JD

Contract: Terms and Remedies (Modules 5–6)

Overview of contract and module goals

  • Contracts are central to business; five key questions to assess enforceable deals:

    • What is a contract?

    • How do you form a legally enforceable contract?

    • What circumstances might make a contract unenforceable despite having the elements?

    • What is in the contract (the terms)?

    • What are the consequences for not honouring the contract?

  • This module focuses on putting in place a simple apparent contract and understanding terms, representations, and remedies.

Session objectives (summary)

  • Explain what is meant by the word “term” and the different kinds of terms (or obligations) in a contract.

  • Explain how to distinguish contractual terms from non-contractual representations.

  • Outline the special case of disclaimers.

  • Outline the main remedies available if a term is breached.

  • Apply these legal principles to resolve business-context issues.

Key terminology: promises and how they are classified

  • Representations: statements made during negotiations that are not intended to be terms of the contract; breach can lead to misrepresentation or other remedies.

  • Conditions: terms of fundamental importance; breaching a condition allows termination and may lead to damages.

  • Warranties: terms of lesser importance; breach entitles damages but does not automatically allow termination.

  • Intermediate/innominate terms: a middle category where the consequence of breach depends on the breach’s seriousness; may or may not allow termination depending on context (Koompahtoo principle).

  • For business purposes, think in terms of big promises vs small promises (Conditions vs Warranties).

Terms, Conditions and Warranties: core concepts

  • After contract formation, the obligations are the “terms” of the contract (also called clauses, stipulations, or provisions).

  • Two kinds of terms:

    • Conditions: fundamental terms; breach allows termination and damages.

    • Warranties: less important terms; breach leads to damages but not termination by default.

  • Determination of whether a term is a condition or a warranty is objective, considering conduct and context.

  • The words “Condition” and “Warranty” have special contract-law meanings that may diverge from everyday usage.

Condition vs. Warranty: examples and cases

  • Condition: a term of fundamental importance; breach allows termination or damages. Example: Associated Newspapers Ltd v Bancks (1951) 83 CLR 322.

  • Warranty: a minor term; breach leads to damages but not automatic termination. Example: Bettini v Gye (1876) 1 QB 183.

  • Note on innominate terms: a term not clearly a condition or warranty; consequences depend on breach seriousness (Koompahtoo).

Express terms and implied terms

  • Express terms: terms explicitly agreed, in writing or verbally; can be in a mixture of both.

  • Implied terms: terms not expressly stated but inferred to give effect to the parties’ intentions; can be implied by:

    • Trade usage or industry customs

    • Prior dealings between the parties

    • Business efficacy (implied to make the contract workable)

    • Statute (statutory terms, e.g., Australian Consumer Law)

  • Representations: statements surrounding the contract that do not form part of the terms; breach may lead to remedies other than contract breach (e.g., misrepresentation).

Express terms: identification and classification principles

  • Three key principles to classify if a statement is an express term:

    • Parol Evidence Rule (PER): generally excludes evidence of terms outside the written contract when the contract is intended to be the entire agreement.

    • Writing evidence: a term contained in a signed written document is strong evidence of agreement to that term.

    • Test for representation vs term in partially written or verbal contracts: assess whether a statement is intended as a term.

The Parol (oral) Evidence Rule (PER)

  • When contract is in writing and intended as the entire agreement, the written document determines the terms; parol evidence (oral or prior writings) cannot modify or add terms.

  • Mercantile Bank of Sydney v Taylor (1891) 12 LR (NSW) 252: If a contract is reduced to writing and appears entire, the writing contains all terms; evidence of prior or contemporaneous agreements that would add or vary terms is not admitted.

  • Rare exceptions to PER include:

    • Custom or local usage

    • Clarification of ambiguity

    • Unclear subject matter or identity of parties

    • If it is not an entire contract

  • PER covers mismatches where there is a signed written contract that appears complete; if both written contract and verbal representations exist, proving a non-PER situation is difficult and often requires clear evidence of an agreement outside the written contract (whole-of-agreement clauses attempt to prevent this).

  • Practical note: many modern contracts include “whole of the agreement” clauses to prevent the exception from being used. Outside common-law courts, consumer-law remedies (e.g., misrepresentation) may still address issues.

Readings on reading the contract and “reading small print”

  • If a contract is signed, terms are binding even if a party hasn’t read them (Maugham JL; recognition that long/complex contracts can place important clauses in small print).

