Principles of Infection Prevention and Control – Vocabulary Review

Learning Objectives

  • Define health care–associated infections (HAIs) and recognize their frequency in modern clinical practice.

    • Roughly 4\% of hospitalized patients develop an HAI.

  • Understand the importance of infection prevention in respiratory care.

  • Identify the three elements that must be present for transmission of infection in a health-care setting.

  • List patient-related risk factors that increase the probability of hospital-acquired infection.

  • State the three major routes through which pathogens spread from human sources in the health-care environment.

  • Describe aerosol transmission and the continuum between droplets and droplet nuclei.

  • Summarize practical strategies for curbing infection spread in hospitals.

  • Select and apply chemical disinfectants appropriately when processing respiratory-care equipment.

  • Outline equipment-handling procedures that limit pathogen dissemination.

  • Recognize situations that demand special infection-control measures.

  • Determine when and how to use personal protective equipment (PPE).

  • Explain how infection-control surveillance programs function.

Health-Care–Associated Infections (HAIs)

  • Definition

    • Any infection that develops during the course of medical treatment.

    • Sub-categories by point of origin:

    • Community-onset: develops outside the hospital.

    • Hospital-onset / nosocomial: originates \ge 48 hours after admission.

  • Incidence & Impact

    • Occur in about 4\% of admitted patients.

    • Lead to prolonged stays, increased costs, higher morbidity/mortality, and reputational harm.

  • Institutional Response

    • Infection Prevention (IP) programs are tasked with lowering HAI risk for patients, staff, and visitors by “breaking the chain of infection.”

    • Multidisciplinary approach: clinicians, nurses, respiratory therapists, environmental services, administration.

Elements Required for Infection Transmission

  1. Source (reservoir) of pathogens.

  2. Susceptible host.

  3. Route (mode) of transmission.

Sources (Reservoirs) of Pathogens

  • Human Reservoirs

    • Patients, visitors, health-care workers.

    • Endogenous flora (e.g., skin, upper airway, GI tract) serve as major donor microbes.

  • Inanimate Reservoirs

    • Contaminated medical equipment, linens, medications, surfaces.

    • Patients quickly contaminate the local environment (bed rails, over-bed tables, call buttons).

Susceptible Hosts

  • Host susceptibility varies according to immune competence, comorbidities, and invasive devices.

  • High-risk factors:

    • Poorly controlled diabetes mellitus.

    • Extremes of age (neonates; elder adults).

    • Immunodeficiency (e.g., HIV infection, chemotherapy-induced neutropenia).

    • Invasive lines and tubes: IV catheters, endotracheal tubes, urinary catheters.

  • Significance: Understanding host factors guides targeted prevention strategies such as vaccination, prophylaxis, and device-bundle implementation.

Modes of Transmission

  1. Contact (direct & indirect) – most common.

  2. Droplet – large-particle respiratory sprays.

  3. Airborne – small droplet nuclei that remain suspended.

Contact Transmission
  • Direct contact

    • Physical person-to-person transfer (e.g., turning or bathing patient without gloves).

    • Less frequent in hospitals compared with indirect.

  • Indirect contact

    • Transfer via contaminated intermediate objects or personnel (fomites).

    • Examples: stethoscope, blood-pressure cuff, improperly disinfected bronchoscope.

Respiratory Transmission
  • Droplet

    • Particles > 5 µm travel short distances (≈ 1 m) and settle on surfaces.

    • Representative agents: Neisseria meningitidis, influenza virus.

  • Airborne

    • Droplet nuclei \le 5 µm remain suspended for hours, dispersing over long distances.

    • Classic pathogens: Mycobacterium tuberculosis, measles virus.

  • Continuum Concept: Droplets may partially desiccate, shrinking into droplet nuclei capable of airborne behavior—underlines the need for flexible precautions.

Infection-Prevention Strategies

Creating a Safe Culture
  • Leadership at all levels must foster a shared commitment to patient & worker safety.

  • Everyone empowered to “stop the line” if best practices are threatened.

  • Comprehensive Unit-Based Safety Program (CUSP) promotes frontline involvement.

Maintaining a Healthy Workforce
  • Sick workers jeopardize care delivery & patient safety.

  • Measures include:

    • Immunizations (influenza, HepB, MMR, varicella, Tdap).

    • Chemoprophylaxis (e.g., oseltamivir during flu outbreaks).

    • OSHA standards govern employee safety & reporting.

Eliminating the Source of Pathogens
  • Standard measures encompass thorough environmental cleaning & equipment reprocessing.

  • Two tactical clusters:

    1. General sanitation (routine surface disinfection, waste disposal).

    2. Specialized equipment processing (cleaning, disinfection, sterilization schedules).

  • Definitions

    • Bactericidal: kills bacteria.

    • Bacteriostatic: inhibits bacterial growth.

    • Sporicidal: destroys spores.

    • Virocidal: inactivates viruses.

Interrupting Routes of Transmission
  • Adherence to guidance from HICPAC & CDC.

  • Key interventions: hand hygiene, PPE compliance, safe injection practices, environmental controls.

Standard Precautions

  • Baseline strategy for all patients regardless of diagnosis.

  • Components:

    • Hand hygiene before & after patient/environment contact.

    • Gloves when touching blood, body fluids, mucous membranes.

    • Mask, eye protection/face shield during procedures that generate splashes/sprays.

    • Respiratory hygiene/cough etiquette.

    • Gowns/aprons for procedures with expected clothing contamination.

    • Use of source-control masks for coughing patients.

Transmission-Based Precautions (Used in Addition to Standard)

Contact Precautions
  • Single room preferred; if unavailable, cohort with same pathogen.

  • Wear gown & gloves upon room entry.

  • Dedicated equipment or disinfect between uses.

