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CHP. 9 From Confederation to New Nation, 1776-1800

Essential Questions

  • How did the Articles of Confederation address the issues raised by the American Revolution?

  • How did the Constitution balance the power of the federal government with respect for individual rights?

  • How did marginalized groups in American society use the rhetoric of the American Revolution to assert their roles in the new nation?

  • In what ways did the emergence of Federalists and Democratic-Republicans reflect the contested legacies of the American Revolution?

  • How did European conflicts, particularly between France and England, create deep partisan divisions within the United States?

The Articles of Confederation

  • Overview of the Articles of Confederation

    • Established in 1781 as the first governing document of the United States.

  • Powers and Duties of Government

    • Created a unicameral legislature; Congress had limited powers.

    • States retained significant sovereignty and independence.

  • Intentional Weaknesses

    • Framers aimed to prevent tyranny by creating a weak central government.

  • One State: One Vote

    • Each state, regardless of population, had one vote in Congress.

  • Executive Committee

    • No separate executive branch to enforce laws, leading to inefficiency.

  • No Power to Tax

    • Federal government lacked the authority to levy taxes, causing financial instability.

  • The Conservative Backlash

    • Growing dissatisfaction with the Articles, including economic turmoil and interstate commerce issues.

  • The Money Problem

    • Rising debts and inflation due to inability to tax; reliance on state contributions.

  • Rural Unrest and Shays’s Rebellion

    • An armed uprising in 1786 led by Daniel Shays to protest economic injustices and aggressive tax collections.

  • Annapolis Convention

    • Meeting in 1786 to discuss trade issues and the weaknesses of the Articles; called for a Constitutional Convention.

The Conservative Constitution

  • The Constitutional Plans

    • Multiple proposals to address the inadequacies of the Articles:

    • Virginia Plan

      • Proposed a strong central government with a bicameral legislature based on population.

    • New Jersey Plan

      • Suggested a unicameral legislature with equal representation for each state.

    • Great Compromise and 3/5 Plan

      • Combined elements from both plans: House of Representatives based on population and Senate with equal representation.

  • The Conservative Constitution

    • Established a stronger federal government while protecting state rights.

  • Checks and Balances / Separation of Powers

    • Divided government into three branches (legislative, executive, judicial) to prevent any one branch from becoming too powerful.

  • Congressional Elections and Appointments

    • House of Representatives elected by the populace; Senate appointed by state legislatures (later changed to direct election).

  • Unelected Judiciary

    • Federal judges appointed for life, leading to concerns over accountability.

  • Ratification and the Federalist Papers

    • Arguments for the Constitution presented in a series of essays written by Alexander Hamilton, James Madison, and John Jay.

  • Bill of Rights

    • First ten amendments guaranteeing individual rights; significant to securing ratification.

  • Key Rights Enumerated

    • Included freedom of speech, press, assemblage, and disestablishment of religion.

  • Democratic Impulses on the Rise

    • Growing push for broader democratic participation, influenced by Enlightenment ideas.

On the Margins of the New Nation

  • Slavery in the New Nation

    • Deep-rooted institution complicating national identity and moral philosophy.

  • Gradual Emancipation Laws in the North

    • Steps toward ending slavery in northern states through legislation.

  • Northwest Ordinance (1787)

    • Established a method for admitting new states and prohibited slavery in the Northwest Territory.

  • International and Domestic Slave Trades

    • Continued debate surrounding the legality and morality of slave trading.

  • Disestablishment of Religious Authority

    • Separation of church and state leading to increased religious pluralism.

  • Women, Education, and Republican Motherhood

    • Expansion of education for women, emphasizing their roles in teaching republican values within families.

Federalists and Republicans

  • Legacy of the American Revolution

    • Varied interpretations led to distinct political ideologies.

  • Hamilton’s Program

    • Included influential financial policies:

    • Report on Public Credit

      • Advocated for federal assumption of state debts to stabilize the economy.

    • Funding and Assumption

      • Proposed a system of repaying and restructuring debts.

