Capacity and Surrogacy
The History of Medicine
- Medicine was paternalistic- concerned about patient well being, not autonomy
- Then medicine became anti-paternalistic- try to maximize well being within constraints of patient’s autonomy
Capacity
- Decision-making capacity (DMC)- present regarding a particular set of options if and only if they have the ability to
- Understand the relative info (knowing objective facts from 3rd person POV)
- Appreciate the situation (how the facts apply to their own life, 1st person POV)
- Reason about their options
- Communicate their choice
- Characteristics of DMC
- It’s autonomy tracking
- Patient has DMC- do as they decide
- Patient doesn’t have DMC- autonomy is not a concern
- Requires ability thresholds because DMC is binary
- Decision specific, relevant thresholds deermined by
- Complexity- more complex decision requires a greater degree of abilities
- Risk-relativity- higher stakes of decision, greater degree of abilities needed
- Purpose of DMC- justifies patient’s authority (when a person’s choice determines which option is carried out)
- Capacity not same as competency
- Capacity determined by physician, competency determined by judge
- Problem with DMC (according to Dr. Schwan)
- The risks of the situation should not determine whether a person has autonomy or not
Surrogacy
- Surrogate- a person who participates in decision making and speaks to pt’s medical wishes, values, and commitments
- How to name a surrogate legally?
- Legal guardian
- Health care power of attorney
- Psychiatric advance directive proxy- like HCPOA but specifically for psychiatric disorders
- Next of kin (some states name this order)
- Why use surrogates?
- Promote patient well being
- Best way to respect patient autonomy if they don’t have DMC
- Surrogates only participate in decision making
- These decisions should be made based on
- Patient’s previously expressed wishes
- Or substituted judgment
- At least based on patient’s best interest
- Surrogate is not a good surrogate if they don’t participate in decision making with these goals
- Other sources of info about patient’s values/wishes
- Advance directives
- Living will, HCPOA, declaration for mental health treatment
- Patient’s friends
- Previous discussions w/ patient
- Patient themselves