  • Modern example: Toll v Alphapharm (as cited) and L’Estrange v Graucob Ltd illustrate that signed documents bind parties to their terms, regardless of awareness.

Verbal terms, multiple documents, and representations

  • Agreements can be oral or involve emails/letters; the key is distinguishing contract terms from negotiations.

  • If a representation is made during negotiations and is not intended as a term, it is a non-contractual representation; breach may give rise to remedies like misrepresentation or collateral contracts, not breach of contract.

Distinguishing a representation from a term: the Dick Bentley test

  • To determine whether a statement is a term, apply a reasonable person test (Dick Bentley Productions Ltd v Harold Smith (Motors) Ltd [1965] 1 WLR 623):

    • What would a reasonable person, aware of the circumstances, believe about the parties’ intention?

    • Considerations:

    • Time lapse between statement and final agreement: longer time suggests not a term.

    • Importance attached to the statement: more important statements are more likely to be terms.

    • Special skills or knowledge of the person making the statement: greater skill increases likelihood of term.

Is a statement a term? a practical decision-tree

  • If there is a signed, written document that is the whole agreement, the statement is generally a term if it is within that document (L’Estrange v Graucob).

  • If there is no signed document or the statement is not in the contract, apply the PER test to determine if a term exists; if no term, it may be a representation unless a collateral contract or misrepresentation applies.

  • Diagrams/flow can be used in teaching: the statements flow into terms if they are within the agreement or satisfy the Dick Bentley/D'Estrange criteria.

When a representation is not a term: possible remedies

  • If a representation is not a term, breach cannot be sued as a contract term breach, but remedies may include:

    • Breach of collateral contract

    • Misrepresentation (including vitiating factors)

    • Australian Consumer Law – Misleading and Deceptive Conduct (s18 ACL)

Collateral contracts

  • A collateral contract is a secondary contract whose consideration is the entry into the main contract.

  • If a representation turns out false, the other party can sue for breach of collateral contract, not for breach of the main contract.

  • Main contract remains intact; damages may be recovered for breach of collateral contract (De Lasalle v Guildford).

Implied terms: how courts read terms into contracts

  • Implied terms are those not spoken or written but inferred to give effect to the parties’ intentions.

  • How terms are implied:

    • Trade usage or industry customs

    • Previous dealings between the parties

    • Business efficacy: implied to make contract sensible/operable

    • Statute: statutory terms may be implied by law; statutory terms override common law terms

    • Most important statutory terms for business are in the Australian Consumer Law (ACL).

  • BP Refinery (Westernport) Pty Ltd v Shire of Hastings [1977] UKPC 13: test for implying terms in fact includes several conditions (overlaps possible):

    • It must be reasonable and equitable

    • It must be necessary to give business efficacy to the contract

    • It must be so obvious that it goes without saying

    • It must be capable of clear expression

    • It must not contradict any express term of the contract

Disclaimers: what they are and how they work

  • Disclaimers (exclusion clauses / exemption clauses / limitation of liability clauses) attempt to limit liability in a contract.

  • Contra proferentem rule: when a disclaimer is effective, the clause is interpreted against the party who relies on it (usually the business).

  • Rationale: to prevent the weaker party from being unfairly exposed to a disclaimer that hides in standard-form contracts.

  • Examples: no liability for loss or injury; no liability if goods are stolen or missing.

What makes a disclaimer effective?

  • Three key aspects for BSB250:

    • Disclaimers must be part of the contract (see: signed contract; reasonable notice; prior dealings)

    • Disclaimers are interpreted narrowly (Four Corners Rule)

    • Disclaimers must not misrepresent

Disclaimers must form part of the contract

  • A disclaimer is part of the contract if:

    • It is in a written contract signed by the parties (L’Estrange v Graucob Ltd)

    • It is brought to the attention of the other party by reasonable notice before contract formation (Thornton v Shoe Lane Parking)

    • It is implied into the contract due to prior dealings (Balmain New Ferry)

  • Key cases: Thornton v Shoe Lane Parking, Balmain New Ferry

Narrow interpretation: the Four Corners Rule

  • Council of the City of Sydney v West (1965) 114 CLR 481 establishes the Four Corners Rule: if the disclaimer’s scope is unclear, prefer the narrower interpretation.