Droplet Precautions
  • Surgical mask within 1 m of patient.

  • Patient wears mask during transport.

Airborne Infection Isolation (AII)
  • Pathogens: M. tuberculosis, varicella, rubeola.

  • Requirements:

    • Negative-pressure room with \ge 2 air exchanges/hr.

    • HEPA filtration of exhaust air.

    • NIOSH-approved N-95 (or higher) respirators for staff.

Protective Environment
  • For highly immunocompromised (e.g., allogeneic stem-cell transplant).

  • Engineering controls:

    • HEPA-filtered supply air.

    • Positive pressure relative to corridor.

    • \ge 12 air changes/hr.

    • Sealed room envelope; dust reduction strategies; ban on flowers/plants.

Special Population: Cystic Fibrosis (CF)
  • CF patients prone to recurrent infections, bronchiectasis, and multidrug-resistant organisms.

  • Universal contact precautions in all settings.

  • Patients should wear surgical masks outside their rooms.

Transport of Infected Patients
  • Limit movement whenever feasible.

  • During necessary transport:

    • Patient dons appropriate barrier (mask, gown).

    • Manual resuscitator must have expiratory-side filter for respiratory-isolation patients.

Device-Related HAIs & Prevention Bundles

  • Common device infections:

    • Ventilator-Associated Pneumonia (VAP).

    • Catheter-Related Bloodstream Infection (CRBSI/CLABSI).

    • Catheter-Associated Urinary Tract Infection (CAUTI).

  • Prevention Bundles: sets of evidence-based actions implemented together (e.g., head-of-bed elevation 30^{\circ}–45^{\circ} plus daily sedation holidays for VAP).

  • Demonstrated to significantly lower HAI rates.

Disinfection & Sterilization of Equipment

Cleaning (Step 1)
  • Physical removal of soil; prerequisite for all further processing.

  • Use soaps/detergents compatible with device.

  • Noncritical items (commodes, IV pumps, ventilator surfaces) must be cleaned & low-level disinfected between patients.

Disinfection (Step 2)
  • Destroys vegetative pathogens but not spores.

  • Methods:

    • Heat: pasteurization (e.g., 70–75 °C for 30 min).

    • Chemical: immersion in EPA-registered disinfectants for specified dwell time.

Chemical Disinfection Nuances
  • Total immersion ensures internal & external surfaces treated.

  • Manufacturer instructions dictate concentration, temperature, exposure time, and rinsing.

Sterilization (Step 3)
  • Destroys all microorganisms, including spores.

  • Physical: steam under pressure (autoclave) — typically 121 °C, 15 psi, 15 min.

  • Chemical: low-temperature options for heat-sensitive devices (ETO gas, hydrogen-peroxide plasma).

Equipment-Handling Procedures

  • In-use maintenance: periodic changing of ventilator circuits, suction tubing according to policy.

  • Reusable processing: adherence to Spaulding classification (critical, semi-critical, non-critical).

  • Single-patient disposables: eliminate reprocessing but raise cost & waste issues.

High-Risk Respiratory Devices
  • Nebulizers (large- & small-volume) — can aerosolize bacteria.

  • Ventilator circuits — condensate fosters growth; HEPA filters on expiratory limb reduce contamination.

  • Bag-valve-mask & suction equipment — surfaces become colonized; require cleaning/disinfection.

  • Oxygen therapy & pulmonary-function devices — mouthpieces, humidifiers must be disinfected/changed.

Reprocessing Reusable Equipment
  • Decision variables:

    • Manufacturer’s Instructions for Use (IFU).

    • Infection-risk category.

    • Device material & geometry.

    • Available institutional resources.

    • Cost (labor + supplies).

Bronchoscope Reprocessing
  • High contamination risk due to mucosal contact.

  • Transmission drivers:

    • Failure to perform meticulous manual cleaning before high-level disinfection.

    • Malfunctioning automated endoscope reprocessors (AERs).

    • Instrument design flaws (e.g., narrow lumens that trap debris).

Disposable Equipment Considerations
  • Pros: eliminates cross-contamination risk, saves reprocessing labor.

  • Cons: increased cost, variable quality, environmental burden.

  • Re-use of intended single-use items may breach regulations and compromise integrity.

  • Fluid & medication precautions: single-dose vials when possible; never top-off humidifiers.

Surveillance of HAIs

  • Continuous monitoring of patients & staff to detect infection/colonization trends.

  • Infection-Control Committee crafts policy; IP experts execute data collection and feedback.

  • Common surveillance targets:

    • Hand-hygiene compliance.

    • Device-related infections (CLABSI, CAUTI, VAP/VAE).

Ventilator-Associated Events (VAE)

  • Three-tier hierarchical surveillance construct:

    1. VAC – sustained \uparrow in daily minimum PEEP or FiO_2 \ge 2 calendar days after baseline stability.

    2. IVAC – VAC plus fever/hypothermia or leukocytosis/-penia and ≥ 4 days of new antibiotics.

    3. PVAP – IVAC with positive quantitative culture above threshold or purulent secretions plus culture growth below threshold.

  • Purpose: provides objective, automatable metrics that capture a wider spectrum of ventilator complications than classic VAP alone.

  • Limitation: may over- or under-detect true pneumonias; must be complemented by clinical judgment.


Practical Take-Home Points
  • Meticulous hand hygiene remains the single most effective HAI countermeasure.

  • AII rooms = negative pressure, whereas protective environments = positive pressure — memorize the difference for exams & clinical practice.

  • Cleaning failure negates all downstream disinfection/sterilization — “dirty in, dirty out.”

  • Device bundles succeed because each component targets a different link in the infection chain; partial compliance erodes benefit.

  • Surveillance data are actionable only when fed back to frontline staff in a timely, comprehensible format.