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Introduction

  • Today's lecture focuses on the creation of the US Constitution and its significance in founding the nation.

  • Key themes include:

    • Debates regarding separation and division of powers.

    • Status of slavery in relation to the Constitution.

    • Challenges and uncertainties surrounding the ratification of the Constitution.

Fragile Foundation of a New Nation (1783)

  • Post-independence concerns prevalent:

    • Diverse state laws leading to regional loyalties over national unity.

    • John Adams commented on the lack of a unified American identity.

  • Significant questions emerged:

    • Course of development for the new nation?

    • Balance of local and national government authority?

    • Inclusion criteria for American citizenship?

The Articles of Confederation

Overview

  • First written Constitution of the United States, established during the war for independence.

  • Purpose: Formulate a framework for mutual defense.

  • Declared the existence of a perpetual union among the states.

Weaknesses

  • Limited power due to fear of centralized authority.

  • Each state retained sovereignty, leading to a weak national government.

  • Key powers included:

    • Declare war

    • Conduct foreign affairs

    • Make treaties

  • Major limitations:

    • No executive branch

    • No ability to tax or regulate commerce

    • Required nine states' approval for decisions.

Achievements

  • Established national land control, especially in western territories.

  • Implemented the Northwest Ordinance, creating rules for admitting new states.

    • Important as it avoided creating an empire-like structure.

  • Addressed the movement westward which was a critical goal for many settlers post-war.

  • Prohibited slavery in the Northwest Territory, sowing seeds for sectional conflict.

Challenges of Governance

Economic Pressures

  • Post-war economic depression affected merchants and farmers alike.

  • Shays' Rebellion (1786-1787): Farmers protesting against tax seizures highlighted governmental weaknesses and fears of anarchy.

Calls for a Constitutional Convention

  • Led by figures like James Madison and Alexander Hamilton to strengthen national authority.

  • Resulted in the 1787 Constitutional Convention, attended by 55 delegates, aiming to discard the Articles of Confederation.

The Constitution Drafting

Structure of Government

  • Proposed a tripartite system:

    • Legislative

    • Executive

    • Judicial

  • Congress empowered to raise funds without state reliance.

  • Focus on property protection and representation of the populace.

Compromise Between States

  • Conflicts between large (Virginia Plan) and small states (New Jersey Plan).

    • Virginia Plan: Representation based on population.

    • New Jersey Plan: Equal representation for each state.

  • Great Compromise established a bicameral legislature:

    • House of Representatives based on population.

    • Senate with two representatives per state.

Checks and Balances

  • Established to prevent concentration of power within one branch:

    • Example: Congress can pass laws, but the president can veto them; a two-thirds vote in Congress can override a veto.

Slavery and the Constitution

  • The Constitution referenced slavery indirectly, avoiding direct mention.

  • Key clauses include:

    • Congress prohibited from banning the African slave trade for 20 years.

    • Fugitive Slave Act requiring return of escaped slaves.

    • 3/5 Clause counting enslaved individuals for representation and taxation.

Ratification Debates

Federalists vs. Anti-Federalists

  • Federalist Papers promoted the Constitution as a protector of liberties.

  • Anti-Federalists feared excessive concentration of power and lack of a Bill of Rights.

Bill of Rights

  • Promised by Madison to gain support for ratification by guaranteeing fundamental liberties.

  • First ten amendments encapsulate essential rights like freedom of speech and religion.

Inclusion and Exclusion under 'We, the People'

Defining American Identity

  • Identity during the Revolutionary War based on opposition to British rule.

  • The preamble's definition included only certain populations, excluding Native Americans and enslaved people.

Perspectives on Native Americans

  • Discussions revolved around their status:

    • Assimilation or removal were suggested paths.

    • Jefferson believed they could be incorporated given time and cultural conformity.

Racial Constructs and Citizenship

  • Legislative acts like the Naturalization Act of 1790 defined citizenship as exclusive to "free white persons."

  • Controversial views on race led to enduring racial inequalities and a definition of American identity rooted in ethnicity.