  • This rule is applied to consumer contracts to ensure fair interpretation.

Misrepresentation and disclaimers

  • Even if a disclaimer is brought to attention, it cannot shield misrepresented effects (Curtis v Chemical Cleaning & Dyeing Co [1951] 1 KB 805).

ACL: additional factors (not examinable for this course, but relevant context)

  • ACL provisions can affect disclaimers beyond common law:

    • s64: consumer guarantees cannot be excluded

    • s64A: liability can be limited only in prescribed ways (and not for personal use goods)

    • Unfair Contract Terms (UCT) regime (Part 2-3 ACL) may void one-sided standard-form disclaimers and can carry penalties for the party that inserted them

Remedies for breach of contract

  • If a term is breached and not protected by an effective disclaimer, possible remedies include:

    • Damages

    • Equitable remedies: Specific Performance, Injunction

    • Termination of the contract in appropriate circumstances

  • Not all remedies are available in all circumstances; must be appropriate to the breach and the terms breached.

Termination of the contract

  • Termination is not automatic on breach.

  • Termination is generally permissible for breach of a condition, not for breach of a warranty (breach of warranty typically requires continued performance and damages for breach).

  • Exceptions permitting termination include:

    • Repudiation (one party signals they will not perform)

    • Serious breach of an intermediate term

    • Express termination clause within the contract

Damages: purpose and scope

  • Damages are the most common remedy for breach:

    • Compensate for losses caused by breach

    • Include damages for breach of collateral contract and potentially for misrepresentation (tort) depending on the facts

    • Damages must be mitigated by the injured party (mitigation principle).

    • Remoteness of damage: damages must be not too remote; typical reference is Hadley v Baxendale.

    • Note: Misrepresentation damages may arise in tort (negligent misrepresentation) or under ACL s236 for misleading conduct; implications depend on fault and the factual context.

Equitable remedies

  • If damages are insufficient or unsuitable, courts may grant:

    • Specific Performance: order to fulfill contractual obligations; limitations include inapplicability to employment and personal service contracts.

    • Injunction: prevent a party from engaging in behavior that breaches rights or the law.

Review and connections

  • Recap five key questions for enforceable deals covered in the module:

    • What is a contract?

    • How do you form a legally enforceable contract?

    • What circumstances might render a contract unenforceable despite having the elements?

    • What is in the contract (the terms)?

    • What are the consequences for not honouring the contract?

  • These notes align with the module’s objectives and provide a detailed framework for identifying terms, distinguishing representations, applying the PER, and evaluating remedies and disclaimers in business contexts.

Mentioned Cases

  • Associated Newspapers Ltd v Bancks (1951) 83 CLR 322: Condition vs. Warranty (example of a condition)

  • Bettini v Gye (1876) 1 QB 183: Condition vs. Warranty (example of a warranty)

  • Koompahtoo principle: Intermediate/Innominate terms (consequences depend on breach seriousness)

  • Mercantile Bank of Sydney v Taylor (1891) 12 LR (NSW) 252: Parol Evidence Rule (PER) (written contract as entire agreement)

  • Toll v Alphapharm: Reading the contract / "reading small print" (signed documents bind parties)

  • L’Estrange v Graucob Ltd: Reading the contract / "reading small print" (signed documents bind parties); Disclaimers must form part of the contract (in a signed written contract); Is a statement a term? (signed, written document as whole agreement)

  • Dick Bentley Productions Ltd v Harold Smith (Motors) Ltd [1965] 1 WLR 623: Distinguishing a representation from a term (reasonable person test)

  • De Lasalle v Guildford: Collateral contracts

  • BP Refinery (Westernport) Pty Ltd v Shire of Hastings [1977] UKPC 13: Implied terms (test for implying terms in fact)

  • Thornton v Shoe Lane Parking: Disclaimers must form part of the contract (reasonable notice before contract formation)

  • Balmain New Ferry: Disclaimers must form part of the contract (implied into contract due to prior dealings)

  • Council of the City of Sydney v West (1965) 114 CLR 481: Narrow interpretation / Four Corners Rule for disclaimers

  • Curtis v Chemical Cleaning & Dyeing Co [1951] 1 KB 805: Misrepresentation and disclaimers (disclaimer cannot shield misrepresented effects)

  • Hadley v Baxendale: Damages (remoteness of damage)