Congress Notes Review: Introduction to the Legislative Branch
Incumbency, incentives, and advantages
- Incumbents in Congress are reelected at a very high rate, driven by multiple advantages that reinforce their ability to stay in office.
- Major factors contributing to reelection:
- Name recognition and visibility
- Access to more money for campaigns
- Legislative influence and ability to deliver for constituents
- Media exposure and positive public profile
- Practical upshots include strong fundraising and structural perks that make challenging incumbents costly and risky.
Leadership, polarization, and the backbone of Congress
- Key leadership roles in Congress: Speaker of the House and Senate Majority Leader.
- A central topic is polarization: each year, Republicans become more conservative and Democrats more liberal, widening the gap between parties.
- The system relies on committees, especially standing committees, which are described as the backbone of Congress and crucial to whether a middle-class-friendly bill can become law.
Structure and fragmentation of Congress
- Congress is fragmented across borders and interests with two chambers (House and Senate).
- Fragmentation leads to difficulty in achieving unitary action; the president often takes the lead on national issues while Congress handles smaller, more routine matters.
- Congress has three main policy roles: lawmaking, representation, and oversight.
- Some commentators argue Congress can seem ineffective at national leadership, but it remains central to many domestic functions.
The personal calculus of being a member of Congress
- A widely cited view (from political science) is that members are driven by a strong desire for reelection and power, rather than nobility, with a profession focused on maintaining office.
- The practical consequences of that focus include strategic behavior aimed at staying in office, including fundraising, district service, and committee assignments.
Compensation, staff, and service to constituents
- Salary: estimated at 175{,}000 per year (officeholders)
- Staff allocations (per year and capacity):
- House members: about 1{,}000{,}000 to hire 18 permanent staff
- Senators: about 3{,}000{,}000 to 5{,}000{,}000 to hire 30–50 staff
- Staff size in other democracies is typically much smaller (average parliament staff is about 3–4 people).
- Rationale for large staffs: more staff means more services to constituents, more ears to hear complaints, and more capacity to respond promptly to constituent needs.
- Service strategy: personal staff perform services for constituents to provide information and aid, improving perceived responsiveness.
Perks that reinforce incumbency
- Travel and communication perks help incumbents stay connected with constituents:
- Free trips between Washington, DC and districts
- Free mail (franking privileges) to disseminate information and maintain contact with voters
- These perks give incumbents a continuous, low-cost channel to stay in touch with the public and showcase their work.
Campaign finance and the money race
- Campaign fundraising is central to elections:
- Incumbents typically have a strong fundraising advantage, often able to outspend challengers by a wide margin.
- Races can reach very high dollar levels, sometimes between 20{,}000{,}000 and 40{,}000{,}000 in high-profile contests.
- Individual contributions: the average contribution from ordinary supporters tends to be small (e.g., around 200 per donor).
- Political action committees (PACs): groups aligned with interests can provide substantial campaign financing;
- PACs tend to prefer incumbents due to established access and expectations of favorable policy outcomes.
- The combined effect of high fundraising and visibility makes incumbents particularly hard to defeat.
Gerrymandering, redistricting, and electoral protection
- Redistricting occurs every ten years after the census to redraw district lines so populations are roughly equal across districts.
- The state legislature typically controls redistricting, which can be used to lock in electoral advantages for incumbents or their party (gerrymandering).
- Partisan gerrymandering serves the interests of the controlling party in a state and can concentrate or dilute vote shares to protect incumbents;
- The Supreme Court has treated redistricting as a statewide issue rather than an exclusively federal one in some contexts, limiting direct federal intervention.
- Visual imagery: districts sometimes become oddly shaped (a “goofy bird” or other odd shapes) as a reflection of strategic manipulation of lines.
Pork-barrel politics and service-based representation
- Pork barrel spending: legislatures insert targeted spending into bills to benefit specific districts, increasing political support from constituents.
- Rationale: more money returned to districts translates into votes and perceived responsiveness.
- Service strategy (constituent services): staff assist individuals with problems, information, and advocacy, strengthening incumbents’ public image.
The life of an incumbent: advantages and threats
- The net effect of these advantages creates powerful incentives to seek reelection and to manage controversy carefully.
- Disruptive issues can threaten incumbents if they fail to respond effectively (e.g., immigration, gun control, income inequality in 2018).
- Personal misconduct can end political careers (e.g., high-profile cases like Duncan Hunter).
- The dynamics of scandal, public anger, and retirement contribute to turnover and electoral shifts.
The legislative process: getting a bill from idea to law
- Most bills die in committee: roughly a 90% chance a bill dies in committee; many die in subcommittees.
- Reasons for high failure rate:
- Many bills are not seriously intended to pass; constituents press a problem, the idea is brought to committee, and then the bill dies.
- Politicians can claim they tried without bearing responsibility for the failure.
