polisci exam 2- democracies and autocracies

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the first lecture asks how countries become democratic, while the second asks how democracies break down, even when they still hold elections.

66 Terms

1
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What is democratization?

The process through which a political system becomes more democratic.

2
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What are the three waves of democratization?

First: 1825–1925; second: 1945–1950; third: 1974–2006.

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When did the first wave of democratization occur?

1825–1925.

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When did the second wave of democratization occur?

1945–1950.

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When did the third wave of democratization begin?

1974, beginning with Portugal's Carnation Revolution.

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What is a reverse wave of democratization?

A period when countries move away from democracy toward authoritarian rule.

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What happened during the first reverse wave?

Democratic progress reversed during 1925–1945.

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When did the second reverse wave occur?

1960–1974.

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What trend has been discussed since around 2006?

A possible third reverse wave, characterized by autocratization.

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What is autocratization?

The process through which a political system becomes less democratic.

11
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What is deterministic causation?

The idea that a cause reliably produces a particular outcome.

12
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What is probabilistic causation?

The idea that a factor changes the likelihood of an outcome without guaranteeing it.

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What is a counterfactual?

A hypothetical alternative outcome used to assess what would happen if a factor changed.

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What is a risk factor in democratization?

A condition that increases or decreases the likelihood of democratic transition.

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What is modernization theory?

Economic development can make democracy more likely by changing society and class relations.

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How might economic development encourage democracy?

It changes class interests, resources, and social identities, potentially increasing demands for political participation.

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Does economic development guarantee democracy?

No. It may increase the likelihood of democracy but does not guarantee it.

18
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What is civic culture theory?

The idea that democratic stability is supported by particular patterns of civic attitudes and participation.

19
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What are the three elements of civic culture?

Civic engagement, political equality, and solidarity.

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What is civic engagement?

Participation and involvement in public and political life.

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What does political equality mean in civic culture?

People are treated as political equals and have meaningful opportunities to participate.

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What does solidarity mean in civic culture?

A sense of shared belonging and mutual commitment among members of society.

23
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What is endogeneity in civic culture theory?

Uncertainty about whether civic culture produces democracy or democracy produces civic culture.

24
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What is one limitation of civic culture explanations?

Participation may be unequal, causal direction is unclear, and theories may reflect Anglo-American assumptions.

25
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Why does civilian control of the military matter for democracy?

Democratic governments need elected civilian authorities to control the armed forces.

26
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What is military supremacy?

A situation where the military dominates political authority.

27
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What are military reserve domains?

Areas of political authority or policy the military retains despite civilian government.

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How can reserve domains weaken democracy?

They limit elected officials' authority and reduce democratic accountability.

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How can the international environment affect democratization?

Foreign pressure, support, and geopolitical changes can influence whether democracy develops.

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How did the Cold War affect democratization?

Superpower competition shaped international support for or opposition to democratic movements.

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Why was the end of the Cold War important?

It changed international incentives and created opportunities for democratic transitions.

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How did Vatican II and liberation theology relate to democratization?

They helped shape some religious institutions' engagement with social justice and political change.

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How can the European Union encourage democratization?

Membership incentives and political conditions can encourage democratic reforms.

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What is an agency-based explanation of democratization?

An explanation emphasizing choices and actions by political leaders, elites, and ordinary citizens.

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What role can a political crisis play in democratization?

A crisis can weaken an existing regime and create opportunities for political change.

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What is an elite split?

A division among ruling elites that can weaken authoritarian rule.

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What is a pact in a democratic transition?

An agreement among political actors about rules or terms for a transition.

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How can mass mobilization encourage democratization?

Collective public action can pressure leaders and undermine authoritarian authority.

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What is a surprise election outcome's potential effect?

It can expose regime weakness and create opportunities for opposition or institutional change.

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What is top-down democratization?

Democratic change initiated or negotiated by leaders and elites.

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What is bottom-up democratization?

Democratic change driven by citizens, social movements, and mass mobilization.

42
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What are the four broad regime categories in the democracy-autocracy framework?

Closed autocracy, electoral autocracy, electoral democracy, and liberal democracy.

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What is a closed autocracy?

A regime without meaningful multiparty electoral competition.

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What is an electoral autocracy?

A regime with multiparty elections that are not sufficiently free and fair.

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What is an electoral democracy?

A regime with meaningful, free, and fair elections but weaker liberal protections.

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What is a liberal democracy?

A democracy with free and fair elections plus strong civil liberties, rule of law, and institutional checks.

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How does electoral democracy differ from liberal democracy?

Liberal democracy provides stronger rights protections, rule of law, and checks on government power.

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How can a democracy become less democratic without ending elections?

Leaders can weaken civil liberties, checks and balances, and opposition conditions while retaining elections.

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What is an open-ended coup?

A coup in which the military or other actors seize power without a clear, credible commitment to restore democracy.

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What is an executive coup?

A leader uses executive power to dismantle or override democratic institutions.

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What is electoral fraud as a form of democratic breakdown?

Manipulating vote counting or election procedures to distort or overturn electoral outcomes.

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What is a promissory coup?

A coup justified as saving democracy, with promises to restore elections and civilian rule.

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What is an executive takeover?

An elected leader gradually weakens institutions and opposition to consolidate power.

54
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How does manipulation of the electoral environment undermine democracy?

It unfairly advantages incumbents by restricting opposition, media, or electoral competition.

55
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What is the difference between older and newer forms of democratic breakdown?

Older forms often involve overt coups or fraud; newer forms often involve gradual institutional erosion.

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How can populism contribute to autocratization?

Leaders may claim exclusive representation of the people and portray opponents or constraints as illegitimate.

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How can polarization contribute to democratic backsliding?

Intense division can reduce trust, weaken democratic norms, and make abuses easier to justify.

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What is losers' consent?

Accepting legitimate election losses and allowing winners to govern under democratic rules.

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What is winners' restraint?

Winning leaders refrain from abusing power or undermining legitimate political opponents.

60
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Why are losers' consent and winners' restraint important together?

They support peaceful transfers of power and prevent winners from abusing authority.

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How can mass mobilization help reverse democratic backsliding?

Organized citizens can pressure leaders to restore democratic norms and institutions.

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How can the judiciary help reverse democratic backsliding?

Courts can enforce constitutional limits and protect rights when sufficiently independent.

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Why is a unified opposition important against autocratization?

Coordination reduces vote splitting and strengthens resistance to incumbent abuses.

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How can civil society help defend democracy?

Independent organizations can mobilize citizens, monitor abuses, and defend democratic norms.

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Why can elections or critical events reverse backsliding?

They can create openings for opposition victories, accountability, or renewed public mobilization.

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How can international support help reverse democratic backsliding?

External pressure, incentives, and assistance can support democratic institutions and opposition groups.