    • National Bank

      • First Bank of the United States to stabilize currency and credit.

    • Pro-British Foreign Policy

      • Preferred ties with Britain for trade and stability.

  • Challenging the Power of the Central Government

    • Pushback against Hamilton’s financial strategies and concentration of power.

  • The Whiskey Rebellion

    • A 1794 revolt against the excise tax on whiskey; highlighted tensions between government authority and agrarian interests.

  • Jeffersonian Republicanism

    • Emphasized agrarianism, states’ rights, and a strict interpretation of the Constitution.

    • Agrarianism at the Center of Economic Life

      • Belief that agriculture should be the foundation of the economy.

    • Distrust of Banks and Economic Centralization

      • Opposition to Hamilton's economic policies and central financial institutions.

    • Pro-French Foreign Policy

      • Favoring France in foreign affairs over Britain.

  • States’ Rights

    • Strong emphasis on the rights and powers of states in opposition to federal governmental authority.

French Revolution and American Foreign Policy

  • Early Reactions to the Revolution

    • Mixed responses; Jeffersonians supported, while Federalists feared instability.

  • Jeffersonian Enthusiasm

    • Many viewed the French Revolution as an extension of the American Revolution.

  • Conservative Fears

    • Concerns about radicalism and potential anarchy.

  • Conflict with Britain Puts the US in a Tough Position

    • US caught in the middle of British and French hostilities, complicating foreign relations.

  • Franco-American Political Split

    • Diverging loyalties between Federalists and Democratic-Republicans.

  • Citizen Genet Scandal

    • French diplomat who attempted to recruit Americans for the French Revolutionary cause, causing a diplomatic crisis.

  • XYZ Affair

    • Diplomatic incident leading to the Quasi-War; involved French demands for bribes from American diplomats.

  • Quasi-War

    • Undeclared naval conflict between the US and France.

  • Domestic Fallout

    • Increased tensions and divisions within American politics as a result of foreign affairs.

  • Alien and Sedition Acts

    • Laws aimed at restricting immigration and limiting free speech against the government.

  • Virginia and Kentucky Resolutions

    • Statements asserting states’ rights to nullify federal laws perceived as unconstitutional.

  • Revolution of 1800

    • Term describing the peaceful transfer of power from Federalists to Democratic-Republicans, marking a significant shift in American politics.

Wrapping Up Essential Points, Part I

  • Post-Revolution, debates leading to calls for a stronger central government arose due to international trade issues, financial crises, and internal unrest. (Chapter 9)

  • The Constitutional Convention reached compromises over representation, particularly regarding slave states and federal government authority over slavery and the slave trade. (Chapter 9)

  • A concept of “republican motherhood” emerged due to women’s roles during the Revolution and Enlightenment ideas, encouraging women to instill republican values in children. (Chapter 9)

  • “Republican motherhood” highlighted the growing importance of women in American political culture (Chapter 9).

  • The Federalist Papers articulated Federalist principles in the debate over ratifying the Constitution, pitted against the Anti-Federalists advocating for individual rights and limiting government power. (Chapter 9)

  • Federalists secured ratification of the Constitution by committing to the addition of a Bill of Rights, enumerating rights to protect individuals from government overreach. (Chapters 9-10)

Wrapping Up Essential Points, Part II

  • Varied political positions in the 1790s regarding national vs. state government relationships and foreign policy shaped governance and public debate. (Chapter 10)

  • Resulted in the formation of political parties, notably the Federalists under Alexander Hamilton and Democratic-Republicans led by Thomas Jefferson and James Madison. (Chapter 10)

  • Under George Washington and John Adams, political leaders established institutions and precedents that operationalized the Constitution's principles. (Chapter 10)

  • Political disagreements gave rise to Federalist and Democratic-Republican parties in the 1790s, reflecting diverging philosophies. (Chapter 10)

  • George Washington’s Farewell Address underscored national unity and warned against partisan divisions and the risks of permanent foreign alliances. (Chapter 10)