- If a bill clears committee, it goes to the floor, where House and Senate rules differ:
- House: rules committee controls debate length, amendments, and floor procedures; there are time limits on debate.
- Senate: generally allows unlimited debate; cloture can end debate with a 60-vote threshold (filibuster rule).
- Filibuster and cloture:
- A filibuster is the practice of continuous debate to block a bill; the only way to stop it is to invoke cloture and end debate.
- The cloture threshold is typically 60 out of 100 senators.
- The cultural norm is to argue and debate to win support rather than relying on a simple majority.
- There are notable exceptions: since 2013, filibuster restrictions on most presidential nominees; since 2017, restrictions on Supreme Court nominees.
- How a bill becomes law after passage in both houses:
- The president can sign into law, veto, or take no action (pocket veto). If vetoed, a two‑thirds override in both chambers can still make it law: rac{2}{3} of both chambers.
- A veto override is rare, making presidential approval a decisive step in most cases.
The president, Congress, and the balance of power
- The president’s veto power and the threat of a veto shape Congressional strategy and content of legislation.
- Presidential support or opposition can dramatically influence legislative outcomes, especially given the fragmentation and partisan divides in Congress.
The three core functions of Congress, and their scope
- Lawmaking: Congress creates and modifies the legal framework that enables governance, with powers including taxation, spending, commerce, and the declaration of war.
- Major powers center on money and policy implementation; many bills involve budget and appropriations.
- Congress is sometimes hesitant to tackle large national issues in one go due to the breadth of voices and the risk of deadlock; the executive branch often bears the lead on major national initiatives.
- Representation: Congress represents both national interests and local constituencies; committees balance these concerns.
- Committees focus on local issues, but some areas (like foreign policy) require specialized knowledge where constituent input is limited, necessitating expert decision-making.
- The rise of polarization affects representation, pushing members to serve party agendas and align with partisan voters.
- Oversight: Congress monitors and holds the executive branch accountable, including hearings and potential contempt proceedings for noncompliant agencies.
- Oversight is a key check on the presidency and the administration’s implementation of laws.
Representation in a polarized era
- The polarization of parties means that Democratic and Republican members are increasingly oriented toward their own bases, with less cross-party negotiation.
- Local differences may be deemphasized as national party identity dominates, shaping voting patterns and policy stances.
- Some scholars argue that clear party platforms improve voter clarity and accountability, while others argue that extreme polarization hinders compromise and pragmatic problem-solving.
How Congress relates to founders’ intentions and real-world governance
- The founders hoped for a spirit of compromise and moderate governance, aiming to transcend petty differences.
- The transcript argues that intense partisanship has emerged as a dominant force, complicating cooperation and policy-making.
- Despite fragmentation, Congress remains essential for managing numerous small-scale issues and ensuring accountability through representation and oversight.
Key numerical and structural highlights (quick reference)
- Incumbent reelection rates: P( ext{reelection}| ext{incumbent}) ext{ is about } 0.92 ext{ in the House and } 0.86 ext{ in the Senate}.
- Salary: ext{House member salary} = \$175{,}000.
- Staff funding:
- House: \$1{,}000{,}000\text{ per year for 18 staff}.
- Senate: \$3{,}000{,}000\text{ to }\$5{,}000{,}000\text{ per year for 30–50 staff}.
- Races and fundraising: high-profile races can reach up to \$20{,}000{,}000\$ to \$40{,}000{,}000.
- Redistricting cycle: every 10 years after the census; redistricting is controlled by the state legislature and can be exploited via gerrymandering.
- Safe district share: approximately \frac{60}{435} \approx 0.138 \approx 13.8\% of House districts are competitive; the remainder are largely safe.
- Filibuster and cloture: to end a filibuster, at least 60 votes are required in a 100-member Senate; cloture threshold is 60/100 = 0.60.
- Override of veto: requires a supermajority of rac{2}{3}$$ in both chambers to become law over the president's veto.
Notable examples and anecdotes mentioned
- 2018 debates highlighted issues like immigration, gun control, and income inequality, which influenced incumbents to retire or face electoral pressure.
- Duncan Hunter’s resignation in 2020 after pleading guilty to misconduct related to campaign funds.
- The emphasis on “getting things done” through small, controllable pieces of legislation rather than large sweeping reforms.
Summary takeaway
- Congress operates through a complex mix of incentives, perquisites, and procedural rules that collectively favor incumbents, especially in a polarized environment.
- The core functions of Congress—lawmaking, representation, and oversight—are exercised under structures (committees, floor procedures, and presidential interactions) that shape policy outcomes and the balance of national vs. local interests.
- Despite structural and behavioral barriers to rapid large-scale change, Congress maintains a stabilizing role through incremental legislation, district-focused benefits, and accountability mechanisms, even as partisan polarization intensifies.