete against rival groups for the home population’s support when that population is unsure which organization best serves its interests, by demonstrating superior leadership and devotion.
Reasons for civil war:
Group-level, country-level, international-level